0000899243-18-001878.txt : 20180125 0000899243-18-001878.hdr.sgml : 20180125 20180125161641 ACCESSION NUMBER: 0000899243-18-001878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180123 FILED AS OF DATE: 20180125 DATE AS OF CHANGE: 20180125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roeder Clinton CENTRAL INDEX KEY: 0001727625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38347 FILM NUMBER: 18548452 MAIL ADDRESS: STREET 1: 2001 KIRBY DRIVE STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nine Energy Service, Inc. CENTRAL INDEX KEY: 0001532286 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 800759121 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2001 KIRBY DRIVE STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77019 BUSINESS PHONE: (713) 227-7888 MAIL ADDRESS: STREET 1: 2001 KIRBY DRIVE STREET 2: SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77019 FORMER COMPANY: FORMER CONFORMED NAME: NSC-Tripoint, Inc. DATE OF NAME CHANGE: 20111007 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-23 0 0001532286 Nine Energy Service, Inc. NINE 0001727625 Roeder Clinton 2001 KIRBY DRIVE, SUITE 200 HOUSTON TX 77019 0 1 0 0 See Remarks Common Stock 2018-01-23 4 A 0 13043 23.00 A 13043 D Common Stock 2018-01-23 4 A 0 26087 0.00 A 39130 D Stock Option (right to buy) 23.00 2018-01-23 4 A 0 32103 0.00 A 2028-01-23 Common Stock 32103 32103 D Purchased in a private transaction with the Issuer pursuant to the terms of the reporting person's employment agreement and a related subscription agreement, as summarized in the Registration Statement on Form S-1 filed by the Issuer on January 9, 2018. These shares of restricted stock will vest in three equal annual installments on the first three anniversaries of the grant date. These stock options will vest and become exercisable in three equal annual installments on the first three anniversaries of the grant date. Senior Vice President and Chief Financial Officer /s/ Clinton Roeder by Theodore R. Moore, as Attorney-in-fact 2018-01-25