0000950142-16-003873.txt : 20160603 0000950142-16-003873.hdr.sgml : 20160603 20160603185211 ACCESSION NUMBER: 0000950142-16-003873 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160601 FILED AS OF DATE: 20160603 DATE AS OF CHANGE: 20160603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Michael Kors Holdings Ltd CENTRAL INDEX KEY: 0001530721 STANDARD INDUSTRIAL CLASSIFICATION: LEATHER & LEATHER PRODUCTS [3100] IRS NUMBER: 000000000 FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 33 KINGSWAY CITY: LONDON STATE: X0 ZIP: WC2B 6UF BUSINESS PHONE: 44 207 632 8600 MAIL ADDRESS: STREET 1: 33 KINGSWAY CITY: LONDON STATE: X0 ZIP: WC2B 6UF REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kors Michael David CENTRAL INDEX KEY: 0001538861 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35368 FILM NUMBER: 161697113 MAIL ADDRESS: STREET 1: C/O MICHAEL KORS (USA), INC. STREET 2: 11 WEST 42ND STREET, ATTN. LEE SPORN CITY: NEW YORK STATE: NY ZIP: 10036 4 1 es1600679_4-kors.xml OWNERSHIP DOCUMENT X0306 4 2016-06-01 0 0001530721 Michael Kors Holdings Ltd KORS 0001538861 Kors Michael David 33 KINGSWAY LONDON X0 WC2B 6UF UNITED KINGDOM 1 1 0 0 Hon Chair & Chief Creative Off Ordinary shares, no par value 2016-06-01 4 M 0 43380 A 4365842 D Ordinary shares, no par value 2016-06-01 4 F 0 20533 45.55 D 4345309 D Ordinary shares, no par value 2016-06-02 4 F 0 3888 47.51 D 4341421 D Ordinary shares, no par value 2016-06-02 4 F 0 529 47.51 D 25188 I Held by spouse Ordinary shares, no par value 95000 I Held by the Kors LePere Foundation Performance-based restricted share units 0 2016-06-01 4 M 0 28920 0 D Ordinary shares, no par value 43380 0 D Employee share option (right to buy) 47.10 2022-06-15 Ordinary shares, no par value 107604 107604 D Restricted share unit 0 Ordinary shares, no par value 63694 63694 D Restricted share unit 0 Ordinary shares, no par value 12739 12739 I Held by spouse Employee share option (right to buy) 94.45 2021-06-02 Ordinary shares, no par value 89316 89316 D Employee share option (right to buy) 94.45 2021-06-02 Ordinary shares, no par value 5104 5104 I Held by spouse Employee share option (right to buy) 2.6316 2018-04-16 Ordinary shares, no par value 246590 246590 I Held by spouse Employee share option (right to buy) 2.6316 2020-10-25 Ordinary shares, no par value 165765 165765 I Held by spouse Employee share option (right to buy) 20 2018-12-14 Ordinary shares, no par value 387597 387597 D Employee share option (right to buy) 20 2018-12-14 Ordinary shares, no par value 38760 38760 I Held by spouse Employee share option (right to buy) 62.24 2020-06-03 Ordinary shares, no par value 84219 84219 D Employee share option (right to buy) 62.24 2020-06-03 Ordinary shares, no par value 12031 12031 I Held by spouse Represents performance-based restricted share units ("PSRUs") granted to the reporting person on June 3, 2013. The PSRUs vested on June 1, 2016 upon achievement of a pre-established cumulative net earnings goal for the applicable period resulting in the reporting person earning 150% of the shares originally subject to the award. Represents shares withheld by the Company to cover tax withholding obligations upon the vesting of the PSRUs. Represents shares withheld by the Company to cover tax withholding obligations upon the vesting of restricted shares. Granted on June 15, 2015 pursuant to the Michael Kors Holdings Limited Omnibus Incentive Plan (the "Incentive Plan"). These securities will vest 25% each year on June 15, 2016, 2017, 2018, and 2019, respectively, subject to grantee's continued employment with the Company through the vesting date. The RSUs do not expire. Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU. Granted on June 2, 2014 pursuant to the Incentive Plan. 25% of these share options are immediately exercisable. The remaining unvested share options will vest 25% each year on June 2, 2016, 2017 and 2018, respectively, subject to grantee's continued employment with the Company through the vesting date. Immediately exercisable. Granted on October 25, 2010 pursuant to the Amended and Restated Michael Kors (USA), Inc. Stock Option Plan. These share options vest in full 10-years from the date of grant if the Company's shareholder net equity has increased by at least 20% per annum during such 10-year period. These share options may also vest on an accelerated basis if the pre-established annual performance goal (tied to annual divisional pre-tax profit) for the year has been met, in each case, subject to the grantee's continued employment with the Company through the vesting date. 129,178 share options are immediately exercisable. If the annual performance goal is attained for Fiscal 2016, then the remaining 36,587 unvested share options will vest on or about the date the audit of the financial statements of the Company for the fiscal year ended April 2, 2016 is completed. Granted on June 3, 2013 pursuant to the Incentive Plan. 50% of these share options are immediately exercisable. The remaining unvested share options will vest 25% each year on June 3, 2016 and 2017, respectively, subject to grantee's continued employment with the Company through the vesting date. /s/ Krista A. McDonough, as Attorney-in-Fact for Michael David Kors 2016-06-03