0001532516-20-000006.txt : 20201103 0001532516-20-000006.hdr.sgml : 20201103 20201103122516 ACCESSION NUMBER: 0001532516-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201103 EFFECTIVENESS DATE: 20201103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Partnervest Advisory Services LLC CENTRAL INDEX KEY: 0001532516 IRS NUMBER: 770577563 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14618 FILM NUMBER: 201282614 BUSINESS ADDRESS: STREET 1: 360 S. HOPE AVE. STREET 2: STE C210 CITY: SANTA BARBARA STATE: CA ZIP: 93105 BUSINESS PHONE: 805-966-1266 MAIL ADDRESS: STREET 1: 360 S. HOPE AVE. STREET 2: STE C210 CITY: SANTA BARBARA STATE: CA ZIP: 93105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001532516 XXXXXXXX 09-30-2020 09-30-2020 Partnervest Advisory Services LLC

360 S. HOPE AVE. STE C210 SANTA BARBARA CA 93105

13F HOLDINGS REPORT 028-14618 N Rebecca M Valdez 8059661266 Rebecca M Valdez Santa Barbara CA 11-03-2020 1 313 315316 false 1 0001602020 028-18040 Anfield Capital Management, LLC INFORMATION TABLE 2 upload13f3q20.xml XTRACKERS MSCI EUROPE HEDGED 233051853 337 12291 SH SOLE 801-77714 0 0 12291 ISHARES CORE U.S. AGGREGATE BOND ETF 464287226 433 3668 SH SOLE 801-77714 0 0 3668 ISHARES MSCI EAFE ETF 464287465 622 9772 SH SOLE 801-77714 0 0 9772 ISHARES SHORT TERM CORPORATE 464288646 438 7984 SH SOLE 801-77714 0 0 7984 FIRST TRUST LOW DURATION OPP 33739Q200 429 8295 SH SOLE 801-77714 0 0 8295 JPMORGAN ULTRA-SHORT INCOME 46641Q837 433 8518 SH SOLE 801-77714 0 0 8518 PIMCO ENHANCED SHORT MATURIT 72201R833 434 4258 SH SOLE 801-77714 0 0 4258 SPDR S&P 500 ETF TRUST 78462F103 6228 18597 SH SOLE 801-77714 0 0 18597 SPDR HEALTH CARE SELECT SECTOR 81369Y209 599 5680 SH SOLE 801-77714 0 0 5680 SPDR CONSUMER STAPLES SELECT SECTOR 81369Y308 422 6591 SH SOLE 801-77714 0 0 6591 SPDR TECHNOLOGY SELECT SECTOR 81369Y803 577 4948 SH SOLE 801-77714 0 0 4948 SPDR COMM SERV SELECT SECTOR SPDR 81369Y852 461 7767 SH SOLE 801-77714 0 0 7767 CBOE SPY US 12/18/20 P250 SPYX20250 8 51 SH SOLE 801-77714 0 0 51 SPDR S&P 500 ETF TR TR UNIT 78462F103 9323 27840 SH SOLE 801-77714 0 0 27840 ADVISORSHARES TR STAR GLOB BUYW 00768Y768 8567 250803 SH SOLE 801-77714 0 0 250803 ISHARES TR TIPS BD ETF 464287176 89 700 SH SOLE 801-77714 0 0 700 ISHARES TR ISHS 1-5YR INVS 464288646 305 5555 SH SOLE 801-77714 0 0 5555 ISHARES TR MSCI USA MIN VOL 46429B697 89 1396 SH SOLE 801-77714 0 0 1396 APPLE INC COM 037833100 60 516 SH SOLE 801-77714 0 0 516 ISHARES TR CORE S&P MCP ETF 464287507 20 106 SH SOLE 801-77714 0 0 106 RAYTHEON TECHNOLOGIES CORP COM 75513E101 79 1374 SH SOLE 801-77714 0 0 1374 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1900 31993 SH SOLE 801-77714 0 0 31993 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3538 30319 SH SOLE 801-77714 0 0 30319 ISHARES TR CALIF MUN BD ETF 464288356 125 1997 SH SOLE 801-77714 0 0 1997 BIOGEN INC COM 09062X103 