0001140361-17-036255.txt : 20170922 0001140361-17-036255.hdr.sgml : 20170922 20170922192127 ACCESSION NUMBER: 0001140361-17-036255 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170817 FILED AS OF DATE: 20170922 DATE AS OF CHANGE: 20170922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRIGHT RICHARD A CENTRAL INDEX KEY: 0001584122 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55096 FILM NUMBER: 171098442 MAIL ADDRESS: STREET 1: 7730 E. GREENWAY ROAD STREET 2: SUITE 203 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIFEWATER INDUSTRIES, LLC CENTRAL INDEX KEY: 0001584123 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55096 FILM NUMBER: 171098443 BUSINESS ADDRESS: STREET 1: 14301 NORTH 87 STREET, SUITE 301 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 602-549-2278 MAIL ADDRESS: STREET 1: 14301 NORTH 87 STREET, SUITE 301 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKALINE WATER Co INC CENTRAL INDEX KEY: 0001532390 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 990367049 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 7730 E GREENWAY ROAD STREET 2: SUITE 203 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 480-272-7290 MAIL ADDRESS: STREET 1: 7730 E GREENWAY ROAD STREET 2: SUITE 203 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL LINES INC DATE OF NAME CHANGE: 20111011 4 1 doc1.xml FORM 4 X0306 4 2017-08-17 0 0001532390 ALKALINE WATER Co INC WTER 0001584122 WRIGHT RICHARD A 7730 E. GREENWAY ROAD, SUITE 203 SCOTTSDALE AZ 85260 1 1 0 0 President VP CEO COO 0001584123 LIFEWATER INDUSTRIES, LLC 14301 NORTH 87 STREET, SUITE 109 SCOTTSDALE AZ 85260 0 0 1 0 Series A Preferred Stock 10000000 D Series C Preferred Stock 1500000 D Series D Preferred Stock 1000000 D Common Stock 2017-08-25 4 J 0 169572 A 169572 I Lifewater Industries, LLC Stock Options 7.50 2017-08-17 4 J 0 60000 D 2013-10-09 2023-10-09 Common 60000 0 D Stock Options 8.25 2017-08-17 4 J 0 12000 D 2014-05-12 2019-05-12 Common 12000 0 D Stock Options 7.275 2017-08-17 4 J 0 60000 D 2014-05-12 2024-05-12 Common 60000 0 D Stock Options 5.75 2017-08-17 4 J 0 16000 D 2015-02-18 2020-02-18 Common 16000 0 D Stock Options 0.52 2016-01-29 2023-10-07 Common 1500000 1500000 D The Series A Preferred Stock has 10 votes per share and is not convertible into shares of common stock. The stock options vest as follows: (i) 20,000 on October 9, 2013; and (ii) 10,000 per quarter until fully vested. The stock options vest as follows: (i) 30,000 on May 21, 2014 and (ii) 30,000 on November 21, 2014. Reflects a 50-1 reverse split effective as of December 29, 2015. The Series C Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $15,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series C Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. The Series C Preferred Shares were issued in consideration for services performed by Mr. Wright pursuant to an employment agreement dated effective March 1, 2016. The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) Alkaline Water achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time. Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares. These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright. /s/ Richard A. Wright 2017-09-22 /s/ Richard A. Wright 2017-09-22