Chief Compliance Officer

0001531593-14-000022.txt : 20140813 0001531593-14-000022.hdr.sgml : 20140812 20140812120628 ACCESSION NUMBER: 0001531593-14-000022 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140812 DATE AS OF CHANGE: 20140812 EFFECTIVENESS DATE: 20140812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WHITE BAY PT LLC CENTRAL INDEX KEY: 0001531593 IRS NUMBER: 453168273 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15120 FILM NUMBER: 141033080 BUSINESS ADDRESS: STREET 1: 2 RECTOR STREET STREET 2: 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 646-738-4064 MAIL ADDRESS: STREET 1: 140 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001531593 XXXXXXXX 06-30-2014 06-30-2014 WHITE BAY PT LLC

140 BROADWAY 38TH FLOOR NEW YORK NY 10005

13F HOLDINGS REPORT 028-15120 N Pragati Nayak Chief Compliance Officer 646-374-1725 Pragati Nayak Philadelphia PA 08-12-2014 0 831 291775 false INFORMATION TABLE 2 13F_Pos_2014_Q2.xml QWEST CORPORATION DEBENTU BOND 912920AC9 50 50000 SH SOLE 50000 0 0 ISHARES 10+ YEAR CREDIT B EQUITY 464289511 361 5958 SH SOLE 5958 0 0 USD ASPEN INSURANCE 4.650 BOND 04530DAD4 1039 1000000 SH SOLE 1000000 0 0 CF INDUSTRIES INC COMPANY BOND 12527GAF0 533 500000 SH SOLE 500000 0 0 TEEKAY OFFSHORE PARTNERS BOND 87901BAA0 503 500000 SH SOLE 500000 0 0 VERIZON COMMUNICATIONS GL BOND 92343VBT0 378 300000 SH SOLE 300000 0 0 WELLS FARGO AND COMPANY SER BOND 94974BFR6 255 250000 SH SOLE 250000 0 0 ALTICE FINANCING SA COMPA BOND 02154CAC7 107 100000 SH SOLE 100000 0 0 AVAYA INC SECURED 144A BOND 053499AJ8 185 200000 SH SOLE 200000 0 0 BERRY PETROL CO BOND 085789AF2 320 300000 SH SOLE 300000 0 0 CHESAPEAKE MIDSTREAM PT C BOND 16524RAC7 321 300000 SH SOLE 300000 0 0 CONSTELLATION BRANDS INC BOND 21036PAF5 172 150000 SH SOLE 150000 0 0 ENDO FIN LLC/ENDO FINCO C BOND 29271LAD6 486 450000 SH SOLE 450000 0 0 INTER AMERICAN DEV BANK N BOND 459058BS1 101 100000 SH SOLE 100000 0 0 JOHNSON AND JOHNSON GLB BOND 478160AZ7 108 100000 SH SOLE 100000 0 0 PNC FUNDING CORP SENIOR N BOND 693476BL6 386 354000 SH SOLE 354000 0 0 PEPSICO INC GLB BOND 713448BY3 149 150000 SH SOLE 150000 0 0 WASTE MANAGEMENT INC COMP BOND 94106LAS8 345 299000 SH SOLE 299000 0 0 ISHARES INTERMEDIATE CRED EQUITY 464288638 271 2459 SH SOLE 2459 0 0 ISHARES CORE US CREDIT BO EQUITY 464288620 557 5000 SH SOLE 5000 0 0 VANGARD INTRMEDATE-TERMC EQUITY 92206C870 3351 38716 SH SOLE 38716 0 0 USD VPII ESCROW CORP 144A BOND 92912EAA1 332 300000 SH SOLE 300000 0 0 AMERICAN EXPRESS CREDIT S BOND 