0001859157-21-000002.txt : 20211117 0001859157-21-000002.hdr.sgml : 20211117 20211117152436 ACCESSION NUMBER: 0001859157-21-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211115 FILED AS OF DATE: 20211117 DATE AS OF CHANGE: 20211117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoyt Janis CENTRAL INDEX KEY: 0001859157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40378 FILM NUMBER: 211420447 MAIL ADDRESS: STREET 1: 12130 MILLENNIUM DRIVE, #500 CITY: LOS ANGELES STATE: CA ZIP: 90094 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Honest Company, Inc. CENTRAL INDEX KEY: 0001530979 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 900750205 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12130 MILLENNIUM DR., #500 CITY: LOS ANGELES STATE: CA ZIP: 90094 BUSINESS PHONE: (310) 917-9199 MAIL ADDRESS: STREET 1: 12130 MILLENNIUM DR., #500 CITY: LOS ANGELES STATE: CA ZIP: 90094 4 1 wf-form4_163718065569724.xml FORM 4 X0306 4 2021-11-15 0 0001530979 Honest Company, Inc. HNST 0001859157 Hoyt Janis 12130 MILLENNIUM DRIVE, SUITE 500 LOS ANGELES CA 90094 0 1 0 0 Chief People Officer Common Stock 2021-11-15 4 M 0 782 5.225 A 138212 D Common Stock 2021-11-15 4 M 0 11718 5.66 A 149930 D Common Stock 2021-11-15 4 M 0 18750 5.66 A 168680 D Common Stock 2021-11-15 4 M 0 18750 5.66 A 187430 D Common Stock 2021-11-15 4 M 0 25000 5.66 A 212430 D Common Stock 2021-11-15 4 S 0 75000 9.7717 D 137430 D Employee Stock Option (Right to Buy) 5.225 2021-11-15 4 M 0 782 0 D 2030-02-28 Common Stock 782.0 49218 D Employee Stock Option (Right to Buy) 5.66 2021-11-15 4 M 0 11718 0 D 2030-07-30 Common Stock 11718.0 25782 D Employee Stock Option (Right to Buy) 5.66 2021-11-15 4 M 0 18750 0 D 2030-07-30 Common Stock 18750.0 0 D Employee Stock Option (Right to Buy) 5.66 2021-11-15 4 M 0 18750 0 D 2030-07-30 Common Stock 18750.0 0 D Employee Stock Option (Right to Buy) 5.66 2021-11-15 4 M 0 25000 0 D 2030-07-30 Common Stock 25000.0 0 D Includes 137,430 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.52 to $9.99, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The option is fully vested. The option grant vests and becomes exercisable in forty-eight (48) equal successive monthly installments beginning on July 31, 2020. /s/ Brendan Sheehey, Attorney-in-Fact 2021-11-17