0001532618-13-000001.txt : 20130211
0001532618-13-000001.hdr.sgml : 20130211
20130211150707
ACCESSION NUMBER: 0001532618-13-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130211
DATE AS OF CHANGE: 20130211
EFFECTIVENESS DATE: 20130211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sigma Investment Management Co
CENTRAL INDEX KEY: 0001532618
IRS NUMBER: 931092508
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14865
FILM NUMBER: 13591221
BUSINESS ADDRESS:
STREET 1: 121 SW MORRISON STREET
STREET 2: SUITE 800
CITY: PORTLAND
STATE: OR
ZIP: 97204
BUSINESS PHONE: (503) 419-3938
MAIL ADDRESS:
STREET 1: 121 SW MORRISON STREET
STREET 2: SUITE 800
CITY: PORTLAND
STATE: OR
ZIP: 97204
13F-HR
1
sigma_13f_4q12.txt
SIGMA 13F Q42012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sigma Investment Management Company
Address: 121 SW Morrison Street
Suite 800
Portland, OR 97204
13F File Number: 28-14865
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jim Van Horn
Title: COO/CCO
Phone: (503) 419-3938
Signature, Place, and Date of Signing:
/s/ Jim Van Horn Portland, OR February 11, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 30
Form13F Information Table Value Total: $126,916 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
International Business Machine COM 459200101 8 40 SH SOLE 40
215 1120 SH OTHER 1120
US Bancorp Del New COM 902973304 254 7962 SH SOLE 7962
19 609 SH OTHER 609
SPDR Select Sector-Consumer Di ETF 81369y407 5044 106321 SH SOLE 105023 1298
SPDRs ETF 78462F103 300 2109 SH SOLE 2109
Schwab U.S. Broad Market ETF ETF 808524102 256 7432 SH SOLE 7432
Vanguard Dividend Appreciation ETF 921908844 1664 27929 SH SOLE 27929
Vanguard Large Cap ETF ETF 922908637 442 6776 SH SOLE 6776
iRussell 1000 Index ETF 464287622 29244 369474 SH SOLE 368453 1021
iRussell 3000 Index ETF 464287689 2015 23790 SH SOLE 23790
iShares Kld 400 Social Index ETF 464288570 460 8893 SH SOLE 8893
iShares S&P 500 ETF 464287200 4730 33045 SH SOLE 32873 172
Jm Smucker Co New COM 832696405 1562 18118 SH SOLE 18118
Keycorp - New COM 493267108 107 12652 SH SOLE 12652
Midcap SPDRs ETF 78467Y107 208 1119 SH SOLE 1119
iRussell Mid Cap Value Index ETF 464287473 21381 425574 SH SOLE 424003 1571
Vanguard Ftse All World Ex-Us ETF 922042775 2374 51894 SH SOLE 51894
Vanguard Total World Stock Ind ETF 922042742 1079 21831 SH SOLE 21831
iShares MSCI ACWI Index ETF 464288257 3153 65582 SH SOLE 65123 459
iShares Tr MSCI Eafe Index Fd ETF 464287465 11689 205583 SH SOLE 204971 612
10 180 SH OTHER 180
Vanguard Emerging Markets Etf ETF 922042858 8749 196480 SH SOLE 195813 667
SPDR Barclays 1-3 Month T-Bill ETF 78464A680 250 5462 SH SOLE 5462
SPDR Series Trust Nuvn Brcly M ETF 78464A458 846 34919 SH SOLE 34919
iShares S&P National Muni Bond ETF 464288414 8971 81080 SH SOLE 81080
SPDR Series Trust Brclys Intl ETF 612 10039 SH SOLE 10039
iShares Barclays Aggregate Bon ETF 464287226 20922 188349 SH SOLE 187190 1159
Costco Wholesale COM 22160k105 256 2597 SH SOLE 2597
Paulson Capital Corp. COM 96 120000 SH SOLE 120000