0258M0DM8 250 250000 SH SOLE 250000 0 0 BRISTOL-MYERS SQUIBB CO G BOND 110122AU2 145 175000 SH SOLE 175000 0 0 PACIFIC BELL DEBENTURES BOND 694032AT0 321 250000 SH SOLE 250000 0 0 ISHARES CORE TOTAL U.S. B EQUITY 464287226 8385 76645 SH SOLE 76645 0 0 AVNET INC GLB BOND 053807AR4 72 68000 SH SOLE 68000 0 0 BANK OF NEW YORK SR SUBOR BOND 064057BD3 666 590000 SH SOLE 590000 0 0 CHEVRON CORP GLB BOND 166764AH3 223 220000 SH SOLE 220000 0 0 FOREST LABORATORIES INC 1 BOND 345838AE6 55 50000 SH SOLE 50000 0 0 HARRAHS OPERATING CO INC BOND 413627BM1 77 200000 SH SOLE 200000 0 0 KINETICS CONCEPT/KCI USA BOND 49461BAE4 115 100000 SH SOLE 100000 0 0 NIELSEN FINANCE LLC/CO CO BOND 65410CAA8 103 100000 SH SOLE 100000 0 0 RANGE RESOURCES CORP COMP BOND 75281AAQ2 160 150000 SH SOLE 150000 0 0 GENERAL FINANCE CORP NEW EQUITY 369822705 127 5000 SH SOLE 5000 0 0 JMP GROUP INC NEW MONEY EQUITY 46629U305 126 5000 SH SOLE 5000 0 0 SEASPAN CORP NEW MONEY EQUITY 81254U205 128 5000 SH SOLE 5000 0 0 ERICSSON (LM) TEL-SP ADR OPTION 294821608 0 8 SH Put SOLE 8 0 0 BP PLC-SPONS ADR OPTION 055622104 11 1227 SH Put SOLE 1227 0 0 MERCK AND CO. 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OCCIDENTAL PETROLEUM CORP OPTION 674599105 1 65 SH Put SOLE 65 0 0 ANADARKO PETROLEUM CORP OPTION 032511107 0 3 SH Put SOLE 3 0 0 ISHARES RUSSELL 2000 ETF OPTION 99AAYY0B4 0 47 SH Put SOLE 47 0 0 CREDIT SUISSE GROUP-SPON OPTION 225401108 1 37 SH Put SOLE 37 0 0 SPDR DJIA TRUST OPTION 78467X109 8 147 SH Call SOLE 147 0 0 CABLEVISION SYSTEMS-NY GR OPTION 12686C109 0 6 SH Put SOLE 6 0 0 PFIZER INC OPTION 99AAYY2X6 16 278 SH Put SOLE 278 0 0 BB AND T CORP OPTION 054937107 0 21 SH Put SOLE 21 0 0 CANADIAN NATURAL RESOURCE OPTION 136385101 0 18 SH Put SOLE 18 0 0 CONAGRA FOODS INC OPTION 205887102 0 10 SH Put SOLE 10 0 0 ISHARES MSCI JAPAN ETF OPTION 464286848 1 100 SH Put SOLE 100 0 0 HONEYWELL INTERNATIONAL I OPTION 438516106 0 5 SH Put SOLE 5 0 0 FORD MOTOR CO OPTION 345370860 0 726 SH Put SOLE 726 0 0 ISHARES US REAL ESTATE ET OPTION 99AAYY355 120 176 SH Call SOLE 176 0 0 METLIFE INC OPTION 59156R108 0 79 SH Put SOLE 79 0 0 MONDELEZ INTERNATIONAL IN OPTION 609207105 0 16 SH Put SOLE 16 0 0 BLACKSTONE GROUP LP/THE OPTION 09253U108 1 126 SH Put SOLE 126 0 0 EMERSON ELECTRIC CO OPTION 291011104 0 11 SH Put SOLE 11 0 0 GENERAL MOTORS CO OPTION 37045V100 1 303 SH Put SOLE 303 0 0 GENERAL ELECTRIC CO OPTION 99AAYY4N4 7 1193 SH Put SOLE 1193 0 0 ARCHER-DANIELS-MIDLAND CO OPTION 99AAYY4Q7 0 61 SH Put SOLE 61 0 0 DOW CHEMICAL CO/THE