15 52 SH SOLE 801-77714 0 0 52 ISHARES TR RUS MD CP GR ETF 464287481 2366 13688 SH SOLE 801-77714 0 0 13688 ISHARES TR CORE S&P500 ETF 464287200 51 153 SH SOLE 801-77714 0 0 153 SPDR S&P 500 ETF TR TR UNIT 78462F103 4 2400 SH Put SOLE 801-77714 0 0 2400 UNITEDHEALTH GROUP INC COM 91324P102 39 126 SH SOLE 801-77714 0 0 126 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 133 2236 SH SOLE 801-77714 0 0 2236 ISHARES TR MSCI EAFE ETF 464287465 377 5927 SH SOLE 801-77714 0 0 5927 ISHARES TR MSCI EMG MKT ETF 464287234 13 300 SH SOLE 801-77714 0 0 300 ISHARES TR RUSSELL 2000 ETF 464287655 25 166 SH SOLE 801-77714 0 0 166 FORD MTR CO DEL COM 345370860 7 1000 SH SOLE 801-77714 0 0 1000 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1643 25627 SH SOLE 801-77714 0 0 25627 COMCAST CORP NEW CL A 20030N101 29 625 SH SOLE 801-77714 0 0 625 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 354 2406 SH SOLE 801-77714 0 0 2406 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2399 22747 SH SOLE 801-77714 0 0 22747 ABBVIE INC COM 00287Y109 6 64 SH SOLE 801-77714 0 0 64 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1315 12894 SH SOLE 801-77714 0 0 12894 ISHARES TR MSCI EAFE MIN VL 46429B689 1521 22321 SH SOLE null 0 0 22321 THERMO FISHER SCIENTIFIC INC COM 883556102 740 1677 SH SOLE null 0 0 1677 WELLS FARGO CO NEW COM 949746101 247 10488 SH SOLE null 0 0 10488 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1205 5661 SH SOLE null 0 0 5661 ISHARES INC MSCI EMERG MRKT 464286533 782 14173 SH SOLE null 0 0 14173 TESLA INC COM 88160R101 2070 4825 SH SOLE null 0 0 4825 VERIZON COMMUNICATIONS INC COM 92343V104 1202 20209 SH SOLE null 0 0 20209 CHEVRON CORP NEW COM 166764100 1055 14657 SH SOLE null 0 0 14657 INTEL CORP COM 458140100 587 11336 SH SOLE null 0 0 11336 NIKE INC CL B 654106103 1344 10707 SH SOLE null 0 0 10707 PENN VA CORP COM 70788V102 340 34487 SH SOLE null 0 0 34487 TORTOISE ESSENTIAL ASSETS IN COM SH BEN INT 89148A103 393 37237 SH SOLE null 0 0 37237 ADVISORSHARES TR STAR GLOB BUYW 00768Y768 1130 33088 SH SOLE null 0 0 33088 COMCAST CORP NEW CL A 20030N101 207 4476 SH SOLE null 0 0 4476 MCDONALDS CORP COM 580135101 1335 6084 SH SOLE null 0 0 6084 RAYTHEON TECHNOLOGIES CORP COM 75513E101 764 13281 SH SOLE null 0 0 13281 GAMESTOP CORP NEW CL A 36467W109 452 44350 SH SOLE null 0 0 44350 BK OF AMERICA CORP COM 060505104 0 600 SH Call SOLE null 0 0 600 BLACKROCK SCIENCE & TECH TR SHS BEN INT 09260K101 373 14548 SH SOLE null 0 0 14548 AIR PRODS & CHEMS INC COM 009158106 489 1642 SH SOLE null 0 0 1642 STARBUCKS CORP COM 855244109 1620 18857 SH SOLE null 0 0 18857 COCA COLA CO COM 191216100 452 9145 SH SOLE null 0 0 9145 ISHARES TR MSCI EMG MKT ETF 464287234 2 8000 SH Put SOLE null 0 0 8000 LULULEMON ATHLETICA INC COM 550021109 1084 3292 SH SOLE null 0 0 3292 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 417 1420 SH SOLE null 