0001437749-23-005236.txt : 20230302 0001437749-23-005236.hdr.sgml : 20230302 20230302164626 ACCESSION NUMBER: 0001437749-23-005236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gupta Mahendra R CENTRAL INDEX KEY: 0001532287 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56469 FILM NUMBER: 23699824 MAIL ADDRESS: STREET 1: WASHINGTON UNIVERSITY CAMPUS BOX 1133 STREET 2: ONE BROOKINGS DRIVE CITY: ST. LOUIS STATE: MO ZIP: 63130-4899 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENDI Corp. CENTRAL INDEX KEY: 0001908984 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 874284605 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1806 SUMMIT AVE, STE 300 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: (434) 336-7737 MAIL ADDRESS: STREET 1: 1806 SUMMIT AVE, STE 300 CITY: RICHMOND STATE: VA ZIP: 23230 4 1 rdgdoc.xml 030223 GUPTA FORM 4 X0306 4 2023-02-28 0001908984 ENDI Corp. ENDI 0001532287 Gupta Mahendra R 2400 OLD BRICK ROAD SUITE 115, C/O ENDI CORP. GLEN ALLEN VA 23060 1 Restricted Stock Units 2023-02-28 4 A 0 5250 0 A Class A Common Stock 5250 5250 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The restricted stock unit grant was approved by the Issuer's board of directors on February 28, 2023, subject to stockholder approval of the Issuer's 2022 Omnibus Equity Incentive Plan (the "Stockholder Approval") under which the restricted stock unit grant was awarded. The restricted stock units shall vest immediately, in full, upon receipt of Stockholder Approval. Notwithstanding the foregoing, if the Issuer's stockholders do not approve the 2022 Omnibus Equity Incentive Plan at the Issuer's 2023 annual stockholder meeting, the restricted stock unit grant shall be null and void. The restricted stock units shall be settled by the Issuer in the year following the year in which the applicable vesting date occurs, but no later than March 15 of such following year. /s/ David Sherman as Attorney-In-Fact for Mahendra Gupta 2023-03-02