0000950170-24-081783.txt : 20240705
0000950170-24-081783.hdr.sgml : 20240705
20240705074322
ACCESSION NUMBER: 0000950170-24-081783
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240702
FILED AS OF DATE: 20240705
DATE AS OF CHANGE: 20240705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goff Gregory R
CENTRAL INDEX KEY: 0001530634
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39299
FILM NUMBER: 241101670
MAIL ADDRESS:
STREET 1: C/O MORNINGSTAR, INC.
STREET 2: 22 WEST WASHINGTON STREET
CITY: CHICAGO
STATE: IL
ZIP: 60602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alight, Inc. / Delaware
CENTRAL INDEX KEY: 0001809104
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
ORGANIZATION NAME: 07 Trade & Services
IRS NUMBER: 850545098
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4 OVERLOOK POINT
CITY: LINCOLNSHIRE
STATE: IL
ZIP: 60069
BUSINESS PHONE: (702) 323-7330
MAIL ADDRESS:
STREET 1: 4 OVERLOOK POINT
CITY: LINCOLNSHIRE
STATE: IL
ZIP: 60069
FORMER COMPANY:
FORMER CONFORMED NAME: Alight Group, Inc.
DATE OF NAME CHANGE: 20210707
FORMER COMPANY:
FORMER CONFORMED NAME: Foley Trasimene Acquisition Corp.
DATE OF NAME CHANGE: 20200410
4
1
ownership.xml
4
X0508
4
2024-07-02
0001809104
Alight, Inc. / Delaware
ALIT
0001530634
Goff Gregory R
C/O ALIGHT, INC.
320 SOUTH CANAL STREET, SUITE 5000
CHICAGO
IL
60606
false
true
false
false
President
false
Class A Common Stock
2024-07-02
4
M
false
2130
A
1102694
D
Class B-1 Common Stock
2024-07-02
4
M
false
139
A
Class A Common Stock
139
30084
D
Class B-2 Common Stock
2024-07-02
4
M
false
139
A
Class A Common Stock
139
30084
D
Class Z-A Common Stock
2024-07-02
4
M
false
2130.65
D
Class A Common Stock
2130.65
0
D
Class Z-B-1 Common Stock
2024-07-02
4
M
false
139.73
D
Class B-1 Common Stock
139.73
0
D
Class Z-B-2
2024-07-02
4
M
false
139.73
D
Class B-2 Common Stock
139.73
0
D
The reported shares of Class A common stock ("Class A Shares") were received upon conversion of shares of Class Z-A common stock ("Class Z-A Shares") which vested in connection with the forfeiture of certain unvested Class A Shares held by issuer's management. Fractional vested Class Z-A Shares were settled in cash.
Includes restricted stock units scheduled to vest in the future.
Shares of Class B-1 common stock ("Class B-1 Shares") and shares of Class B-2 common stock ("Class B-2 Shares" and, together with Class B-1 Shares, "Class B Shares") do not represent economic interests in the issuer, except for participation together with Class A Shares in any dividends or distributions, which amounts will accrue and only become payable upon the occurrence of certain Class B vesting events. Holders of Class B Shares are not entitled to any voting rights with respect to such shares, except as required by applicable law. Class B Shares will automatically convert into Class A Shares on a one-for-one basis (subject to adjustment) upon the occurrence of certain Class B vesting events.
The reported securities were received upon conversion of Class Z-B-1 common stock ("Class Z-B-1 Shares") and shares of Class Z-B-2 common stock ("Class Z-B-2 Shares") which vested in connection with the forfeiture of certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management. Fractional vested Class Z-B-1 and Class Z-B-2 Shares were settled in cash.
Class Z-A Shares vest and convert into Class A Shares in connection with the forfeiture of certain corollary unvested Class A Shares held by issuer's management.
The remaining 8,904.35 Class Z-A Shares, 460.27 Class Z-B-1 Shares and 460.27 Class Z-B-2 Shares previously reported by the Reporting Person were forfeited for no consideration in connection with the vesting of the corollary Class A Shares, Class B-1 Shares and Class B-2 Shares, respectively, that were held by issuer's management.
Class Z-B-1 Shares and Class Z-B-2 Shares (i) vest and convert into Class B-1 Shares and Class B-2 Shares, respectively, in the event the certain corollary Class B-1 Shares and Class B-2 Shares held by issuer's management are forfeited pursuant to an applicable award agreement or (ii) are forfeited for no consideration in the event that such corollary Class B-1 Shares or Class B-2 Shares vest.
/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact
2024-07-05