0 0 1420 GAMESTOP CORP NEW CL A 36467W109 0 10000 SH Call SOLE null 0 0 10000 ISHARES TR ISHS 1-5YR INVS 464288646 31 564 SH SOLE null 0 0 564 ISHARES TR CORE MSCI EAFE 46432F842 328 5439 SH SOLE null 0 0 5439 JPMORGAN CHASE & CO COM 46625H100 2869 29800 SH SOLE null 0 0 29800 OVERSTOCK COM INC DEL COM 690370101 4957 68225 SH SOLE null 0 0 68225 PROSHARES TR SHORT QQQ NEW 74347B714 897 54200 SH SOLE null 0 0 54200 VANGUARD INDEX FDS MID CAP ETF 922908629 1384 7851 SH SOLE null 0 0 7851 SPROTT PHYSICAL GOLD TR UNIT 85207H104 287 19041 SH SOLE null 0 0 19041 RCI HOSPITALITY HLDGS INC COM 74934Q108 350 17173 SH SOLE null 0 0 17173 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 368 6197 SH SOLE null 0 0 6197 BRISTOL-MYERS SQUIBB CO COM 110122108 257 4257 SH SOLE null 0 0 4257 SQUARE INC CL A 852234103 585 3596 SH SOLE null 0 0 3596 ISHARES TR CORE DIV GRWTH 46434V621 362 9095 SH SOLE null 0 0 9095 MEDTRONIC PLC SHS G5960L103 201 1933 SH SOLE null 0 0 1933 PAYPAL HLDGS INC COM 70450Y103 511 2592 SH SOLE null 0 0 2592 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 503 26825 SH SOLE null 0 0 26825 JOHNSON & JOHNSON COM 478160104 2389 16046 SH SOLE null 0 0 16046 NUVEEN MUN VALUE FD INC COM 670928100 136 12731 SH SOLE null 0 0 12731 PUBLIC STORAGE COM 74460D109 200 900 SH SOLE null 0 0 900 GILEAD SCIENCES INC COM 375558103 442 6989 SH SOLE null 0 0 6989 MONDELEZ INTL INC CL A 609207105 204 3556 SH SOLE null 0 0 3556 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 1516 27771 SH SOLE null 0 0 27771 CME GROUP INC COM 12572Q105 273 1631 SH SOLE null 0 0 1631 ISHARES TR US AER DEF ETF 464288760 499 3150 SH SOLE null 0 0 3150 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 183 12444 SH SOLE null 0 0 12444 ISHARES TR US INDUSTRIALS 464287754 249 1489 SH SOLE null 0 0 1489 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 547 22706 SH SOLE null 0 0 22706 ISHARES TR MSCI KLD400 SOC 464288570 594 4645 SH SOLE null 0 0 4645 PROSHARES TR SHORT S&P 500 NE 74347B425 606 29840 SH SOLE null 0 0 29840 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 558 7071 SH SOLE null 0 0 7071 INVESCO QQQ TR UNIT SER 1 46090E103 1 4500 SH Put SOLE null 0 0 4500 FIDELITY COVINGTON TRUST MOMENTUM FACTR 316092816 204 5054 SH SOLE null 0 0 5054 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 2089 50154 SH SOLE null 0 0 50154 ZYNGA INC CL A 98986T108 174 19046 SH SOLE null 0 0 19046 FACEBOOK INC CL A 30303M102 3286 12546 SH SOLE null 0 0 12546 HONEYWELL INTL INC COM 438516106 629 3821 SH SOLE null 0 0 3821 PROTO LABS INC COM 743713109 411 3177 SH SOLE null 0 0 3177 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 270 3385 SH SOLE null 0 0 3385 BK OF AMERICA CORP COM 060505104 807 33514 SH SOLE null 0 0 33514 SPDR GOLD TR GOLD SHS 78463V107 1961 11071 SH SOLE null 0 0 11071 ARCHROCK INC COM 03957W106 184 34205 SH SOLE null 0 0 34205 