0001193805-20-000247.txt : 20200220 0001193805-20-000247.hdr.sgml : 20200220 20200220204759 ACCESSION NUMBER: 0001193805-20-000247 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200219 FILED AS OF DATE: 20200220 DATE AS OF CHANGE: 20200220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Voss Capital LLC CENTRAL INDEX KEY: 0001730145 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35811 FILM NUMBER: 20637153 BUSINESS ADDRESS: STREET 1: 2365 RICE BLVD. STREET 2: SUITE 217 CITY: HOUSTON STATE: TX ZIP: 77055 BUSINESS PHONE: (713) 328-1126 MAIL ADDRESS: STREET 1: 2365 RICE BLVD. STREET 2: SUITE 217 CITY: HOUSTON STATE: TX ZIP: 77055 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Voss Value Fund, LP CENTRAL INDEX KEY: 0001529957 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35811 FILM NUMBER: 20637154 BUSINESS ADDRESS: STREET 1: 3773 RICHMOND AVENUE STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 832-519-9427 MAIL ADDRESS: STREET 1: 3773 RICHMOND AVENUE STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER NAME: FORMER CONFORMED NAME: Southpaw Value Fund, LP DATE OF NAME CHANGE: 20110914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Voss Advisors, LP CENTRAL INDEX KEY: 0001798310 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35811 FILM NUMBER: 20637155 BUSINESS ADDRESS: STREET 1: 3773 RICHMOND AVENUE, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 832-519-9427 MAIL ADDRESS: STREET 1: 3773 RICHMOND AVENUE, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77046 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Voss Advisors GP, LLC CENTRAL INDEX KEY: 0001798309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35811 FILM NUMBER: 20637156 BUSINESS ADDRESS: STREET 1: 3773 RICHMOND AVENUE, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 832-519-9427 MAIL ADDRESS: STREET 1: 3773 RICHMOND AVENUE, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77046 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cocke Travis W. CENTRAL INDEX KEY: 0001798383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35811 FILM NUMBER: 20637157 MAIL ADDRESS: STREET 1: 3773 RICHMOND AVENUE, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Health Insurance Innovations, Inc. CENTRAL INDEX KEY: 0001561387 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 461282634 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15438 N. FLORIDA AVENUE STREET 2: SUITE 201 CITY: TAMPA STATE: FL ZIP: 33613 BUSINESS PHONE: 813-397-1187 MAIL ADDRESS: STREET 1: 15438 N. FLORIDA AVENUE STREET 2: SUITE 201 CITY: TAMPA STATE: FL ZIP: 33613 4 1 form410925006-02202020.xml X0306 4 2020-02-19 1 0001561387 Health Insurance Innovations, Inc. HIIQ 0001730145 Voss Capital LLC 3773 RICHMOND AVENUE, SUITE 500 HOUSTON TX 77046 0 0 1 0 0001529957 Voss Value Fund, LP 3773 RICHMOND AVENUE, SUITE 500 HOUSTON TX 77046 0 0 0 1 See Footnotes 0001798310 Voss Advisors, LP 3773 RICHMOND AVENUE, SUITE 500 HOUSTON TX 77046 0 0 0 1 See Footnotes 0001798309 Voss Advisors GP, LLC 3773 RICHMOND AVENUE, SUITE 500 HOUSTON TX 77046 0 0 0 1 See Footnotes 0001798383 Cocke Travis W. 3773 RICHMOND AVENUE, SUITE 500 HOUSTON TX 77046 0 0 1 0 Class A Common Stock, $0.001 par value 2020-02-19 4 X 0 1700 21.0000 D 731841 I By Voss Value Fund, L.P. Class A Common Stock, $0.001 par value 2020-02-20 4 X 0 100 18.0000 D 731741 I By Voss Value Fund, L.P. Class A Common Stock, $0.001 par value 2020-02-20 4 X 0 600 16.0000 D 731141 I By Voss Value Fund, L.P. Class A Common Stock, $0.001 par value 2020-02-20 4 X 0 1300 21.0000 D 729841 I By Voss Value Fund, L.P. Class A Common Stock, $0.001 par value 474568 I By a Managed Account of Voss Capital, LLC Call Option (obligation to sell) 21 2020-02-19 4 X 0 17 0 D 2020-02-21 Class A Common Stock, $0.001 par value 1700 0 I By Voss Value Fund, L.P. Call Option (obligation to sell) 18 2020-02-20 4 X 0 1 0 D 2020-02-21 Class A Common Stock, $0.001 par value 100 0 I By Voss Value Fund, L.P. Call Option (obligation to sell) 16 2020-02-20 4 X 0 6 0 D 2020-02-21 Class A Common Stock, $0.001 par value 600 0 I By Voss Value Fund, L.P. Call Option (obligation to sell) 21 2020-02-20 4 X 0 13 0 D 2020-02-21 Class A Common Stock, $0.001 par value 1300 0 I By Voss Value Fund, L.P. This Form 4 is filed jointly by Voss Value Fund, L.P. ("Voss Value Fund"), Voss Advisors, LP ("Voss Advisors"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). As of February 20, 2020, the Reporting Persons ceased to beneficially own in the aggregate more than 10% of the Issuer's outstanding Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose. Securities beneficially owned by Voss Value Fund. Voss Advisors, as the general partner of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss GP, as the general partner of Voss Advisors, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss Capital, as the investment manager of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Securities held in an account managed by Voss Capital (the "Voss Managed Account"). Mr. Cocke, as the managing member of Voss Capital, may be deemed to be the beneficial owner of the securities held in the Voss Managed Account. Such options were immediately exercisable upon their acquisition. Voss Value Fund, L.P.; By: Voss Capital, LLC; By: /s/Travis W. Cocke 2020-02-20 Voss Advisors, LP; By: Voss Advisors GP, LLC; By: /s/Travis W. Cocke 2020-02-20 Voss Advisors GP, LLC; By: /s/Travis W. Cocke 2020-02-20 Voss Capital, LLC; By: /s/Travis W. Cocke 2020-02-20 /s/Travis W. Cocke 2020-02-20