0000914760-15-000220.txt : 20150609 0000914760-15-000220.hdr.sgml : 20150609 20150609130751 ACCESSION NUMBER: 0000914760-15-000220 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150602 FILED AS OF DATE: 20150609 DATE AS OF CHANGE: 20150609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EveryWare Global, Inc. CENTRAL INDEX KEY: 0001532543 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FURNITURE & HOME FURNISHINGS [5020] IRS NUMBER: 453414553 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 519 N. PIERCE AVENUE CITY: LANCASTER STATE: OH ZIP: 43130 BUSINESS PHONE: 740-687-2500 MAIL ADDRESS: STREET 1: 519 N. PIERCE AVENUE CITY: LANCASTER STATE: OH ZIP: 43130 FORMER COMPANY: FORMER CONFORMED NAME: ROI Acquisition Corp. DATE OF NAME CHANGE: 20111012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hall George E. CENTRAL INDEX KEY: 0001566939 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35437 FILM NUMBER: 15920391 MAIL ADDRESS: STREET 1: C/O CLINTON GROUP INC, 601 LEXINGTON AVE STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10021 4/A 1 formfour.xml X0306 4/A 2015-06-02 2015-06-04 0 0001532543 EveryWare Global, Inc. EVRY 0001566939 Hall George E. 601 LEXINGTON AVENUE NEW YORK NY 10022 0 0 1 0 Common Stock 2015-06-02 4 J 0 282255 0 D 2635745 I Note Common Stock 2015-06-02 4 J 0 2635745 0 D 0 I Note Common Stock 2015-06-02 4 J 0 600000 0 D 0 I Note Warrants 6 2015-06-02 4 J 0 4423851 0 D 2015-06-02 Common Stock 2211925 0 I Note Warrants 6 2015-06-02 4 J 0 300000 0 D 2015-06-02 Common Stock 150000 0 I Note Pursuant to the Issuer's Prepackaged Chapter 11 Plan, as supplemented, which was confirmed by the United States Bankruptcy Court for the District of Delaware on May 22, 2015, each share of the Issuer's common stock and each warrant to purchase common stock outstanding prior to the Issuer's emergence from bankruptcy was canceled on June 2, 2015, the Effective Date of the Plan. On the Effective Date, 282,255 earnout shares of common stock held by Clinton Magnolia Master Fund Ltd. ("CMAG") were cancelled for no consideration and warrants to purchase 2,211,925 shares of common stock were cancelled for no consideration. It is anticipated that CMAG will receive 12,690 shares of the Issuer's new common stock for the remaining 2,635,745 shares of the Issuer's common stock beneficially owned by CMAG on the Effective Date. On the Effective Date, warrants to purchase 150,000 shares of common stock held by Clinton Spotlight Master Fund, L.P. ("SPOT") were cancelled for no consideration. It anticipated that SPOT will received 2,889 shares of the Issuer's new common stock for the 600,000 shares of the Issuer's common stock beneficially owned SPOT on the Effective Date. Held by CMAG, whose investment manager is Clinton Group, Inc., an entity controlled by the Reporting Person. Held by SPOT, whose investment manager is Clinton Group, Inc., an entity controlled by the Reporting Person. Warrants would have expired five years after the Issuer's initial business combination or sooner on redemption or liquidation. Amendment being filed to provide the final number of shares of new common stock received in notes 2 and 3. /s/ Joel Rubinstein, Attorney-in-Fact 2015-06-09