0001567619-21-013040.txt : 20210706 0001567619-21-013040.hdr.sgml : 20210706 20210706202559 ACCESSION NUMBER: 0001567619-21-013040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210706 FILED AS OF DATE: 20210706 DATE AS OF CHANGE: 20210706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEAY AARON CENTRAL INDEX KEY: 0001731858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38754 FILM NUMBER: 211075977 MAIL ADDRESS: STREET 1: 7325 BLENHEIM STREET CITY: VANCOUVER STATE: A1 ZIP: V6N 1S2 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKALINE WATER Co INC CENTRAL INDEX KEY: 0001532390 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 990367049 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 8541 E ANDERSON DRIVE STREET 2: SUITE 100/101 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480-656-2423 MAIL ADDRESS: STREET 1: 8541 E ANDERSON DRIVE STREET 2: SUITE 100/101 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL LINES INC DATE OF NAME CHANGE: 20111011 4 1 doc1.xml FORM 4 X0306 4 2021-07-06 0 0001532390 ALKALINE WATER Co INC WTER 0001731858 KEAY AARON 7325 BLENHEIM STREET VANCOUVER A1 V6N 1S2 BRITISH COLUMBIA, CANADA 1 0 0 0 Common Stock 200000 D Stock Options 1.29 2017-04-28 2027-04-28 Common 350000 350000 D Stock Options 0.53 2020-04-03 2030-04-02 Common 250000 600000 D Stock Options 1.09 2021-03-31 2031-03-31 Common 250000 850000 D Subscription Receipts 1.05 2021-07-06 4 P 0 1000000 1.25 A Units 1000000 1000000 I Klutch Financial Corp. (1) 1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability. 50% vest on April 3, 2020 and 50% vest on April 3, 2021. 50% vest on March 31, 2021 and 50% vest on March 31, 2022. Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement. /s/ Aaron Keay 2021-07-06