THE ALKALINE WATER COMPANY INC.
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(Name of Issuer)
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Common Stock, $0.001 Par Value
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(Title of Class of Securities)
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01643A 207
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(CUSIP Number)
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copy to:
Clark Wilson LLP
900 - 885 West Georgia Street Vancouver, British Columbia, Canada V6C 3H1 Tel: 604.687.5700 Fax: 604.687.6314 |
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
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April 3, 2018
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(Date of Event which Requires Filing of this Statement)
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CUSIP No.
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01643A 207
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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Richard A. Wright
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) [ ]
(b) [ ]
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3
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SEC USE ONLY
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|||
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4
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SOURCE OF FUNDS (See Instructions)
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|||
OO
|
||||
5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
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[ ]
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7
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SOLE VOTING POWER
|
||
700,000
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||||
8
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SHARED VOTING POWER
|
|||
Nil
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||||
9
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SOLE DISPOSITIVE POWER
|
|||
700,000
|
||||
10
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SHARED DISPOSITIVE POWER
|
|||
Nil
|
||||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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|||
700,000 shares of common stock
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||||
12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
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[ ]
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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|||
2.7% based on 25,858,062 shares of common stock issued and outstanding as of April 6, 2018.
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14
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TYPE OF REPORTING PERSON (See Instructions)
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|||
IN
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CUSIP No.
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01643A 207
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1
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||
Lifewater Industries, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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|||
(a) [ ]
(b) [ ]
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||||
3
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SEC USE ONLY
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|||
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||||
4
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SOURCE OF FUNDS (See Instructions)
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|||
OO
|
||||
5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|||
[ ]
|
||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Arizona
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
|
||
Nil
|
||||
8
|
SHARED VOTING POWER
|
|||
Nil
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|||
Nil
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|||
Nil
|
||||
11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
Nil
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
[ ]
|
||||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|||
Nil
|
||||
14
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TYPE OF REPORTING PERSON (See Instructions)
|
|||
OO
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CUSIP No.
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01643A 207
|
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||
WiN Investments, LLC
|
||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
|||
(a) [ ]
(b) [ ]
|
||||
3
|
SEC USE ONLY
|
|||
|
||||
4
|
SOURCE OF FUNDS (See Instructions)
|
|||
OO
|
||||
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
|
|||
[ ]
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Arizona
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
|
||
Nil
|
||||
8
|
SHARED VOTING POWER
|
|||
Nil
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|||
Nil
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|||
Nil
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
Nil
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
|||
[ ]
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|||
Nil
|
||||
14
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TYPE OF REPORTING PERSON (See Instructions)
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|||
OO
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•
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The acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer;
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•
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An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries;
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•
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A sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries;
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•
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Any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board;
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•
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Any material change in the present capitalization or dividend policy of the Issuer;
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•
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Any other material change in the Issuer's business or corporate structure, including but not limited to, if the Issuer is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by Section 13 of the Investment Company Act of 1940;
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•
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Changes in the Issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;
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•
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Causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association;
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•
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A class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or
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•
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Any action similar to any of those enumerated above.
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Dated: April 6, 2018
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/s/ Richard A. Wright
Signature |
Richard A. Wright
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Dated: April 6, 2018
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LIFEWATER INDUSTRIES, LLC
/s/ Richard A. Wright Authorized Signatory – Richard A. Wright |
Dated: April 6, 2018
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WIN INVESTMENTS, LLC
/s/ Richard A. Wright Authorized Signatory – Richard A. Wright |
CHRIS BROWN |
THE ALKALINE WATER COMPANY, INC., a Nevada corporation
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MCDOWELL 78, LLC, an Arizona limited |
RICHARD WRIGHT, an individual
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Liability company |
WRIGHT INVESTMENT GROUP, LLC, |
LIFEWATER INDUSTRIES, LLC, an
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An Arizona limited liability company |
Arizona limited liability company
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