0001140361-18-018086.txt : 20180410
0001140361-18-018086.hdr.sgml : 20180410
20180410182849
ACCESSION NUMBER: 0001140361-18-018086
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180403
FILED AS OF DATE: 20180410
DATE AS OF CHANGE: 20180410
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRIGHT RICHARD A
CENTRAL INDEX KEY: 0001584122
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55096
FILM NUMBER: 18748885
MAIL ADDRESS:
STREET 1: 1826 E. LAKECREST DRIVE
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85234
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WIN INVESTMENTS, LLC
CENTRAL INDEX KEY: 0001584124
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55096
FILM NUMBER: 18748884
BUSINESS ADDRESS:
STREET 1: 14301 NORTH 87 STREET SUITE 301
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
BUSINESS PHONE: 480-656-2423
MAIL ADDRESS:
STREET 1: 14301 NORTH 87 STREET SUITE 301
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIFEWATER INDUSTRIES, LLC
CENTRAL INDEX KEY: 0001584123
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55096
FILM NUMBER: 18748883
BUSINESS ADDRESS:
STREET 1: 14301 NORTH 87 STREET, SUITE 301
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
BUSINESS PHONE: 602-549-2278
MAIL ADDRESS:
STREET 1: 14301 NORTH 87 STREET, SUITE 301
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALKALINE WATER Co INC
CENTRAL INDEX KEY: 0001532390
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140]
IRS NUMBER: 990367049
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 14646 N. KIERLAND BLVD.
STREET 2: SUITE 255
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 480-656-2423
MAIL ADDRESS:
STREET 1: 14646 N. KIERLAND BLVD.
STREET 2: SUITE 255
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL LINES INC
DATE OF NAME CHANGE: 20111011
4
1
doc1.xml
FORM 4
X0306
4
2018-04-03
0
0001532390
ALKALINE WATER Co INC
WTER
0001584122
WRIGHT RICHARD A
1826 E. LAKECREST DRIVE
GILBERT
AZ
85234
1
1
0
0
President VP CEO COO
0001584124
WIN INVESTMENTS, LLC
14301 NORTH 87 STREET SUITE 109
SCOTTSDALE
AZ
85260
0
0
1
0
0001584123
LIFEWATER INDUSTRIES, LLC
14301 NORTH 87 STREET, SUITE 109
SCOTTSDALE
AZ
85260
0
0
1
0
Series C Preferred Stock
1500000
D
Series D Preferred Stock
1500000
D
Common Stock
700000
D
Common Stock
169572
I
Lifewater Industries, LLC
Common Stock
2018-04-03
4
J
0
169572
D
0
I
Lifewater Industries, LLC
Common Stock
169300
I
WiN Investments LLC
Common Stock
2018-04-03
4
J
0
169300
D
0
I
WiN Investments, LLC
The Series C Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $15,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series C Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.
The Series C Preferred Shares were issued in consideration for services performed by Mr. Wright pursuant to an employment agreement dated effective March 1, 2016.
The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) Alkaline Water achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.
Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares.
These shares of common stock were transferred pursuant to a settlement agreement (the "Settlement Agreement") involving multiple claims and allegations for breaches of various oral promises.
Richard A. Wright has become the manager of WiN Investments, LLC and thus acquired voting and dispositive control over these shares.
50,000 of these shares of common stock were transferred pursuant to the Settlement Agreement and 119,300 of these shares of common stock were transferred to David Guarino in order to partially settle a loan in the amount of $150,000 made by Mr. Guarino to WiN Investments, LLC.
/s/ Richard A. Wright
2018-04-10
/s/ Richard A. Wright
2018-04-10
/s/ Richard A. Wright
2018-04-10