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 4136 101126 SH SOLE null 0 0 101126 AMPLIFY ETF TR ONLIN RETL ETF 032108102 266 3014 SH SOLE null 0 0 3014 BLACKSTONE GROUP INC COM CL A 09260D107 1185 22705 SH SOLE null 0 0 22705 SPDR S&P 500 ETF TR TR UNIT 78462F103 0 200 SH Put SOLE null 0 0 200 AMAZON COM INC COM 023135106 5690 1807 SH SOLE null 0 0 1807 ISHARES TR ESG AW MSCI EAFE 46435G516 412 6496 SH SOLE null 0 0 6496 MICROSOFT CORP COM 594918104 8337 39639 SH SOLE null 0 0 39639 OKTA INC CL A 679295105 424 1984 SH SOLE null 0 0 1984 EDISON INTL COM 281020107 261 5124 SH SOLE null 0 0 5124 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 55 13416 SH SOLE null 0 0 13416 ISHARES TR TIPS BD ETF 464287176 211 1668 SH SOLE null 0 0 1668 HOME DEPOT INC COM 437076102 2063 7429 SH SOLE null 0 0 7429 INNOVATOR ETFS TR NASDAQ 100 PWER 45782C276 264 6200 SH SOLE null 0 0 6200 PROLOGIS INC. COM 74340W103 353 3513 SH SOLE null 0 0 3513 ACADIA PHARMACEUTICALS INC COM 004225108 262 6350 SH SOLE null 0 0 6350 GAMESTOP CORP NEW CL A 36467W109 5 1000 SH Call SOLE null 0 0 1000 PROCTER AND GAMBLE CO COM 742718109 1177 8471 SH SOLE null 0 0 8471 INTUITIVE SURGICAL INC COM NEW 46120E602 251 354 SH SOLE null 0 0 354 ADOBE SYSTEMS INCORPORATED COM 00724F101 494 1008 SH SOLE null 0 0 1008 PROSHARES TR ULTSHRT QQQ 74347B243 588 62200 SH SOLE null 0 0 62200 BK OF AMERICA CORP COM 060505104 0 5400 SH Put SOLE null 0 0 5400 CALAVO GROWERS INC COM 128246105 1341 20230 SH SOLE null 0 0 20230 ISHARES TR RUSSELL 2000 ETF 464287655 865 5776 SH SOLE null 0 0 5776 ISHARES TR PFD AND INCM SEC 464288687 394 10796 SH SOLE null 0 0 10796 PINTEREST INC CL A 72352L106 378 9097 SH SOLE null 0 0 9097 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 1493 7161 SH SOLE null 0 0 7161 AMERICAN TOWER CORP NEW COM 03027X100 859 3555 SH SOLE null 0 0 3555 ISHARES TR MSCI USA MIN VOL 46429B697 13427 210679 SH SOLE null 0 0 210679 ISHARES TR MSCI USA SMCP MN 46435G433 217 7424 SH SOLE null 0 0 7424 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 965 2848 SH SOLE null 0 0 2848 DEERE & CO COM 244199105 348 1569 SH SOLE null 0 0 1569 GAMESTOP CORP NEW CL A 36467W109 5 35000 SH Call SOLE null 0 0 35000 MERCK & CO. INC COM 58933Y105 942 11355 SH SOLE null 0 0 11355 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 198 3092 SH SOLE null 0 0 3092 DELTA AIR LINES INC DEL COM NEW 247361702 206 6726 SH SOLE null 0 0 6726 BK OF AMERICA CORP COM 060505104 0 600 SH Put SOLE null 0 0 600 UBER TECHNOLOGIES INC COM 90353T100 313 8575 SH SOLE null 0 0 8575 WISDOMTREE TR FLOATNG RAT TREA 97717X628 254 10122 SH SOLE null 0 0 10122 BANK NEW YORK MELLON CORP COM 064058100 370 10769 SH SOLE null 0 0 10769 DOMINION ENERGY INC COM 25746U109 347 4395 SH SOLE null 0 0 4395 ISHARES TR MSCI EMG MKT ETF 464287234 0 8000 SH Call SOLE null 0 0 8000 NVIDIA CORPORATION COM 67066G104 398 736 SH SOLE null 0 0 