OPTION 260543103 10 457 SH Put SOLE 457 0 0 ILLINOIS TOOL WORKS OPTION 452308109 0 34 SH Put SOLE 34 0 0 NORFOLK SOUTHERN CORP OPTION 655844108 0 12 SH Put SOLE 12 0 0 AMERICAN CAPITAL AGENCY C OPTION 02503X105 4 23 SH Call SOLE 23 0 0 CHEVRON CORP OPTION 166764100 1 37 SH Put SOLE 37 0 0 CARDINAL HEALTH INC OPTION 14149Y108 0 9 SH Put SOLE 9 0 0 CAMECO CORP OPTION 13321L108 0 15 SH Put SOLE 15 0 0 DEERE AND CO OPTION 244199105 1 47 SH Put SOLE 47 0 0 MOSAIC CO/THE OPTION 61945C103 0 21 SH Put SOLE 21 0 0 NOBLE CORP PLC OPTION G65431101 0 4 SH Put SOLE 4 0 0 JPMORGAN CHASE AND CO OPTION 46625H100 9 851 SH Put SOLE 851 0 0 VALERO ENERGY CORP OPTION 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CORP OPTION 99AANEQC7 0 66 SH Put SOLE 66 0 0 COMCAST CORP-CLASS A OPTION 99AANGK28 3 397 SH Put SOLE 397 0 0 CENTURYLINK INC OPTION 99AANGUX6 0 18 SH Put SOLE 18 0 0 Dominion Resources Inc. OPTION 99AANG7A7 0 11 SH Put SOLE 11 0 0 DARDEN RESTAURANTS INC OPTION 99AANH2D7 0 7 SH Put SOLE 7 0 0 DCP Midstream Partners LP OPTION 99AA0NKQC 0 5 SH Put SOLE 5 0 0 COMCAST CORP-SPECIAL CL A OPTION 99AANKSU6 3 10 SH Call SOLE 10 0 0 DIAGEO PLC-SPONSORED ADR OPTION 99AANL242 0 17 SH Put SOLE 17 0 0 Enbridge Energy Partners OPTION 99AANN6T1 0 9 SH Put SOLE 9 0 0 Enersis S.A. OPTION 99AANQXP9 0 39 SH Put SOLE 39 0 0 EXELON CORP OPTION 99AANS4W1 0 80 SH Put SOLE 80 0 0 GOLDMAN SACHS GROUP INC OPTION 99AANV437 0 65 SH Put SOLE 65 0 0 HCP Inc. OPTION 99AANYL66 0 7 SH Put SOLE 7 0 0 INTERNATIONAL PAPER CO OPTION 99AA0NG54 0 52 SH Put SOLE 52 0 0 Host Hotels AND Resorts Inc OPTION 99AA0N7N4 0 1 SH Put SOLE 1 0 0 INVESCO MORTGAGE CAPITAL OPTION 99AA0N2HJ 0 31 SH Put SOLE 31 0 0 KIMBERLY-CLARK CORP OPTION 99AAN5FU1 0 49 SH Put SOLE 49 0 0 L-3 COMMUNICATIONS HOLDIN OPTION 99AAN5M46 0 2 SH Put SOLE 2 0 0 INTL BUSINESS MACHINES CO OPTION 99AAN5ZX7 0 39 SH Put SOLE 39 0 0 Macquarie Infrastructure OPTION 99AAN7NH2 2 115 SH Put SOLE 115 0 0 LEXMARK INTERNATIONAL INC OPTION 99AAN7NT2 0 5 SH Put SOLE 5 0 0 Memorial Production Partn OPTION 99AAN9RX1 0 2 SH Put SOLE 2 0 0 NIKE INC -CL B OPTION 99AA0N90L 0 66 SH Put SOLE 66 0 0 MONSANTO CO OPTION 99AAPALQ7 1 138 SH Put SOLE 138 0 0 Neenah Paper Inc. OPTION 99AAPBR33 162 70 SH Call SOLE 70 0 0 NOVARTIS AG-ADR OPTION 99AAPCPG6 0 22 SH Put SOLE 22 0 0 ONEOK Partners L.P. 