0001532618-13-000001.txt : 20130211 0001532618-13-000001.hdr.sgml : 20130211 20130211150707 ACCESSION NUMBER: 0001532618-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130211 DATE AS OF CHANGE: 20130211 EFFECTIVENESS DATE: 20130211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sigma Investment Management Co CENTRAL INDEX KEY: 0001532618 IRS NUMBER: 931092508 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14865 FILM NUMBER: 13591221 BUSINESS ADDRESS: STREET 1: 121 SW MORRISON STREET STREET 2: SUITE 800 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: (503) 419-3938 MAIL ADDRESS: STREET 1: 121 SW MORRISON STREET STREET 2: SUITE 800 CITY: PORTLAND STATE: OR ZIP: 97204 13F-HR 1 sigma_13f_4q12.txt SIGMA 13F Q42012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sigma Investment Management Company Address: 121 SW Morrison Street Suite 800 Portland, OR 97204 13F File Number: 28-14865 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jim Van Horn Title: COO/CCO Phone: (503) 419-3938 Signature, Place, and Date of Signing: /s/ Jim Van Horn Portland, OR February 11, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 30 Form13F Information Table Value Total: $126,916 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- International Business Machine COM 459200101 8 40 SH SOLE 40 215 1120 SH OTHER 1120 US Bancorp Del New COM 902973304 254 7962 SH SOLE 7962 19 609 SH OTHER 609 SPDR Select Sector-Consumer Di ETF 81369y407 5044 106321 SH SOLE 105023 1298 SPDRs ETF 78462F103 300 2109 SH SOLE 2109 Schwab U.S. Broad Market ETF ETF 808524102 256 7432 SH SOLE 7432 Vanguard Dividend Appreciation ETF 921908844 1664 27929 SH SOLE 27929 Vanguard Large Cap ETF ETF 922908637 442 6776 SH SOLE 6776 iRussell 1000 Index ETF 464287622 29244 369474 SH SOLE 368453 1021 iRussell 3000 Index ETF 464287689 2015 23790 SH SOLE 23790 iShares Kld 400 Social Index ETF 464288570 460 8893 SH SOLE 8893 iShares S&P 500 ETF 464287200 4730 33045 SH SOLE 32873 172 Jm Smucker Co New COM 832696405 1562 18118 SH SOLE 18118 Keycorp - New COM 493267108 107 12652 SH SOLE 12652 Midcap SPDRs ETF 78467Y107 208 1119 SH SOLE 1119 iRussell Mid Cap Value Index ETF 464287473 21381 425574 SH SOLE 424003 1571 Vanguard Ftse All World Ex-Us ETF 922042775 2374 51894 SH SOLE 51894 Vanguard Total World Stock Ind ETF 922042742 1079 21831 SH SOLE 21831 iShares MSCI ACWI Index ETF 464288257 3153 65582 SH SOLE 65123 459 iShares Tr MSCI Eafe Index Fd ETF 464287465 11689 205583 SH SOLE 204971 612 10 180 SH OTHER 180 Vanguard Emerging Markets Etf ETF 922042858 8749 196480 SH SOLE 195813 667 SPDR Barclays 1-3 Month T-Bill ETF 78464A680 250 5462 SH SOLE 5462 SPDR Series Trust Nuvn Brcly M ETF 78464A458 846 34919 SH SOLE 34919 iShares S&P National Muni Bond ETF 464288414 8971 81080 SH SOLE 81080 SPDR Series Trust Brclys Intl ETF 612 10039 SH SOLE 10039 iShares Barclays Aggregate Bon ETF 464287226 20922 188349 SH SOLE 187190 1159 Costco Wholesale COM 22160k105 256 2597 SH SOLE 2597 Paulson Capital Corp. COM 96 120000 SH SOLE 120000