0001567619-22-021238.txt : 20221202 0001567619-22-021238.hdr.sgml : 20221202 20221202191913 ACCESSION NUMBER: 0001567619-22-021238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221201 FILED AS OF DATE: 20221202 DATE AS OF CHANGE: 20221202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DaCosta Albert CENTRAL INDEX KEY: 0001887925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40902 FILM NUMBER: 221443415 MAIL ADDRESS: STREET 1: C/O PARAGON 28, INC. STREET 2: 14445 GRASSLANDS DRIVE CITY: ENGLEWOOD STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Paragon 28, Inc. CENTRAL INDEX KEY: 0001531978 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 273170186 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8310 SOUTH VALLEY HIGHWAY STREET 2: SUITE 3115 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 888-728-1888 MAIL ADDRESS: STREET 1: 8310 SOUTH VALLEY HIGHWAY STREET 2: SUITE 3115 CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 doc1.xml FORM 4 X0306 4 2022-12-01 0 0001531978 Paragon 28, Inc. FNA 0001887925 DaCosta Albert C/O PARAGON 28, INC. 14445 GRASSLANDS DRIVE ENGLEWOOD CO 80112 1 1 0 0 See Remarks Common Stock 2022-12-01 4 S 0 30000 19.5141 D 379136 D Common Stock 5000000 I See footnote Common Stock 6480610 I See footnote The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan and made for tax planning purposes. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.25 to $20.205 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 202,890 RSUs. Shares are held by DaCosta Investment Company, LLC, of which the Reporting Person is a manager. Shares are held by The DaCosta Family Trust, of which the Reporting Person is trustee. President & Chief Executive Officer /s/ Jonathan Friedman, as Attorney-in-Fact for Albert DaCosta 2022-12-02