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OPTION 99AAT7EL9 0 4 SH Put SOLE 4 0 0 COLGATE-PALMOLIVE CO OPTION 99AAT8LC2 0 9 SH Put SOLE 9 0 0 CONSOLIDATED EDISON INC OPTION 99AAUEPC3 0 27 SH Put SOLE 27 0 0 GLAXOSMITHKLINE PLC-SPON OPTION 99AA0UQPW 0 52 SH Put SOLE 52 0 0 Hatteras Financial Corp OPTION 99AAUS7Z8 0 2 SH Put SOLE 2 0 0 HOME DEPOT INC OPTION 99AAUV686 0 81 SH Put SOLE 81 0 0 Prospect Capital Corporat OPTION 99AAVJBQ7 0 4 SH Put SOLE 4 0 0 SOUTHERN CO/THE OPTION 99AAVQR84 0 15 SH Put SOLE 15 0 0 TIFFANY AND CO OPTION 99AAVVN57 0 12 SH Put SOLE 12 0 0 TECO Energy Inc. OPTION 99AAVVVS9 0 40 SH Put SOLE 40 0 0 Vector Group Ltd. OPTION 99AAVZ2T9 0 2 SH Put SOLE 2 0 0 CVR Partners LP OPTION 99AAV2QQ2 0 48 SH Put SOLE 48 0 0 Unilever NV OPTION 99AAV25K8 0 22 SH Put SOLE 22 0 0 UNITED TECHNOLOGIES CORP OPTION 99AAV35N7 0 17 SH Put SOLE 17 0 0 WILLIAMS COS INC OPTION 99AAV4BT3 2 400 SH Put SOLE 400 0 0 FREEPORT-MCMORAN COPPER OPTION 99AAWDST4 0 197 SH Put SOLE 197 0 0 FOOT LOCKER INC OPTION 99AAW6LH7 0 2 SH Put SOLE 2 0 0 CLOROX COMPANY OPTION 99AAX6P76 0 9 SH Put SOLE 9 0 0 TRANSOCEAN LTD OPTION 99AAYLTE9 1 66 SH Put SOLE 66 0 0 Apollo Global Management OPTION 99AAZEFQ4 0 8 SH Put SOLE 8 0 0 Brookfield Infrastructure OPTION 99AAZJQF5 0 1 SH Put SOLE 1 0 0 APOLLO INVESTMENT CORP OPTION 99AAZJV34 0 38 SH Put SOLE 38 0 0 Bank of Montreal OPTION 99AAZLZT2 0 10 SH Put SOLE 10 0 0 BP Prudhoe Bay Royalty Tr OPTION 99AAZM7L3 0 1 SH Put SOLE 1 0 0 The Bank of Nova Scotia OPTION 99AAZPTD2 0 2 SH Put SOLE 2 0 0 CHINA MOBILE LTD-SPON ADR OPTION 99AA0ZP7R 1 66 SH Put SOLE 66 0 0 CUMMINS INC OPTION 99AAZQEU4 0 24 SH Put SOLE 24 0 0 Anheuser-Busch InBev SA? OPTION 99AAZSZH5 0 1 SH Put SOLE 1 0 0 Republic Services Inc. OPTION 99AA9VW86 0 18 SH Put SOLE 18 0 0 The J. M. Smucker Company OPTION 99AA925S7 0 3 SH Put SOLE 3 0 0 AGRIUM INC OPTION 008916108 0 38 SH Put SOLE 38 0 0 NORTH ATLANTIC DRILLING L OPTION G6613P202 1 52 SH Put SOLE 52 0 0 GARMIN LTD OPTION H2906T109 0 13 SH Put SOLE 13 0 0 WELLPOINT INC OPTION 99AA2BYUE 0 6 SH Put SOLE 6 0 0 Emerge Energy Services LP OPTION 99AAZZWN4 1 40 SH Put SOLE 40 0 0 ENTERGY CORP OPTION 99AA0ZNT2 0 8 SH Put SOLE 8 0 0 ENTERPRISE PRODUCTS PARTN OPTION 99AAZ2HA3 1 104 SH Put SOLE 104 0 0 ENERGY TRANSFER PARTNERS OPTION 99AAZ4F25 0 32 SH Put SOLE 32 0 0 HEALTH CARE REIT INC OPTION 99AAZ9MA5 0 15 SH Put SOLE 15 0 0 KELLOGG CO OPTION 99AA0J265 0 20 SH Put SOLE 20 0 0 KINDER MORGAN INC OPTION 99AA0L7F1 0 71 SH Put SOLE 71 0 0 KINDER MORGAN ENERGY PRTN OPTION 99AA0L9U7 0 2 SH Put SOLE 2 0 0 LORILLARD INC OPTION 99AA0NZF7 0 10 SH Put SOLE 10 0 0 LYONDELLBASELL INDU-CL A OPTION 99AA00P72 0 24 SH Put SOLE 24 0 0 LOCKHEED MARTIN CORP OPTION 99AA0QP26 114 31 