736 VANGUARD WORLD FDS INF TECH ETF 92204A702 812 2608 SH SOLE null 0 0 2608 COSTCO WHSL CORP NEW COM 22160K105 754 2123 SH SOLE null 0 0 2123 GENERAL ELECTRIC CO COM 369604103 301 48351 SH SOLE null 0 0 48351 ISHARES TR S&P 500 GRWT ETF 464287309 785 3397 SH SOLE null 0 0 3397 MONMOUTH REAL ESTATE INVT CO CL A 609720107 275 19889 SH SOLE null 0 0 19889 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 451 8153 SH SOLE null 0 0 8153 YUM BRANDS INC COM 988498101 769 8423 SH SOLE null 0 0 8423 PFIZER INC COM 717081103 1 1000 SH Call SOLE null 0 0 1000 ISHARES TR RUSSELL 2000 ETF 464287655 1 4800 SH Put SOLE null 0 0 4800 ISHARES TR S&P MC 400GR ETF 464287606 263 1099 SH SOLE null 0 0 1099 LOCKHEED MARTIN CORP COM 539830109 324 846 SH SOLE null 0 0 846 SPDR S&P 500 ETF TR TR UNIT 78462F103 6 1800 SH Put SOLE null 0 0 1800 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 986 11896 SH SOLE null 0 0 11896 ISHARES SILVER TR ISHARES 46428Q109 818 37819 SH SOLE null 0 0 37819 WALMART INC COM 931142103 1364 9752 SH SOLE null 0 0 9752 GAMESTOP CORP NEW CL A 36467W109 3 5000 SH Call SOLE null 0 0 5000 ISHARES TR U.S. MED DVC ETF 464288810 206 689 SH SOLE null 0 0 689 MFS MUN INCOME TR SH BEN INT 552738106 220 34250 SH SOLE null 0 0 34250 OAKTREE STRATEGIC INCOME COR COM 67402D104 72 11000 SH SOLE null 0 0 11000 TARGET CORP COM 87612E106 2063 13108 SH SOLE null 0 0 13108 INVESCO QQQ TR UNIT SER 1 46090E103 0 4500 SH Call SOLE null 0 0 4500 3M CO COM 88579Y101 295 1843 SH SOLE null 0 0 1843 BOEING CO COM 097023105 2 3200 SH Call SOLE null 0 0 3200 ENTERPRISE PRODS PARTNERS L COM 293792107 174 11036 SH SOLE null 0 0 11036 GAMESTOP CORP NEW CL A 36467W109 14 12500 SH Call SOLE null 0 0 12500 ISHARES TR CORE US AGGBD ET 464287226 1257 10645 SH SOLE null 0 0 10645 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2246 27044 SH SOLE null 0 0 27044 COHEN & STEERS QUALITY INCOM COM 19247L106 491 44213 SH SOLE null 0 0 44213 SALESFORCE COM INC COM 79466L302 0 2400 SH Put SOLE null 0 0 2400 SALESFORCE COM INC COM 79466L302 0 2400 SH Call SOLE null 0 0 2400 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 351 17328 SH SOLE null 0 0 17328 BOEING CO COM 097023105 2 3200 SH Put SOLE null 0 0 3200 ALPHABET INC CAP STK CL C 02079K107 1934 1316 SH SOLE null 0 0 1316 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 305 1348 SH SOLE null 0 0 1348 ISHARES TR CORE S&P500 ETF 464287200 2455 7304 SH SOLE null 0 0 7304 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 410 3890 SH SOLE null 0 0 3890 WISDOMTREE TR EM EX ST-OWNED 97717X578 817 24254 SH SOLE null 0 0 24254 EMERSON ELEC CO COM 291011104 206 3136 SH SOLE null 0 0 3136 ARES CAPITAL CORP COM 04010L103 144 10347 SH SOLE null 0 0 10347 ISHARES TR RUSSELL 2000 ETF 464287655 0 4800 SH Call SOLE null 0 0 4800 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 439 23960 SH SOLE null 0 0 23960 GAMESTOP