0000921895-20-000327.txt : 20200207
0000921895-20-000327.hdr.sgml : 20200207
20200207203707
ACCESSION NUMBER: 0000921895-20-000327
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200117
FILED AS OF DATE: 20200207
DATE AS OF CHANGE: 20200207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Voss Capital LLC
CENTRAL INDEX KEY: 0001730145
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35811
FILM NUMBER: 20589083
BUSINESS ADDRESS:
STREET 1: 2365 RICE BLVD.
STREET 2: SUITE 217
CITY: HOUSTON
STATE: TX
ZIP: 77055
BUSINESS PHONE: (713) 328-1126
MAIL ADDRESS:
STREET 1: 2365 RICE BLVD.
STREET 2: SUITE 217
CITY: HOUSTON
STATE: TX
ZIP: 77055
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Voss Value Fund, LP
CENTRAL INDEX KEY: 0001529957
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35811
FILM NUMBER: 20589084
BUSINESS ADDRESS:
STREET 1: 3773 RICHMOND AVENUE
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 832-519-9427
MAIL ADDRESS:
STREET 1: 3773 RICHMOND AVENUE
STREET 2: SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
FORMER NAME:
FORMER CONFORMED NAME: Southpaw Value Fund, LP
DATE OF NAME CHANGE: 20110914
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Voss Advisors, LP
CENTRAL INDEX KEY: 0001798310
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35811
FILM NUMBER: 20589085
BUSINESS ADDRESS:
STREET 1: 3773 RICHMOND AVENUE, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 832-519-9427
MAIL ADDRESS:
STREET 1: 3773 RICHMOND AVENUE, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Voss Advisors GP, LLC
CENTRAL INDEX KEY: 0001798309
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35811
FILM NUMBER: 20589086
BUSINESS ADDRESS:
STREET 1: 3773 RICHMOND AVENUE, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 832-519-9427
MAIL ADDRESS:
STREET 1: 3773 RICHMOND AVENUE, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cocke Travis W.
CENTRAL INDEX KEY: 0001798383
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35811
FILM NUMBER: 20589087
MAIL ADDRESS:
STREET 1: 3773 RICHMOND AVENUE, SUITE 500
CITY: HOUSTON
STATE: TX
ZIP: 77046
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Health Insurance Innovations, Inc.
CENTRAL INDEX KEY: 0001561387
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 461282634
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15438 N. FLORIDA AVENUE
STREET 2: SUITE 201
CITY: TAMPA
STATE: FL
ZIP: 33613
BUSINESS PHONE: 813-397-1187
MAIL ADDRESS:
STREET 1: 15438 N. FLORIDA AVENUE
STREET 2: SUITE 201
CITY: TAMPA
STATE: FL
ZIP: 33613
4
1
form410925006b_02072020.xml
OWNERSHIP DOCUMENT
X0306
4
2020-01-17
0
0001561387
Health Insurance Innovations, Inc.
HIIQ
0001730145
Voss Capital LLC
3773 RICHMOND AVENUE, SUITE 500
HOUSTON
TX
77046
0
0
1
0
0001529957
Voss Value Fund, LP
3773 RICHMOND AVENUE, SUITE 500
HOUSTON
TX
77046
0
0
0
1
See Footnotes
0001798310
Voss Advisors, LP
3773 RICHMOND AVENUE, SUITE 500
HOUSTON
TX
77046
0
0
0
1
See Footnotes
0001798309
Voss Advisors GP, LLC
3773 RICHMOND AVENUE, SUITE 500
HOUSTON
TX
77046
0
0
0
1
See Footnotes
0001798383
Cocke Travis W.
3773 RICHMOND AVENUE, SUITE 500
HOUSTON
TX
77046
0
0
1
0
Class A Common Stock, $0.001 par value
2020-01-17
4
X
0
10000
23
A
772141
I
By Voss Value Fund, L.P.
Class A Common Stock, $0.001 par value
2020-01-17
4
X
0
10000
26
A
782141
I
By Voss Value Fund, L.P.
