0001532618-13-000004.txt : 20130503
0001532618-13-000004.hdr.sgml : 20130503
20130502190040
ACCESSION NUMBER: 0001532618-13-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130503
DATE AS OF CHANGE: 20130502
EFFECTIVENESS DATE: 20130503
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sigma Investment Management Co
CENTRAL INDEX KEY: 0001532618
IRS NUMBER: 931092508
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14865
FILM NUMBER: 13809710
BUSINESS ADDRESS:
STREET 1: 121 SW MORRISON STREET
STREET 2: SUITE 800
CITY: PORTLAND
STATE: OR
ZIP: 97204
BUSINESS PHONE: (503) 419-3938
MAIL ADDRESS:
STREET 1: 121 SW MORRISON STREET
STREET 2: SUITE 800
CITY: PORTLAND
STATE: OR
ZIP: 97204
13F-HR
1
sigma_13f_1q13.txt
SIGMA 13F Q12013
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sigma Investment Management Company
Address: 121 SW Morrison Street
Suite 800
Portland, OR 97204
13F File Number: 28-14865
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jim Van Horn
Title: COO/CCO
Phone: (503) 419-3938
Signature, Place, and Date of Signing:
/s/ Jim Van Horn Portland, OR May 2, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 25
Form13F Information Table Value Total: $136,108 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
US Bancorp Del New COM 902973304 236 6962 SH SOLE 6962
SPDR Select Sector-Consumer Di ETF 81369y407 5761 108704 SH SOLE 106179 2525
SPDRs ETF 78462F103 288 1839 SH SOLE 1839
Vanguard Dividend Appreciation ETF 921908844 14541 221320 SH SOLE 217728 3592
Vanguard Large Cap ETF ETF 922908637 294 4103 SH SOLE 4103
iRussell 1000 Index ETF 464287622 19240 220614 SH SOLE 220614
iRussell 3000 Index ETF 464287689 1921 20553 SH SOLE 20553
iShares Kld 400 Social Index ETF 464288570 517 8893 SH SOLE 8893
iShares S&P 500 ETF 464287200 5309 33735 SH SOLE 33395 340
Jm Smucker Co New COM 832696405 1797 18118 SH SOLE 18118
Keycorp - New COM 493267108 103 10319 SH SOLE 10319
Midcap SPDRs ETF 78467Y107 235 1119 SH SOLE 1119
iRussell 2000 Value ETF 464287630 23834 284382 SH SOLE 281217 3165
Vanguard Ftse All World Ex-Us ETF 922042775 1954 42156 SH SOLE 42156
Vanguard Total World Stock Ind ETF 922042742 847 16201 SH SOLE 16201
iShares MSCI ACWI Index ETF 464288257 3407 67136 SH SOLE 66252 884
iShares Tr MSCI Eafe Index Fd ETF 464287465 13056 221363 SH SOLE 220093 1270
Vanguard Emerging Markets Etf ETF 922042858 9479 220975 SH SOLE 218419 2556
SPDR Barclays 1-3 Month T-Bill ETF 78464A680 250 5462 SH SOLE 5462
SPDR Series Trust Nuvn Brcly M ETF 78464a458 840 34919 SH SOLE 34919
iShares S&P National Muni Bond ETF 464288414 8308 75412 SH SOLE 75412
SPDR Series Trust Brclys Intl ETF 78464a516 697 11921 SH SOLE 11921
iShares Barclays Aggregate Bon ETF 464287226 22828 206155 SH SOLE 203124 3031
Costco Wholesale COM 22160k105 276 2597 SH SOLE 2597
Paulson Capital Corp COM 703797100 90 120000 SH SOLE 120000