0001977036-23-000005.txt : 20230522 0001977036-23-000005.hdr.sgml : 20230522 20230522161138 ACCESSION NUMBER: 0001977036-23-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230518 FILED AS OF DATE: 20230522 DATE AS OF CHANGE: 20230522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barton Katherine CENTRAL INDEX KEY: 0001977036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40378 FILM NUMBER: 23944535 MAIL ADDRESS: STREET 1: 12130 MILLENNIUM DRIVE, SUITE 500 CITY: LOS ANGELES STATE: CA ZIP: 90094 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Honest Company, Inc. CENTRAL INDEX KEY: 0001530979 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 900750205 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12130 MILLENNIUM DR., #500 CITY: LOS ANGELES STATE: CA ZIP: 90094 BUSINESS PHONE: (310) 917-9199 MAIL ADDRESS: STREET 1: 12130 MILLENNIUM DR., #500 CITY: LOS ANGELES STATE: CA ZIP: 90094 4 1 wk-form4_1684786287.xml FORM 4 X0407 4 2023-05-18 0 0001530979 Honest Company, Inc. HNST 0001977036 Barton Katherine 12130 MILLENNIUM DRIVE SUITE 500 LOS ANGELES CA 90094 0 1 0 0 Chief Growth Officer 0 Common Stock 2023-05-18 4 A 0 843565 0 A 843565 D On May 18, 2023, the Compensation Committee of the Issuer's Board of Directors approved a grant to the Reporting Person with a grant date of May 18, 2023 in the number of Restricted Stock Units ("RSUs") in Table I, Box 4 above, pursuant to the Issuer's 2023 Inducement Plan and in accordance with the terms of the Reporting Person's employment agreement effective May 8, 2023. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. 25% of the RSUs vest on May 19, 2024 and an additional 6.25% of the RSUs vesting on each quarterly vesting date thereafter, subject to the Reporting Person's continued employment with the Issuer. /s/ Brendan Sheehey, Attorney-in-Fact 2023-05-22