0001140361-17-036255.txt : 20170922
0001140361-17-036255.hdr.sgml : 20170922
20170922192127
ACCESSION NUMBER: 0001140361-17-036255
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170817
FILED AS OF DATE: 20170922
DATE AS OF CHANGE: 20170922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WRIGHT RICHARD A
CENTRAL INDEX KEY: 0001584122
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55096
FILM NUMBER: 171098442
MAIL ADDRESS:
STREET 1: 7730 E. GREENWAY ROAD
STREET 2: SUITE 203
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIFEWATER INDUSTRIES, LLC
CENTRAL INDEX KEY: 0001584123
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55096
FILM NUMBER: 171098443
BUSINESS ADDRESS:
STREET 1: 14301 NORTH 87 STREET, SUITE 301
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
BUSINESS PHONE: 602-549-2278
MAIL ADDRESS:
STREET 1: 14301 NORTH 87 STREET, SUITE 301
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALKALINE WATER Co INC
CENTRAL INDEX KEY: 0001532390
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140]
IRS NUMBER: 990367049
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 7730 E GREENWAY ROAD
STREET 2: SUITE 203
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
BUSINESS PHONE: 480-272-7290
MAIL ADDRESS:
STREET 1: 7730 E GREENWAY ROAD
STREET 2: SUITE 203
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85260
FORMER COMPANY:
FORMER CONFORMED NAME: GLOBAL LINES INC
DATE OF NAME CHANGE: 20111011
4
1
doc1.xml
FORM 4
X0306
4
2017-08-17
0
0001532390
ALKALINE WATER Co INC
WTER
0001584122
WRIGHT RICHARD A
7730 E. GREENWAY ROAD, SUITE 203
SCOTTSDALE
AZ
85260
1
1
0
0
President VP CEO COO
0001584123
LIFEWATER INDUSTRIES, LLC
14301 NORTH 87 STREET, SUITE 109
SCOTTSDALE
AZ
85260
0
0
1
0
Series A Preferred Stock
10000000
D
Series C Preferred Stock
1500000
D
Series D Preferred Stock
1000000
D
Common Stock
2017-08-25
4
J
0
169572
A
169572
I
Lifewater Industries, LLC
Stock Options
7.50
2017-08-17
4
J
0
60000
D
2013-10-09
2023-10-09
Common
60000
0
D
Stock Options
8.25
2017-08-17
4
J
0
12000
D
2014-05-12
2019-05-12
Common
12000
0
D
Stock Options
7.275
2017-08-17
4
J
0
60000
D
2014-05-12
2024-05-12
Common
60000
0
D
Stock Options
5.75
2017-08-17
4
J
0
16000
D
2015-02-18
2020-02-18
Common
16000
0
D
Stock Options
0.52
2016-01-29
2023-10-07
Common
1500000
1500000
D
The Series A Preferred Stock has 10 votes per share and is not convertible into shares of common stock.
The stock options vest as follows: (i) 20,000 on October 9, 2013; and (ii) 10,000 per quarter until fully vested.
The stock options vest as follows: (i) 30,000 on May 21, 2014 and (ii) 30,000 on November 21, 2014.
Reflects a 50-1 reverse split effective as of December 29, 2015.
The Series C Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) The Alkaline Water Company Inc. ("Alkaline Water") achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $15,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series C Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.
The Series C Preferred Shares were issued in consideration for services performed by Mr. Wright pursuant to an employment agreement dated effective March 1, 2016.
The Series D Preferred Stock is convertible, without the payment of any additional consideration by the holder and at the option of the holder, into one fully paid and non-assessable share of common stock at any time after (i) Alkaline Water achieves the consolidated revenue of the company and all of its subsidiaries equal to or greater than $40,000,000 in any 12 month period, ending on the last day of any quarterly period of its fiscal year; or (ii) a Negotiated Trigger Event, defined as an event upon which the Series D Preferred Stock will be convertible as may be agreed by Alkaline Water and the holder in writing from time to time.
Richard A. Wright has become the manager of Lifewater Industries, LLC and thus acquired voting and dispositive control over these shares.
These stock options were cancelled without consideration on August 17, 2017 in connection with the grant of the Series D Preferred Stock to Richard A. Wright.
/s/ Richard A. Wright
2017-09-22
/s/ Richard A. Wright
2017-09-22