0001529628-24-000070.txt : 20240314 0001529628-24-000070.hdr.sgml : 20240314 20240314161755 ACCESSION NUMBER: 0001529628-24-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240312 FILED AS OF DATE: 20240314 DATE AS OF CHANGE: 20240314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Young James Douglas CENTRAL INDEX KEY: 0001709934 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 24750400 MAIL ADDRESS: STREET 1: 24 WATERWAY AVENUE STREET 2: SUITE 350 CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Sand, Inc. CENTRAL INDEX KEY: 0001529628 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 452809926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 28420 HARDY TOLL ROAD STREET 2: SUITE 130 CITY: SPRING STATE: TX ZIP: 77373 BUSINESS PHONE: (281) 231-2660 MAIL ADDRESS: STREET 1: 28420 HARDY TOLL ROAD STREET 2: SUITE 130 CITY: SPRING STATE: TX ZIP: 77373 4 1 wk-form4_1710447453.xml FORM 4 X0508 4 2024-03-12 0 0001529628 Smart Sand, Inc. SND 0001709934 Young James Douglas C/O SMART SAND, INC. 28420 HARDY TOLL ROAD, SUITE 130 SPRING TX 77373 0 1 0 0 SEE REMARKS 0 Common Stock 2024-03-12 4 A 0 11777 0 A 296307 D Common Stock 2024-03-12 4 F 0 3862 1.94 D 292445 D Reflects the number of shares earned in respect of ROIC-based performance award shares originally granted on July 30, 2021. On March 12, 2024, the Issuer confirmed the achievement of the applicable performance metric, which was based on a relative Return on Invested Capital (ROIC) goal for the performance period commencing on January 1, 2021 and continuing through December 31, 2023. Represents the number of shares withheld for tax purposes upon the vesting of ROIC-based performance shares originally granted to the Reporting Person on July 30, 2021. The Reporting Person is Executive Vice President, General Counsel and Secretary of the Issuer. /s/ Lee E. Beckelman as Attorney-in-Fact for James D. Young 2024-03-14