SH Call SOLE 31 0 0 MCDONALDS CORP OPTION 99AA00S69 1 115 SH Put SOLE 115 0 0 Northern Tier Energy LP OPTION 99AA0UXV4 3 44 SH Put SOLE 44 0 0 Omega Healthcare Investor OPTION 99AA00VN5 0 12 SH Put SOLE 12 0 0 NorthStar Realty Finance OPTION 99AA0WT41 0 39 SH Put SOLE 39 0 0 ALTRIA GROUP INC OPTION 99AA0XV65 0 46 SH Put SOLE 46 0 0 NuStar Energy L.P. (NS) OPTION 99AA0YUK6 0 1 SH Put SOLE 1 0 0 NVIDIA CORP OPTION 99AA0ZZF4 0 52 SH Put SOLE 52 0 0 PetroChina Co. Ltd. OPTION 99AA02PA2 0 2 SH Put SOLE 2 0 0 RR DONNELLEY AND SONS CO OPTION 99AA09UC4 0 16 SH Put SOLE 16 0 0 Sandridge Mississippian T OPTION 99AA2AVL6 0 9 SH Put SOLE 9 0 0 Seadrill Partners LLC OPTION 99AA2CTL9 0 1 SH Put SOLE 1 0 0 SPECTRA ENERGY CORP OPTION 99AA2CU66 0 29 SH Put SOLE 29 0 0 Senior Housing Properties OPTION 99AA2CWF2 0 4 SH Put SOLE 4 0 0 Sanofi OPTION 99AA2EFU7 0 1 SH Put SOLE 1 0 0 SYNGENTA AG-ADR OPTION 99AA2GYN4 4 31 SH Put SOLE 31 0 0 SUNCOR ENERGY INC OPTION 99AA2JF52 0 19 SH Put SOLE 19 0 0 WILLIAMS PARTNERS LP OPTION 99AA2V6E8 0 14 SH Put SOLE 14 0 0 WYNN RESORTS LTD OPTION 99AA03D75 0 18 SH Put SOLE 18 0 0 Campbell Soup Company OPTION 99AA35UA2 0 12 SH Put SOLE 12 0 0 HOLLYFRONTIER CORP OPTION 99AA39MJ6 0 59 SH Put SOLE 59 0 0 ACCENTURE PLC-CL A OPTION 99AA47NV4 1 299 SH Put SOLE 299 0 0 ANALOG DEVICES INC OPTION 99AA47SY3 0 40 SH Put SOLE 40 0 0 BEST BUY CO INC OPTION 99AA5A5D6 0 10 SH Put SOLE 10 0 0 Plum Creek Timber Co. Inc OPTION 99AA5CHN8 0 5 SH Put SOLE 5 0 0 EV ENERGY PARTNERS LP OPTION 99AA05HM2 0 14 SH Put SOLE 14 0 0 PRUDENTIAL FINANCIAL INC OPTION 99AA5RV51 0 8 SH Put SOLE 8 0 0 SEAGATE TECHNOLOGY OPTION 99AA5YPM6 0 25 SH Put SOLE 25 0 0 NORDSTROM INC OPTION 655664100 0 1 SH Put SOLE 1 0 0 Safeway Inc. OPTION 786514208 2 73 SH Put SOLE 73 0 0 LOWES COS INC OPTION 548661107 0 31 SH Put SOLE 31 0 0 HARTFORD FINANCIAL SVCS G OPTION 416515104 0 41 SH Put SOLE 41 0 0 LAS VEGAS SANDS CORP OPTION 517834107 0 12 SH Put SOLE 12 0 0 MICROSOFT CORP OPTION 594918104 4 2286 SH Put SOLE 2286 0 0 XILINX INC OPTION 983919101 0 7 SH Put SOLE 7 0 0 WESTERN UNION CO OPTION 959802109 0 40 SH Put SOLE 40 0 0 ARCELORMITTAL-NY REGISTER OPTION 03938L104 0 15 SH Put SOLE 15 0 0 SIEMENS AG-SPONS ADR OPTION 826197501 17 4 SH Call SOLE 4 0 0 AIR PRODUCTS AND CHEMICALS OPTION 009158106 2 90 SH Put SOLE 90 0 0 PHILIP MORRIS INTERNATION OPTION 718172109 2 31 SH Put SOLE 31 0 0 Simon Property Group Inc. 