0001140361-16-049807.txt : 20160202 0001140361-16-049807.hdr.sgml : 20160202 20160202164901 ACCESSION NUMBER: 0001140361-16-049807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160129 FILED AS OF DATE: 20160202 DATE AS OF CHANGE: 20160202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKALINE WATER Co INC CENTRAL INDEX KEY: 0001532390 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 990367049 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 7730 E GREENWAY ROAD STREET 2: SUITE 203 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 480-272-7290 MAIL ADDRESS: STREET 1: 7730 E GREENWAY ROAD STREET 2: SUITE 203 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL LINES INC DATE OF NAME CHANGE: 20111011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRIGHT RICHARD A CENTRAL INDEX KEY: 0001584122 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55096 FILM NUMBER: 161381519 MAIL ADDRESS: STREET 1: 7730 E. GREENWAY ROAD STREET 2: SUITE 203 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 4 1 doc1.xml FORM 4 X0306 4 2016-01-29 0 0001532390 ALKALINE WATER Co INC ALKW 0001584122 WRIGHT RICHARD A 7730 E. GREENWAY ROAD, SUITE 203 SCOTTSDALE AZ 85260 1 1 0 0 VP Secretary Treasurer Series A Preferred Stock 10000000 D Stock Options 7.50 2013-10-09 2023-10-09 Common 60000 60000 D Stock Options 8.25 2014-05-12 2019-05-12 Common 12000 72000 D Stock Options 7.275 2014-05-12 2024-05-12 Common 60000 132000 D Stock Options 5.75 2015-02-18 2020-02-18 Common 16000 148000 D Stock Options 0.52 2016-01-29 4 A 0 1500000 0.52 A 2016-01-29 2023-10-07 Common 1500000 1648000 D The Series A Preferred Stock has 10 votes per share and is not convertible into shares of common stock. The stock options vest as follows: (i) 20,000 on October 9, 2013; and (ii) 10,000 per quarter until fully vested. The stock options vest as follows: (i) 30,000 on May 21, 2014 and (ii) 30,000 on November 21, 2014. Reflects a 50-1 reverse split effective as of December 29, 2015. /s/ Richard A. Wright 2016-02-02