0001437749-23-005236.txt : 20230302
0001437749-23-005236.hdr.sgml : 20230302
20230302164626
ACCESSION NUMBER: 0001437749-23-005236
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230228
FILED AS OF DATE: 20230302
DATE AS OF CHANGE: 20230302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gupta Mahendra R
CENTRAL INDEX KEY: 0001532287
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56469
FILM NUMBER: 23699824
MAIL ADDRESS:
STREET 1: WASHINGTON UNIVERSITY CAMPUS BOX 1133
STREET 2: ONE BROOKINGS DRIVE
CITY: ST. LOUIS
STATE: MO
ZIP: 63130-4899
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENDI Corp.
CENTRAL INDEX KEY: 0001908984
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 874284605
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1806 SUMMIT AVE, STE 300
CITY: RICHMOND
STATE: VA
ZIP: 23230
BUSINESS PHONE: (434) 336-7737
MAIL ADDRESS:
STREET 1: 1806 SUMMIT AVE, STE 300
CITY: RICHMOND
STATE: VA
ZIP: 23230
4
1
rdgdoc.xml
030223 GUPTA FORM 4
X0306
4
2023-02-28
0001908984
ENDI Corp.
ENDI
0001532287
Gupta Mahendra R
2400 OLD BRICK ROAD
SUITE 115, C/O ENDI CORP.
GLEN ALLEN
VA
23060
1
Restricted Stock Units
2023-02-28
4
A
0
5250
0
A
Class A Common Stock
5250
5250
D
Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
The restricted stock unit grant was approved by the Issuer's board of directors on February 28, 2023, subject to stockholder approval of the Issuer's 2022 Omnibus Equity Incentive Plan (the "Stockholder Approval") under which the restricted stock unit grant was awarded. The restricted stock units shall vest immediately, in full, upon receipt of Stockholder Approval. Notwithstanding the foregoing, if the Issuer's stockholders do not approve the 2022 Omnibus Equity Incentive Plan at the Issuer's 2023 annual stockholder meeting, the restricted stock unit grant shall be null and void. The restricted stock units shall be settled by the Issuer in the year following the year in which the applicable vesting date occurs, but no later than March 15 of such following year.
/s/ David Sherman as Attorney-In-Fact for Mahendra Gupta
2023-03-02