0001437749-23-032391.txt : 20231116 0001437749-23-032391.hdr.sgml : 20231116 20231116212122 ACCESSION NUMBER: 0001437749-23-032391 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230626 FILED AS OF DATE: 20231116 DATE AS OF CHANGE: 20231116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tong Richard CENTRAL INDEX KEY: 0001572735 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35849 FILM NUMBER: 231416243 MAIL ADDRESS: STREET 1: 200 SOUTH PARK ROAD, SUITE 350 CITY: HOLLYWOOD STATE: FL ZIP: 33021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NV5 Global, Inc. CENTRAL INDEX KEY: 0001532961 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS BUSINESS SERVICES [7380] IRS NUMBER: 453458017 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 200 SOUTH PARK ROAD STREET 2: SUITE 350 CITY: HOLLYWOOD STATE: FL ZIP: 33021 BUSINESS PHONE: (954) 495-2112 MAIL ADDRESS: STREET 1: 200 SOUTH PARK ROAD STREET 2: SUITE 350 CITY: HOLLYWOOD STATE: FL ZIP: 33021 FORMER COMPANY: FORMER CONFORMED NAME: NV5 Holdings, Inc. DATE OF NAME CHANGE: 20111018 4 1 rdgdoc.xml FORM 4 X0508 4 2023-06-26 0001532961 NV5 Global, Inc. NVEE 0001572735 Tong Richard 200 SOUTH PARK RD. SUITE 350 HOLLYWOOD FL 33021 1 Exec VP and General Counsel 0 Common 2023-06-26 4 A 0 71 0 A 19876 D Common 2023-11-14 4 S 0 3169 96.8124 D 16707 D Restricted Stock Award, which is forfeitable until vested. Vesting three years from grant date of June 26, 2023. Shares granted in connection with the NV5 Global Inc. 2023 Equity Incentive Plan. The shares set forth in Column 4 of this Form 4 reflect shares sold by the reporting person for tax and estate planning purposes. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. /s/ MaryJo OBrien, as attorney in fact 2023-11-16