0000899243-21-038735.txt : 20211001
0000899243-21-038735.hdr.sgml : 20211001
20211001214553
ACCESSION NUMBER: 0000899243-21-038735
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210701
FILED AS OF DATE: 20211001
DATE AS OF CHANGE: 20211001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liaw Eric
CENTRAL INDEX KEY: 0001644264
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40378
FILM NUMBER: 211300844
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 2, SUITE 250
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Honest Company, Inc.
CENTRAL INDEX KEY: 0001530979
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 900750205
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12130 MILLENNIUM DR., #500
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
BUSINESS PHONE: (310) 917-9199
MAIL ADDRESS:
STREET 1: 12130 MILLENNIUM DR., #500
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-07-01
0
0001530979
Honest Company, Inc.
HNST
0001644264
Liaw Eric
12130 MILLENNIUM DRIVE, SUITE 500
LOS ANGELES
CA
90094
1
0
0
0
Common Stock (RSUs)
2021-07-01
4
A
0
2039
0.00
A
14488
D
Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the reporting person's election, the reporting person was issued the RSUs for the portion of the annual retainer for the last two quarters of fiscal 2021. The RSUs vest in two installments on September 30, 2021 and December 31, 2021 and are payable in an equivalent number of shares of the Issuer's Common Stock.
Eric Liaw has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XIII, LLC ("IVM XIII"). Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership of the equity awards granted to Eric Liaw. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
/s/ Brendan Sheehey, Attorney-in-Fact
2021-10-01