CORP NEW CL A 36467W109 11 3000 SH Call SOLE null 0 0 3000 SPIRIT AIRLS INC COM 848577102 184 11424 SH SOLE null 0 0 11424 COHEN & STEERS LTD DURATION COM 19248C105 250 10715 SH SOLE null 0 0 10715 UNION PAC CORP COM 907818108 211 1074 SH SOLE null 0 0 1074 ISHARES TR RUS MD CP GR ETF 464287481 227 1313 SH SOLE null 0 0 1313 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 101 690 SH SOLE null 0 0 690 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2127 16529 SH SOLE null 0 0 16529 VANGUARD INDEX FDS VALUE ETF 922908744 1635 15646 SH SOLE null 0 0 15646 MOTOROLA SOLUTIONS INC COM NEW 620076307 201 1281 SH SOLE null 0 0 1281 ARK ETF TR INNOVATION ETF 00214Q104 396 4302 SH SOLE null 0 0 4302 CATERPILLAR INC DEL COM 149123101 235 1576 SH SOLE null 0 0 1576 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 869 26071 SH SOLE null 0 0 26071 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1469 14405 SH SOLE null 0 0 14405 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1501 5408 SH SOLE null 0 0 5408 HANCOCK JOHN PFD INCOME FD I COM 41021P103 695 43490 SH SOLE null 0 0 43490 INNOVATOR ETFS TR S&P 500 POWER 45782C508 420 14310 SH SOLE null 0 0 14310 APPLE INC COM 037833100 10798 93238 SH SOLE null 0 0 93238 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 830 14273 SH SOLE null 0 0 14273 ISHARES TR 1 3 YR TREAS BD 464287457 670 7746 SH SOLE null 0 0 7746 TWITTER INC COM 90184L102 215 4828 SH SOLE null 0 0 4828 MODERNA INC COM 60770K107 245 3461 SH SOLE null 0 0 3461 PAYCHEX INC COM 704326107 225 2816 SH SOLE null 0 0 2816 REALITY SHS ETF TR DIVCN DIVD ETF 75605A504 211 5806 SH SOLE null 0 0 5806 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 1700 23603 SH SOLE null 0 0 23603 XCEL ENERGY INC COM 98389B100 316 4573 SH SOLE null 0 0 4573 ABBVIE INC COM 00287Y109 334 3816 SH SOLE null 0 0 3816 FIRST TR MLP & ENERGY INCOM COM 33739B104 139 29878 SH SOLE null 0 0 29878 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 23515 234140 SH SOLE null 0 0 234140 CROCS INC COM 227046109 277 6487 SH SOLE null 0 0 6487 VANGUARD INDEX FDS SML CP GRW ETF 922908595 577 2683 SH SOLE null 0 0 2683 PROSHARES TR SHRT RUSSELL2000 74348A210 238 7000 SH SOLE null 0 0 7000 APPLE INC COM 037833100 1 4100 SH Call SOLE null 0 0 4100 GAMESTOP CORP NEW CL A 36467W109 26 15000 SH Call SOLE null 0 0 15000 APPLE INC COM 037833100 1 4100 SH Put SOLE null 0 0 4100 VISA INC COM CL A 92826C839 892 4462 SH SOLE null 0 0 4462 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 191 19072 SH SOLE null 0 0 19072 ISHARES TR JPMORGAN USD EMG 464288281 412 3714 SH SOLE null 0 0 3714 THE TRADE DESK INC COM CL A 88339J105 493 950 SH SOLE null 0 0 950 PROSHARES TR S&P 500 DV ARIST 74348A467 312 4323 SH SOLE null 0 0 4323 FORD MTR CO DEL COM 345370860 143 21531 SH SOLE null 0 0 21531 ISHARES TR CALIF MUN BD ETF 464288356 522 8361 SH SOLE null 0 0 8361 PROSHARES TR