0001532618-13-000004.txt : 20130503 0001532618-13-000004.hdr.sgml : 20130503 20130502190040 ACCESSION NUMBER: 0001532618-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130503 DATE AS OF CHANGE: 20130502 EFFECTIVENESS DATE: 20130503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sigma Investment Management Co CENTRAL INDEX KEY: 0001532618 IRS NUMBER: 931092508 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14865 FILM NUMBER: 13809710 BUSINESS ADDRESS: STREET 1: 121 SW MORRISON STREET STREET 2: SUITE 800 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: (503) 419-3938 MAIL ADDRESS: STREET 1: 121 SW MORRISON STREET STREET 2: SUITE 800 CITY: PORTLAND STATE: OR ZIP: 97204 13F-HR 1 sigma_13f_1q13.txt SIGMA 13F Q12013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sigma Investment Management Company Address: 121 SW Morrison Street Suite 800 Portland, OR 97204 13F File Number: 28-14865 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jim Van Horn Title: COO/CCO Phone: (503) 419-3938 Signature, Place, and Date of Signing: /s/ Jim Van Horn Portland, OR May 2, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 25 Form13F Information Table Value Total: $136,108 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- US Bancorp Del New COM 902973304 236 6962 SH SOLE 6962 SPDR Select Sector-Consumer Di ETF 81369y407 5761 108704 SH SOLE 106179 2525 SPDRs ETF 78462F103 288 1839 SH SOLE 1839 Vanguard Dividend Appreciation ETF 921908844 14541 221320 SH SOLE 217728 3592 Vanguard Large Cap ETF ETF 922908637 294 4103 SH SOLE 4103 iRussell 1000 Index ETF 464287622 19240 220614 SH SOLE 220614 iRussell 3000 Index ETF 464287689 1921 20553 SH SOLE 20553 iShares Kld 400 Social Index ETF 464288570 517 8893 SH SOLE 8893 iShares S&P 500 ETF 464287200 5309 33735 SH SOLE 33395 340 Jm Smucker Co New COM 832696405 1797 18118 SH SOLE 18118 Keycorp - New COM 493267108 103 10319 SH SOLE 10319 Midcap SPDRs ETF 78467Y107 235 1119 SH SOLE 1119 iRussell 2000 Value ETF 464287630 23834 284382 SH SOLE 281217 3165 Vanguard Ftse All World Ex-Us ETF 922042775 1954 42156 SH SOLE 42156 Vanguard Total World Stock Ind ETF 922042742 847 16201 SH SOLE 16201 iShares MSCI ACWI Index ETF 464288257 3407 67136 SH SOLE 66252 884 iShares Tr MSCI Eafe Index Fd ETF 464287465 13056 221363 SH SOLE 220093 1270 Vanguard Emerging Markets Etf ETF 922042858 9479 220975 SH SOLE 218419 2556 SPDR Barclays 1-3 Month T-Bill ETF 78464A680 250 5462 SH SOLE 5462 SPDR Series Trust Nuvn Brcly M ETF 78464a458 840 34919 SH SOLE 34919 iShares S&P National Muni Bond ETF 464288414 8308 75412 SH SOLE 75412 SPDR Series Trust Brclys Intl ETF 78464a516 697 11921 SH SOLE 11921 iShares Barclays Aggregate Bon ETF 464287226 22828 206155 SH SOLE 203124 3031 Costco Wholesale COM 22160k105 276 2597 SH SOLE 2597 Paulson Capital Corp COM 703797100 90 120000 SH SOLE 120000