0001567619-22-020896.txt : 20221125
0001567619-22-020896.hdr.sgml : 20221125
20221125195209
ACCESSION NUMBER: 0001567619-22-020896
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221123
FILED AS OF DATE: 20221125
DATE AS OF CHANGE: 20221125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAUCH DAVID ERIC
CENTRAL INDEX KEY: 0001952472
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38754
FILM NUMBER: 221420951
MAIL ADDRESS:
STREET 1: 16767 N PERIMETER DRIVE
STREET 2: SUITE 320
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALKALINE WATER Co INC
CENTRAL INDEX KEY: 0001532390
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140]
IRS NUMBER: 990367049
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 8541 E ANDERSON DRIVE
STREET 2: SUITE 100/101
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
BUSINESS PHONE: 480-656-2423
MAIL ADDRESS:
STREET 1: 8541 E ANDERSON DRIVE
STREET 2: SUITE 100/101
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL LINES INC
DATE OF NAME CHANGE: 20111011
4
1
doc1.xml
FORM 4
X0306
4
2022-11-23
0
0001532390
ALKALINE WATER Co INC
WTER
0001952472
RAUCH DAVID ERIC
16767 N PERIMETER DRIVE, SUITE 320
SCOTTSDALE
AZ
85260
1
0
0
0
Common Stock
2022-11-23
4
P
0
80000
0.25
A
80000
I
David and Julie Rauch Trust
Series E Preferred Stock
2022-11-23
4
P
0
100000
1.00
A
100000
I
David and Julie Rauch Trust
Stock Options
0.25
2022-11-16
2032-11-16
Common
100000
100000
D
These shares are issued at a deemed price of $0.25 in consideration for the execution of a subscription agreement for the purchase of the Series E Preferred Stock.
Each share of Series E Preferred Stock is convertible, after November 23, 2023, at the option of The Alkaline Water Company Inc. (the "Company"), into that number of units of the Company (each, a "Unit") determined by dividing the stated value ($1.00 per share) of such share by $0.25. Each Unit will consist of one share of common stock and one-half of one warrant with each whole warrant entitling the holder to acquire one share of common stock at an exercise price of $0.3125 for three years following conversion. A holder may, at its option, after January 31, 2023, convert all, but no less than all, of shares of Series E Preferred Stock held by such holder into that number of Units determined by dividing the stated value of such shares by $0.25. Each share of the Series E Preferred Stock will also automatically convert, upon the occurrence of a certain fundamental transaction, into that number of Units determined by dividing the stated value of such share by $0.25.
David Rauch and Julie Rauch are the only trustees and the only beneficiaries of the David and Julie Rauch Trust. Julie Rauch is the spouse of David Rauch.
These options vest as follows: (i) 50% on the first year anniversary of the grant date and (ii) 50% on the second year anniversary of the grant date.
/s/ David Rauch
2022-11-25