II VIX SH TRM FUTRS 74347W171 204 10000 SH SOLE null 0 0 10000 VANECK VECTORS ETF TR AGRIBUSINESS ETF 92189F700 223 3300 SH SOLE null 0 0 3300 GOLDMAN SACHS GROUP INC COM 38141G104 959 4770 SH SOLE null 0 0 4770 ALPHABET INC CAP STK CL A 02079K305 1693 1155 SH SOLE null 0 0 1155 ISHARES TR CORE S&P SCP ETF 464287804 356 5068 SH SOLE null 0 0 5068 SEMPRA ENERGY COM 816851109 1834 15498 SH SOLE null 0 0 15498 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 547 6543 SH SOLE null 0 0 6543 CINTAS CORP COM 172908105 216 648 SH SOLE null 0 0 648 VANGUARD INDEX FDS SM CP VAL ETF 922908611 412 3728 SH SOLE null 0 0 3728 ISHARES TR NATIONAL MUN ETF 464288414 206 1775 SH SOLE null 0 0 1775 SPDR SER TR S&P DIVID ETF 78464A763 275 2976 SH SOLE null 0 0 2976 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 239 44039 SH SOLE null 0 0 44039 AMERICAN EXPRESS CO COM 025816109 203 2028 SH SOLE null 0 0 2028 MICROSOFT CORP COM 594918104 1 1000 SH Put SOLE null 0 0 1000 CISCO SYS INC COM 17275R102 469 11903 SH SOLE null 0 0 11903 PEPSICO INC COM 713448108 3211 23167 SH SOLE null 0 0 23167 SPDR S&P 500 ETF TR TR UNIT 78462F103 42428 126693 SH SOLE null 0 0 126693 PFIZER INC COM 717081103 649 17696 SH SOLE null 0 0 17696 EXXON MOBIL CORP COM 30231G102 538 15674 SH SOLE null 0 0 15674 PROSHARES TR PSHS SHORT DOW30 74347B235 271 6200 SH SOLE null 0 0 6200 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 602 6420 SH SOLE null 0 0 6420 SALESFORCE COM INC COM 79466L302 1241 4938 SH SOLE null 0 0 4938 TJX COS INC NEW COM 872540109 310 5571 SH SOLE null 0 0 5571 QUALCOMM INC COM 747525103 352 2993 SH SOLE null 0 0 2993 ISHARES TR CORE S&P TTL STK 464287150 369 4884 SH SOLE null 0 0 4884 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 291 3156 SH SOLE null 0 0 3156 APPLE INC COM 037833100 0 2400 SH Put SOLE null 0 0 2400 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1672 14326 SH SOLE null 0 0 14326 ACTIVISION BLIZZARD INC COM 00507V109 214 2648 SH SOLE null 0 0 2648 NEXTERA ENERGY INC COM 65339F101 527 1899 SH SOLE null 0 0 1899 ISHARES TR COHEN STEER REIT 464287564 833 8169 SH SOLE null 0 0 8169 UNITEDHEALTH GROUP INC COM 91324P102 399 1280 SH SOLE null 0 0 1280 CERUS CORP COM 157085101 161 25683 SH SOLE null 0 0 25683 BK OF AMERICA CORP COM 060505104 0 5400 SH Call SOLE null 0 0 5400 GAMESTOP CORP NEW CL A 36467W109 30 10000 SH Call SOLE null 0 0 10000 BIOGEN INC COM 09062X103 624 2200 SH SOLE null 0 0 2200 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 501 18138 SH SOLE null 0 0 18138 ISHARES TR A RATE CP BD ETF 46429B291 201 3484 SH SOLE null 0 0 3484 NUTRIEN LTD COM 67077M108 251 6420 SH SOLE null 0 0 6420 DISNEY WALT CO COM DISNEY 254687106 1953 15738 SH SOLE null 0 0 15738 ISHARES TR MSCI CHINA ETF 46429B671 254 3431 SH SOLE null 0 0 3431 INVESCO QQQ TR UNIT SER 1 46090E103 2648 9532 SH SOLE null 0 0 9532 INTUIT COM 461202103 339 