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EQUITY 07317Q105 9 200 SH SOLE 200 0 0 PEABODY ENERGY CORP COM EQUITY 704549104 26 1600 SH SOLE 1600 0 0 ANHEUSER-BUSCH INBEV ADR EQUITY 03524A108 69 600 SH SOLE 600 0 0 BLACKSTONE GROUP LP COM U EQUITY 09253U108 525 15700 SH SOLE 15700 0 0 CONAGRA FOODS INC EQUITY 205887102 30 1000 SH SOLE 1000 0 0 CATERPILLAR INC DEL EQUITY 149123101 1391 12800 SH SOLE 12800 0 0 CHUBB CORP EQUITY 171232101 295 3200 SH SOLE 3200 0 0 CAMECO CORP COM EQUITY 13321L108 35 1800 SH SOLE 1800 0 0 CARNIVAL CORP PAIRED SHS EQUITY 143658300 72 1900 SH SOLE 1900 0 0 CNOOC LTD ADR SPON ADR EQUITY 126132109 197 1100 SH SOLE 1100 0 0 CHINA MOBILE LTD SPN ADR EQUITY 16941M109 360 7400 SH SOLE 7400 0 0 C.H. ROBINSON WORLDWIDE I EQUITY 12541W209 211 3300 SH SOLE 3300 0 0 CHIMERA INVESTMENT CORP EQUITY 16934Q109 4 1224 SH SOLE 1224 0 0 CINN FINCL CRP OHIO EQUITY 172062101 14 300 SH SOLE 300 0 0 COLGATE PALMOLIVE EQUITY 194162103 68 1000 SH SOLE 1000 0 0 CALUMET SPECIALITY PRODUC EQUITY 131476103 299 9400 SH SOLE 9400 0 0 CLOROX CO DEL COM EQUITY 189054109 82 900 SH SOLE 900 0 0 COMERICA INC COM EQUITY 200340107 85 1700 SH SOLE 1700 0 0 COMCAST CORP NEW CL A EQUITY 20030N101 11493 214100 SH SOLE 214100 0 0 CME GROUP INC EQUITY 12572Q105 71 1000 SH SOLE 1000 0 0 CUMMINS INC COM EQUITY 231021106 370 2400 SH SOLE 2400 0 0 CANADIAN NATIONAL RAILWAY EQUITY 136375102 98 1500 SH SOLE 1500 0 0 CANADIAN NATURAL RES LTD EQUITY 136385101 184 4000 SH SOLE 4000 0 0 COACH INC EQUITY 189754104 130 3800 SH SOLE 3800 0 0 CONOCOPHILLIPS EQUITY 20825C104 1998 23300 SH SOLE 23300 0 0 COSTCO WHOLESALE CRP DEL EQUITY 22160K105 768 6665 SH SOLE 6665 0 0 CAMPBELL SOUP CO EQUITY 134429109 23 500 SH SOLE 500 0 0 CREDIT SUISSE GP SP ADR A EQUITY 225401108 105 3700 SH SOLE 3700 0 0 CISCO SYSTEMS INC COM EQUITY 17275R102 4210 169400 SH SOLE 169400 0 0 CSX CORP EQUITY 126408103 145 4700 SH SOLE 4700 0 0 CENTURYLINK INC SHS EQUITY 156700106 65 1800 SH SOLE 1800 0 0 CABLEVISION SYS CORP NY G EQUITY 12686C109 11 600 SH SOLE 600 0 0 CENOVUS ENERGY INC. EQUITY 15135U109 32 1000 SH SOLE 1000 0 0 CVR REFNG LP COM UNIT REP EQUITY 12663P107 65 2600 SH SOLE 2600 0 0 CVS CAREMARK CORP EQUITY 126650100 113 1500 SH SOLE 1500 0 0 CHEVRON CORP EQUITY 166764100 509 3900 SH SOLE 3900 0 0 CORRECTIONS CORP OF AMER EQUITY 22025Y407 3 100 SH SOLE 100 0 0 CYPRESS SEMICNDTR PV1CTS EQUITY 232806109 181 16600 SH SOLE 16600 0 0 CYS INVESTMENTS INC COM EQUITY 12673A108 4 400 SH SOLE 400 0 0 DOMINION RES INC NEW VA EQUITY 25746U109 79 1100 SH SOLE 1100 0 0 DEUTSCHE BK AG REG SHS EQUITY D18190898 369 10477 SH SOLE 10477 0 0 DU PONT E I DE