0001752724-19-072979.txt : 20190715
0001752724-19-072979.hdr.sgml : 20190715
20190715154534
ACCESSION NUMBER: 0001752724-19-072979
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190430
FILED AS OF DATE: 20190715
DATE AS OF CHANGE: 20190715
EFFECTIVENESS DATE: 20190715
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cambria ETF Trust
CENTRAL INDEX KEY: 0001529390
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22704
FILM NUMBER: 19955177
BUSINESS ADDRESS:
STREET 1: 2321 ROSECRANS AVENUE
STREET 2: SUITE 4210
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 310-606-5555
MAIL ADDRESS:
STREET 1: 2321 ROSECRANS AVENUE
STREET 2: SUITE 4210
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
0001529390
S000037633
Cambria Global Income and Currency Strategies ETF
C000116081
Cambria Global Income and Currency Strategies ETF
FXFX
0001529390
S000037634
Cambria Shareholder Yield ETF
C000116082
Cambria Shareholder Yield ETF
SYLD
0001529390
S000037635
Cambria Foreign Shareholder Yield ETF
C000116083
Cambria Foreign Shareholder Yield ETF
FYLD
0001529390
S000037636
Cambria Emerging Shareholder Yield ETF
C000116084
Cambria Emerging Shareholder Yield ETF
EYLD
0001529390
S000043316
Cambria Global Momentum ETF
C000134055
Cambria Global Momentum ETF
GMOM
0001529390
S000043317
Cambria Global Value ETF
C000134056
Cambria Global Value ETF
GVAL
0001529390
S000043318
Cambria Sovereign Bond ETF
C000134057
Cambria Sovereign Bond ETF
SOVB
0001529390
S000043319
Cambria Value and Momentum ETF
C000134058
Cambria Value and Momentum ETF
VAMO
0001529390
S000047294
Cambria Global Asset Allocation ETF
C000148305
Cambria Global Asset Allocation ETF
GAA
0001529390
S000054368
Cambria Managed Futures Strategy ETF
C000170790
Cambria Managed Futures Strategy ETF
MFUT
0001529390
S000054369
Cambria Tail Risk ETF
C000170791
Cambria Tail Risk ETF
TAIL
0001529390
S000054372
Cambria Omaha ETF
C000170794
Cambria Omaha ETF
OMHA
0001529390
S000054373
Cambria Trendfollowing ETF
C000170795
Cambria Trendfollowing ETF
QTAA
0001529390
S000054374
Cambria Long Short ETF
C000170796
Cambria Long Short ETF
CALS
0001529390
S000057737
Cambria Core Equity ETF
C000186156
Cambria Core Equity ETF
CCOR
0001529390
S000058205
Cambria Domestic Tax Optimized ETF
C000190830
Cambria Domestic Tax Optimized ETF
DTAX
0001529390
S000058206
Cambria Foreign Tax Optimized ETF
C000190831
Cambria Foreign Tax Optimized ETF
FTAX
0001529390
S000058208
Cambria Global REIT ETF
C000190833
Cambria Global REIT ETF
BLDG
0001529390
S000058209
Cambria Cannabis ETF
C000190834
Cambria Cannabis ETF
TOKE
0001529390
S000060308
Cambria Covered Call Strategy ETF
C000197124
Cambria Covered Call Strategy ETF
CANA
0001529390
S000062926
Cambria Trinity ETF
C000203933
Cambria Trinity ETF
TRTY
N-CEN
1
primary_doc.xml
X0201
N-CEN
LIVE
0001529390
XXXXXXXX
811-22704
N-1A
true
Cambria ETF Trust
811-22704
0001529390
254900RHN8DQYNXKZQ96
2321 ROSECRANS AVENUE
SUITE 4210
EL SEGUNDO
90245
US-CA
US
310-606-5555
SEI INVESTMENTS DISTRIBUTION CO.
