0001209191-21-030146.txt : 20210504
0001209191-21-030146.hdr.sgml : 20210504
20210504205440
ACCESSION NUMBER: 0001209191-21-030146
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210504
FILED AS OF DATE: 20210504
DATE AS OF CHANGE: 20210504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frey Donald
CENTRAL INDEX KEY: 0001859172
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40378
FILM NUMBER: 21890798
MAIL ADDRESS:
STREET 1: 12130 MILLENNIUM DRIVE, #500
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Honest Company, Inc.
CENTRAL INDEX KEY: 0001530979
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 900750205
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12130 MILLENNIUM DR., #500
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
BUSINESS PHONE: (310) 917-9199
MAIL ADDRESS:
STREET 1: 12130 MILLENNIUM DR., #500
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2021-05-04
0
0001530979
Honest Company, Inc.
HNST
0001859172
Frey Donald
12130 MILLENNIUM DRIVE, SUITE 500
LOS ANGELES
CA
90094
0
1
0
0
Chief Innovation Officer
Employee Stock Option (Right to Buy)
5.125
2027-08-01
Common Stock
70000
D
Employee Stock Option (Right to Buy)
5.125
2028-02-07
Common Stock
100000
D
Employee Stock Option (Right to Buy)
5.75
2028-09-12
Common Stock
100000
D
Employee Stock Option (Right to Buy)
5.75
2029-05-30
Common Stock
20000
D
Employee Stock Option (Right to Buy)
5.75
2029-05-30
Common Stock
10000
D
Employee Stock Option (Right to Buy)
5.75
2029-05-30
Common Stock
10000
D
Employee Stock Option (Right to Buy)
5.225
2030-02-28
Common Stock
50000
D
Employee Stock Option (Right to Buy)
5.225
2030-02-28
Common Stock
25000
D
Employee Stock Option (Right to Buy)
5.225
2030-02-28
Common Stock
25000
D
Employee Stock Option (Right to Buy)
5.225
2030-02-28
Common Stock
33334
D
Employee Stock Option (Right to Buy)
5.66
2030-07-30
Common Stock
37500
D
Employee Stock Option (Right to Buy)
5.66
2030-07-30
Common Stock
18750
D
Employee Stock Option (Right to Buy)
5.66
2030-07-30
Common Stock
18750
D
Employee Stock Option (Right to Buy)
5.66
2030-07-30
Common Stock
25000
D
Twenty-five percent (25%) of the option shares shall vest and become exercisable on June 19, 2018; and the remainder of the option shares shall vest and become exercisable in thirty-six (36) equal successive monthly installments thereafter.
The option grant vests and becomes exercisable in forty-eight (48) equal successive monthly installments beginning on February 7, 2018.
The option grant vests and becomes exercisable in forty-eight (48) equal successive monthly installments beginning on September 12, 2018.
The option grant vests and becomes exercisable in forty-eight (48) equal successive monthly installments beginning on May 30, 2019.
Option is fully vested.
The option grant vests and becomes exercisable in forty-eight (48) equal successive monthly installments beginning on February 28, 2020.
The option grant vests and becomes exercisable in forty-eight (48) equal successive monthly installments beginning on July 31, 2020.
/s/ Brendan Sheehey, Attorney-in-Fact
2021-05-04
EX-24.3_982613
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
KNOW ALL BY THESE PRESENTS that the undersigned hereby
constitutes and appoints each of Kelly Kennedy and Brendan Sheehey of
The Honest Company, Inc. (the "Company"), and C. Thomas Hopkins,
Siana Lowrey, Erika Kaneko, Carlos Ramirez and Amy Saldamando of
Cooley LLP, signing individually, as the undersigned's true and lawful
attorneys-in-fact and agents to:
1. Prepare, execute for and on behalf of the undersigned, and
submit to the Securities and Exchange Commission (the "SEC"),
in the undersigned's name and capacity as an officer, director
and/or beneficial owner more than 10% of a registered class of
securities of the Company, Forms 3, 4 and 5 (including any
amendments thereto and joint filing agreements in connection
therewith) in accordance with Section 16 of the Securities
Exchange Act of 1934, as amended, and the rules thereunder
(the "Exchange Act");
2. do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to prepare
and execute any such Forms 3, 4 or 5, prepare and execute any
amendment or amendments thereto, and joint filing agreements
in connection therewith, and file such forms with the SEC and
any stock exchange, self-regulatory association or similar
authority; and
3. take any other action of any type whatsoever in connection with
the foregoing which, in the opinion of such attorney-in-fact, may
be of benefit to, in the best interest of, or legally required of, the
undersigned, it being understood that the documents executed
by such attorney-in-fact on behalf of the undersigned pursuant to
this Power of Attorney shall be in such form and shall contain
such terms and conditions as such attorney-in-fact may approve
in such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full
power and authority to do and perform any and every act and thing
whatsoever requisite, necessary, or proper to be done in the exercise of
any of the rights and powers herein granted, as fully to all intents and
purposes as the undersigned might or could do if personally present,
with full power of substitution or revocation, hereby ratifying and
confirming all that such attorney-in-fact, or such attorney-in-fact's
substitute or substitutes, shall lawfully do or cause to be done by virtue of
this power of attorney and the rights and powers herein granted. The
undersigned acknowledges that the foregoing attorneys-in-fact, and their
substitutes, in serving in such capacity at the request of the undersigned,
are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Exchange
Act.
This Power of Attorney shall remain in full force and effect until
the earliest to occur of (a) the undersigned is no longer required to file
Forms 3, 4 and 5 with respect to the undersigned's holdings of and
transactions in securities issued by the Company, (b) revocation by the
undersigned in a signed writing delivered to the Company and the
foregoing attorneys-in-fact or (c) as to any attorney-in-fact individually,
until such attorney-in-fact is no longer employed by the Company or
employed by or a partner at Cooley LLP, or another law firm representing
the Company, as applicable.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of this 30th day of April, 2021.
/s/ Donald Frey
DONALD FREY