Class A Common Stock, $0.001 par value
2020-01-17
4
X
0
8800
20
D
773341
I
By Voss Value Fund, L.P.
Class A Common Stock, $0.001 par value
2020-01-17
4
X
0
4800
19
D
768541
I
By Voss Value Fund, L.P.
Class A Common Stock, $0.001 par value
2020-01-29
4
X
0
100
16
D
768441
I
By Voss Value Fund, L.P.
Class A Common Stock, $0.001 par value
2020-02-05
4
X
0
200
16
D
768241
I
By Voss Value Fund, L.P.
Class A Common Stock, $0.001 par value
2020-02-07
4
X
0
3200
18
D
765041
I
By Voss Value Fund, L.P.
Class A Common Stock, $0.001 par value
2020-02-07
4
X
0
7500
17
D
757541
I
By Voss Value Fund, L.P.
Class A Common Stock, $0.001 par value
474568
I
By a Managed Account of Voss Capital, LLC
Put Option (obligation to buy)
23
2020-01-17
4
X
0
100
0
D
2020-01-17
Class A Common Stock, $0.001 par value
10000
0
I
By Voss Value Fund, L.P.
Put Option (obligation to buy)
26
2020-01-17
4
X
0
100
0
D
2020-01-17
Class A Common Stock, $0.001 par value
10000
0
I
By Voss Value Fund, L.P.
Call Option (obligation to sell)
20
2020-01-17
4
X
0
88
0
D
2020-01-17
Class A Common Stock, $0.001 par value
8800
0
I
By Voss Value Fund, L.P.
Call Option (obligation to sell)
19
2020-01-17
4
X
0
48
0
D
2020-01-17
Class A Common Stock, $0.001 par value
4800
0
I
By Voss Value Fund, L.P.
Call Option (obligation to sell)
16
2020-01-29
4
X
0
1
0
D
2020-02-21
Class A Common Stock, $0.001 par value
100
0
I
By Voss Value Fund, L.P.
Call Option (obligation to sell)
16
2020-02-05
4
X
0
2
0
D
2020-02-21
Class A Common Stock, $0.001 par value
200
0
I
By Voss Value Fund, L.P.
Call Option (obligation to sell)
18
2020-02-07
4
X
0
32
0
D
2020-02-21
Class A Common Stock, $0.001 par value
3200
0
I
By Voss Value Fund, L.P.
Call Option (obligation to sell)
17
2020-02-07
4
X
0
75
0
D
2020-02-21
Class A Common Stock, $0.001 par value
7500
0
I
By Voss Value Fund, L.P.
This Form 4 is filed jointly by Voss Value Fund, L.P. ("Voss Value Fund"), Voss Advisors, LP ("Voss Advisors"), Voss Advisors GP, LLC ("Voss GP"), Voss Capital, LLC ("Voss Capital") and Travis W. Cocke (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, (the "Exchange Act") or for any other purpose.
Securities beneficially owned by Voss Value Fund. Voss Advisors, as the general partner of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss GP, as the general partner of Voss Advisors, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Voss Capital, as the investment manager of Voss Value Fund, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund. Mr. Cocke, as the managing member of Voss Capital and Voss GP, may be deemed to be the beneficial owner of the securities beneficially owned by Voss Value Fund.
Securities held in an account managed by Voss Capital (the "Voss Managed Account"). Mr. Cocke, as the managing member of Voss Capital, may be deemed to be the beneficial owner of the securities held in the Voss Managed Account.
Such options were immediately exercisable upon their acquisition.
Voss Value Fund, L.P.; By: Voss Capital, LLC; By: /s/Travis W. Cocke
2020-02-07
Voss Advisors, LP; By: Voss Advisors GP, LLC; By: /s/Travis W. Cocke
2020-02-07
Voss Advisors GP, LLC; By: /s/Travis W. Cocke
2020-02-07
Voss Capital, LLC; By: /s/Travis W. Cocke
2020-02-07
/s/Travis W. Cocke
2020-02-07