0001209191-20-056820.txt : 20201103
0001209191-20-056820.hdr.sgml : 20201103
20201103215000
ACCESSION NUMBER: 0001209191-20-056820
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201030
FILED AS OF DATE: 20201103
DATE AS OF CHANGE: 20201103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Redpoint Omega II, LLC
CENTRAL INDEX KEY: 0001532951
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39658
FILM NUMBER: 201285065
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 926-5600
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Redpoint Omega Associates II, LLC
CENTRAL INDEX KEY: 0001697708
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39658
FILM NUMBER: 201285066
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 2, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 926-5600
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 2, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Redpoint Omega II, L.P.
CENTRAL INDEX KEY: 0001532952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39658
FILM NUMBER: 201285067
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650) 926-5600
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, SUITE 290
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Root, Inc.
CENTRAL INDEX KEY: 0001788882
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 842717903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 80 E RICH STREET
STREET 2: SUITE 500
CITY: COLUMBUS
STATE: OH
ZIP: 43215
BUSINESS PHONE: (614) 591-4568
MAIL ADDRESS:
STREET 1: 80 E RICH STREET
STREET 2: SUITE 500
CITY: COLUMBUS
STATE: OH
ZIP: 43215
FORMER COMPANY:
FORMER CONFORMED NAME: Root Stockholdings, Inc.
DATE OF NAME CHANGE: 20190919
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-10-30
0
0001788882
Root, Inc.
ROOT
0001532952
Redpoint Omega II, L.P.
3000 SAND HILL ROAD
BUILDING 2, SUITE 290
MENLO PARK
CA
94025
0
0
1
0
0001697708
Redpoint Omega Associates II, LLC
3000 SAND HILL ROAD
BUILDING 2, SUITE 290
MENLO PARK
CA
94025
0
0
1
0
0001532951
Redpoint Omega II, LLC
3000 SAND HILL ROAD
BUILDING 2, SUITE 290
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2020-10-30
4
C
0
15139218
A
15139218
I
See footnote
Common Stock
2020-10-30
4
J
0
15139218
D
0
I
See footnote
Series C Preferred Stock
2020-10-30
4
C
0
13869030
0.00
D
Common Stock
13869030
0
I
See footnote
Series D Preferred Stock
2020-10-30
4
C
0
966985
0.00
D
Common Stock
966985
0
I
See footnote
Series E Preferred Stock
2020-10-30
4
C
0
303203
0.00
D
Common Stock
303203
0
I
See footnote
Class B Common Stock
2020-10-30
4
J
0
15139218
0.00
A
Class A Common Stock
15139128
15139218
I
See footnote
The Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.
The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.
The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.
Includes 14,685,053 shares held by Redpoint Omega II, L.P. ("RO II") and 454,165 shares held by Redpoint Omega Associates II, LLC ("ROA II").
Redpoint Omega II, LLC ("RO II LLC"), is the sole general partner of RO II. RO II LLC and ROA LLC are under common control. As such, RO II LLC has sole voting and investment control over the shares owned by RO II, and may be deemed to beneficially own the shares held by RO II. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
Includes 13,452,970 shares held by RO II and 416,060 shares held by ROA II.
Includes 937,976 shares held by RO II and 29,009 shares held by ROA II.
Includes 294,107 shares held by RO II and 9,096 shares held by ROA II.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Redpoint Omega II, L.P. By its General Partner, Redpoint Omega II, LLC By: /s/ Elliot Geidt, Manager
2020-11-03
Redpoint Omega Associates II, LLC, By: /s/ Elliot Geidt, Manager
2020-11-03
Redpoint Omega II, LLC, By: /s/ Elliot Geidt, Manager
2020-11-03