0001567619-21-013040.txt : 20210706
0001567619-21-013040.hdr.sgml : 20210706
20210706202559
ACCESSION NUMBER: 0001567619-21-013040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210706
FILED AS OF DATE: 20210706
DATE AS OF CHANGE: 20210706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEAY AARON
CENTRAL INDEX KEY: 0001731858
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38754
FILM NUMBER: 211075977
MAIL ADDRESS:
STREET 1: 7325 BLENHEIM STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6N 1S2
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALKALINE WATER Co INC
CENTRAL INDEX KEY: 0001532390
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140]
IRS NUMBER: 990367049
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 8541 E ANDERSON DRIVE
STREET 2: SUITE 100/101
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
BUSINESS PHONE: 480-656-2423
MAIL ADDRESS:
STREET 1: 8541 E ANDERSON DRIVE
STREET 2: SUITE 100/101
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85255
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL LINES INC
DATE OF NAME CHANGE: 20111011
4
1
doc1.xml
FORM 4
X0306
4
2021-07-06
0
0001532390
ALKALINE WATER Co INC
WTER
0001731858
KEAY AARON
7325 BLENHEIM STREET
VANCOUVER
A1
V6N 1S2
BRITISH COLUMBIA, CANADA
1
0
0
0
Common Stock
200000
D
Stock Options
1.29
2017-04-28
2027-04-28
Common
350000
350000
D
Stock Options
0.53
2020-04-03
2030-04-02
Common
250000
600000
D
Stock Options
1.09
2021-03-31
2031-03-31
Common
250000
850000
D
Subscription Receipts
1.05
2021-07-06
4
P
0
1000000
1.25
A
Units
1000000
1000000
I
Klutch Financial Corp.
(1) 1/4 of the options will vest on April 28, 2017 (the "Date of Grant"); on each anniversary date of the Date of Grant, additional 1/4 of the options will vest; provided, however, the options will stop vesting in the event that the Reporting Person's continuous service terminates (other than upon the Reporting Person's death or disability) while the options will continue vesting in the event that the Reporting Person's continuous service terminates as a result of the Reporting Person's death or disability.
50% vest on April 3, 2020 and 50% vest on April 3, 2021.
50% vest on March 31, 2021 and 50% vest on March 31, 2022.
Each Subscription Receipt is convertible into of one unit (each, a "Unit") of The Alkaline Water Company Inc. (the "Issuer"). Each Unit will consist of one common share in the capital of the Issuer (each, a "Share") and one common share purchase warrant (each share purchase warrant, a "Warrant"). Each Warrant will entitle the holder thereof to acquire one Share (each, a "Warrant Share") at $1.25 per Warrant Share for a period commencing on the closing date of the private placement (the "Closing Date") and ending three (3) years following the Closing Date. Each Subscription Receipt will automatically convert into one Unit of the Issuer upon the Issuer receiving shareholder approval for the private placement.
/s/ Aaron Keay
2021-07-06