0001532989-16-000008.txt : 20160412 0001532989-16-000008.hdr.sgml : 20160412 20160412172915 ACCESSION NUMBER: 0001532989-16-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160408 FILED AS OF DATE: 20160412 DATE AS OF CHANGE: 20160412 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forest City Realty Trust, Inc. CENTRAL INDEX KEY: 0001647509 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 474113168 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TERMINAL TOWER, 50 PUBLIC SQUARE STREET 2: SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: (216) 621-6060 MAIL ADDRESS: STREET 1: TERMINAL TOWER, 50 PUBLIC SQUARE STREET 2: SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Obert Charles D CENTRAL INDEX KEY: 0001532989 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37671 FILM NUMBER: 161567980 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-04-08 0001647509 Forest City Realty Trust, Inc. FCEA/FCEB 0001532989 Obert Charles D 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 0 1 0 0 Sr VP, Chief Acct Officer Class A Common Stock 3332 D Class A Common Stock 5205 D Class A Common Stock 4018 D Class A Common Stock 5253 D Class A Common Stock 2016-04-08 4 F 0 548 20.98 D 22137 D Class A Common Stock 2016-04-11 4 F 0 1277 20.91 D 24746 D Class A Common Stock 671.3441 I 401k Plan 2007 Stock Option Grant (right to buy) 65.35 2009-03-29 2017-03-29 Class A Common Stock 5000 5000 D 2010 Stock Option Grant (right to buy) 15.89 2012-04-14 2020-04-14 Class A Common Stock 4000 4000 D 2011 Stock Option Grant (right to buy) 17.72 2013-04-13 2021-04-13 Class A Common Stock 4000 4000 D 2013 Performance Shares 0 2016-12-31 1988-08-08 Class A Common 3621 3621 D 2014 Performance Shares 0 2017-12-31 1988-08-08 Class A Common 4271 4271 D 2015 Performance Shares 0 2017-12-31 1988-08-08 Class A Common 3357 3357 D 2016 Performance Shares 0 2018-12-31 1988-08-08 Class A Common 5253 5253 D 2015 Out Performance Shares 0 2017-12-31 1988-08-08 Class A Common 20000 20000 D 2013 Restricted Stock Grant - 25% vest on 4/08/2015; 25% vest on 4/08/2016; and 50% vest on 4/08/2017. 1,666 shares vested on 4/08/2016 and were transferred to the DRS account referenced in footnote #5. 2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018. 2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018. 2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019. Shares are held by transfer agent in a direct registration account. 1,666 restricted shares vested on 4/08/2016 of those 548 shares were returned to the Company to cover taxes, the balance of the shares were transferred to this account. 3,886 restricted shares vested on 4/11/2016 of those 1,277 shares were returned to the Company to satisfy taxes, the balance of the shares were transferred to this account. FCE's 401k Plan account, shares are held indirect. Updated to reflect current holdings. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014. 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015. Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date. Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date. Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date. Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date. Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will vest 50% on December 31, 2017 and 50% on December 31, 2018 and will be available to the grantee provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date. Geralyn M. Presti, Attorney-In-Fact for Charles D. Obert 2016-04-12 EX-24 2 poa-obert.txt SEC FORMS 3, 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Gerayln M. Presti, J. Matthew Shady and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, any and all amendments and apply for EDGAR Access Codes as required thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of October 11, 2011. By: \s\ Charles D. Obert Charles D. Obert