NEMOURS EQUITY 263534109 510 7800 SH SOLE 7800 0 0 DEERE CO EQUITY 244199105 824 9100 SH SOLE 9100 0 0 DIAGEO PLC SPSD ADR NEW S EQUITY 25243Q205 216 1700 SH SOLE 1700 0 0 DISCOVER FINL SVCS EQUITY 254709108 50 800 SH SOLE 800 0 0 DUPONT FABROS TECHNOLOGY EQUITY 26613Q106 49 1800 SH SOLE 1800 0 0 SPDR DOW JONES INDUST AV EQUITY 78467X109 252 1500 SH SOLE 1500 0 0 DIGITAL RLTY TR INC EQUITY 253868103 17 300 SH SOLE 300 0 0 NOW INC SHS COM EQUITY 67011P100 154 4250 SH SOLE 4250 0 0 DOVER CORP EQUITY 260003108 109 1200 SH SOLE 1200 0 0 DOW CHEMICAL CO EQUITY 260543103 2339 45452 SH SOLE 45452 0 0 DCP MIDSTREAM PARTNERS EQUITY 23311P100 29 500 SH SOLE 500 0 0 DARDEN RESTAURANTS INC EQUITY 237194105 32 700 SH SOLE 700 0 0 DTE ENERGY COMPANY EQUITY 233331107 8 100 SH SOLE 100 0 0 DEVON ENERGY CORP NEW EQUITY 25179M103 4939 62200 SH SOLE 62200 0 0 ELECTROBRAS CENTRAIS ADR EQUITY 15234Q207 15 5000 SH SOLE 5000 0 0 CONSOLIDATED EDISON INC EQUITY 209115104 173 3000 SH SOLE 3000 0 0 ISHARES MSCI EMERGING MAR EQUITY 464287234 1331 30800 SH SOLE 30800 0 0 ENBRIDGE ENERGY PARTNERS EQUITY 29250R106 33 900 SH SOLE 900 0 0 ISHARES MSCI EAFE ETF ETF EQUITY 464287465 2345 34300 SH SOLE 34300 0 0 E M C CORPORATION MASS EQUITY 268648102 192 7300 SH SOLE 7300 0 0 EMERGE ENERGY SERVICES CO EQUITY 29102H108 423 4000 SH SOLE 4000 0 0 EASTMAN CHEMICAL CO COM EQUITY 277432100 9 100 SH SOLE 100 0 0 EMERSON ELEC CO EQUITY 291011104 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CO COM EQUITY 37045V100 1245 34300 SH SOLE 34300 0 0 GARMIN LTD COM EQUITY H2906T109 177 2900 SH SOLE 2900 0 0 GOLDMAN SACHS GROUP INC EQUITY 38141G104 1088 6500 SH SOLE 6500 0 0 GLAXOSMITHKLINE PLC ADR A EQUITY 37733W105 310 5800 SH SOLE 5800 0 0 HALLIBURTON COMPANY EQUITY 406216101 1299 18300 SH SOLE 18300 0 0 BLACKHAWK NETWK HOLDINGS EQUITY 09238E203 184 6851 SH SOLE 6851 0 0 HEALTH CARE REIT INC COM EQUITY 42217K106 138 2200 SH SOLE 2200 0 0 HCP INC EQUITY 40414L109 29 700 SH SOLE 700 0 0 HOME DEPOT INC EQUITY 437076102 1287 15900 SH SOLE 15900 0 0 HDFC BANK LTD ADR ADR REP EQUITY 40415F101 145 3100 SH SOLE 3100 0 0 HESS CORP EQUITY 42809H107 49 500 SH SOLE 500 0 0 HOLLYFRONTIER CORP COM EQUITY 436106108 358 8200 SH SOLE 8200 0 0 HUGOTON ROYALTY TRUST TR EQUITY 444717102 150 13700 SH SOLE 13700 0 0 HARTFORD FINANCIAL SVCS G EQUITY 416515104 240 6700 SH SOLE 6700 0 0 HONEYWELL INTL INC DEL EQUITY 438516106 37 400 SH SOLE 400 0 0 HELMERICH PAYNE INC EQUITY 423452101 12 100 SH SOLE 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