1040 SH SOLE null 0 0 1040 UNITED PARCEL SERVICE INC CL B 911312106 310 1860 SH SOLE null 0 0 1860 ALTRIA GROUP INC COM 02209S103 202 5223 SH SOLE null 0 0 5223 LILLY ELI & CO COM 532457108 226 1525 SH SOLE null 0 0 1525 YUM CHINA HLDGS INC COM 98850P109 376 7100 SH SOLE null 0 0 7100 ISHARES TR SELECT DIVID ETF 464287168 239 2933 SH SOLE null 0 0 2933 MASTERCARD INCORPORATED CL A 57636Q104 725 2143 SH SOLE null 0 0 2143 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 330 5557 SH SOLE null 0 0 5557 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2013 22814 SH SOLE null 0 0 22814 AT&T INC COM 00206R102 1024 35930 SH SOLE null 0 0 35930 ISHARES TR MSCI EMG MKT ETF 464287234 590 13389 SH SOLE null 0 0 13389 NORFOLK SOUTHN CORP COM 655844108 248 1159 SH SOLE null 0 0 1159 ORACLE CORP COM 68389X105 392 6560 SH SOLE null 0 0 6560 ROKU INC COM CL A 77543R102 360 1907 SH SOLE null 0 0 1907 INNOVATOR ETFS TR S&P 500 BUFFER 45782C664 564 21015 SH SOLE null 0 0 21015 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 330 6460 SH SOLE null 0 0 6460 ISHARES TR MSCI EAFE ETF 464287465 1627 25556 SH SOLE null 0 0 25556 DOCUSIGN INC COM 256163106 364 1693 SH SOLE null 0 0 1693 ISHARES TR CORE S&P MCP ETF 464287507 325 1754 SH SOLE null 0 0 1754 FLEXSHARES TR CR SCORED LONG 33939L753 264 4250 SH SOLE null 0 0 4250 BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 262 10967 SH SOLE null 0 0 10967 AMGEN INC COM 031162100 551 2167 SH SOLE null 0 0 2167 INTERNATIONAL BUSINESS MACHS COM 459200101 694 5703 SH SOLE null 0 0 5703 MICROSOFT CORP COM 594918104 2 900 SH Put SOLE null 0 0 900 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 223 885 SH SOLE null 0 0 885 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 898 27215 SH SOLE null 0 0 27215 TEXAS INSTRS INC COM 882508104 275 1925 SH SOLE null 0 0 1925 QORVO INC COM 74736K101 285 2208 SH SOLE null 0 0 2208 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1193 27588 SH SOLE null 0 0 27588 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 426 4203 SH SOLE null 0 0 4203 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2697 15837 SH SOLE null 0 0 15837 BOEING CO COM 097023105 661 3997 SH SOLE null 0 0 3997 SKYWORKS SOLUTIONS INC COM 83088M102 291 1999 SH SOLE null 0 0 1999 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1247 9610 SH SOLE null 0 0 9610 BARCLAYS BANK PLC IPTH SR B S&P 06746P621 732 29400 SH SOLE null 0 0 29400 NOVARTIS AG SPONSORED ADR 66987V109 244 2810 SH SOLE null 0 0 2810 ADVANCED MICRO DEVICES INC COM 007903107 211 2579 SH SOLE null 0 0 2579 ILLINOIS TOOL WKS INC COM 452308109 252 1304 SH SOLE null 0 0 1304 INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138G102 374 11266 SH SOLE null 0 0 11266 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 545 10429 SH SOLE null 0 0 10429 VANGUARD INDEX FDS GROWTH ETF 922908736 2048 8996 SH SOLE null 0 0 8996