0001140361-18-018086.txt : 20180410 0001140361-18-018086.hdr.sgml : 20180410 20180410182849 ACCESSION NUMBER: 0001140361-18-018086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180403 FILED AS OF DATE: 20180410 DATE AS OF CHANGE: 20180410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRIGHT RICHARD A CENTRAL INDEX KEY: 0001584122 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55096 FILM NUMBER: 18748885 MAIL ADDRESS: STREET 1: 1826 E. LAKECREST DRIVE CITY: SCOTTSDALE STATE: AZ ZIP: 85234 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WIN INVESTMENTS, LLC CENTRAL INDEX KEY: 0001584124 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55096 FILM NUMBER: 18748884 BUSINESS ADDRESS: STREET 1: 14301 NORTH 87 STREET SUITE 301 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 480-656-2423 MAIL ADDRESS: STREET 1: 14301 NORTH 87 STREET SUITE 301 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIFEWATER INDUSTRIES, LLC CENTRAL INDEX KEY: 0001584123 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55096 FILM NUMBER: 18748883 BUSINESS ADDRESS: STREET 1: 14301 NORTH 87 STREET, SUITE 301 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 602-549-2278 MAIL ADDRESS: STREET 1: 14301 NORTH 87 STREET, SUITE 301 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKALINE WATER Co INC CENTRAL INDEX KEY: 0001532390 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 990367049 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 14646 N. KIERLAND BLVD. STREET 2: SUITE 255 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 480-656-2423 MAIL ADDRESS: STREET 1: 14646 N. KIERLAND BLVD. STREET 2: SUITE 255 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL LINES INC DATE OF NAME CHANGE: 20111011 4 1 doc1.xml FORM 4 X0306 4 2018-04-03 0 0001532390 ALKALINE WATER Co INC WTER 0001584122 WRIGHT RICHARD A 1826 E. LAKECREST DRIVE GILBERT AZ 85234 1 1 0 0 President VP CEO COO 0001584124 WIN INVESTMENTS, LLC 14301 NORTH 87 STREET SUITE 109 SCOTTSDALE AZ 85260 0 0 1 0 0001584123 LIFEWATER INDUSTRIES, LLC 14301 NORTH 87 STREET, SUITE 109 SCOTTSDALE AZ 85260 0 0 1 0 Series C Preferred Stock 1500000 D Series D Preferred Stock 1500000 D Common Stock 700000 D Common Stock 169572 I Lifewater Industries, LLC Common Stock 2018-04-03 4 J 0 169572 D 0 I Lifewater Industries, LLC Common Stock 169300 I WiN Investments LLC Common Stock 2018-04-03 4 J 0 169300 D 0 I WiN Investments, LLC The Series C Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $15,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series C Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. The Series C Preferred Shares were issued in consideration for services performed by Mr. Wright pursuant to an employment agreement dated effective March 1, 2016. The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) Alkaline Water achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares. These shares of common stock were transferred pursuant to a settlement agreement (the "Settlement Agreement") involving multiple claims and allegations for breaches of various oral promises. Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares. 50,000 of these shares of common stock were transferred pursuant to the Settlement Agreement and 119,300 of these shares of common stock were transferred to David Guarino in order to partially settle a loan in the amount of $150,000 made by Mr. Guarino to WiN Investments, LLC. /s/ Richard A. Wright 2018-04-10 /s/ Richard A. Wright 2018-04-10 /s/ Richard A. Wright 2018-04-10