1 Freedom Valley Drive
OAKS
19456
610-676-1000
Records as Distributor for Trust
SEI INVESTMENTS GLOBAL FUNDS SERVICES
1 Freedom Valley Drive
OAKS
19456
610-676-1000
Records as Administrator for Trust
BROWN BROTHERS HARRIMAN & CO.
40 Water Street
Boston
02109
617-772-1818
Records As Custodian and Transfer Agent For Trust
Cambria Investment Management, L.P.
2321 Rosecrans Avenue
Suite 3225
El Segundo
90245
310-606-5555
Records as Advisor for Trust
Y
N
N-1A
12
Y
Dennis G. Schmal
N/A
N
Mebane Faber
N/A
Y
Michael Venuto
N/A
N
Douglas Tyre
N/A
480 E. Swedesford Road
Suite 220
Wayne
19087
XXXXXX
N
N
N
N
N
N
SEI INVESTMENTS DISTRIBTUION CO.
8-27897
000010690
N/A
N
N
Cohen & Company, Ltd
925
N/A
N
N
N
N
N
N
Cambria Global Value ETF
S000043317
5493006AUU1LFJ2HTM65
Y
1
0
0
Exchange-Traded Fund
Y
Y
-0.01
-0.67
4.890074103
4.90441241
N
N
Y
N
N
BBH
5493006KMX1VFTPYPW14
N
N
N/A
71431.34000000
237.67000000
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Cambria Investment Management, L.P.
801-71786
000141600
254900RHN8DQYNXKZQ96
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
S&P
549300U4VWNITEKO2881
N
IHS Markit
549300HLPTRASHS0E726
GB
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
Bloomberg
254900BF4G8VMW8GG471
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
N
HSBC BK AUSTRALIA
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC THAILAND
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SOCGEN SEC SERV SPA
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA ABP, FILIAL I NORGE
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK DEL PERU
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB INDONESIA
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SMBC
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK AS
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK HANDLOWY
N/A
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB (TAIWAN) LTD
N/A
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC FRANCE, ATHENS BRANCH
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE FRANKFURT
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SOCGEN SPAIN
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB PHILIPPINES
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK ISRAEL
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS BANK LTD
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO CITIBANK
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK MAGHREB
N/A
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
ITAU UNIBANCO S.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BK BELGIUM
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK KOREA INC
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA ABP, FILIAL AV DANMARK
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK LONDON
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITITRUST COLOMBIA
N/A
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SEB AB PUBL
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB MALAYSIA BERHAD
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANCO DE CHILE
N/A
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANAMEX
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BROWN BROTHERS HARRIMAN & CO.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
HSBC NEW ZEALAND
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE NETHERLAND
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK ABP
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBK EUROPE CZECH
N/A
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC MELLON TRUST
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB (HONG KONG) LTD
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB (CHINA) LTD
N/A
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBK EUROPE HUNG
N/A
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNPPSS PORTUGAL
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS SWITZERLAND AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB SOUTH AFRICA
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC THAILAND (SGD)
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BK FRANCE
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
SEI Investments Global Funds Services
801-24593
SEC File Number
N
N
N
CREDIT SUISSE
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
609.64000000
J.P. MORGAN
008-35008
000000079
ZBUT11V806EZRVTWT807
63.32000000
SOCIETE GENERALE
008-40756
000023857
5493008QI0EFC5WBED75
63680.74000000
64353.70000000
0.00000000
N
157838443.38999999
0.00000000
N
N
N
N
Cambria Shareholder Yield ETF
S000037634
5493005B0UWLFHOC1V22
Y
1
0
0
Exchange-Traded Fund
Y
Y
-11.8
-12.4
6.714710533
6.721495263
N
N
Y
N
N
BBH
5493006KMX1VFTPYPW14
N
N
N/A
67693.31000000
1008.14000000
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Cambria Investment Management, L.P.
801-71786
000141600
254900RHN8DQYNXKZQ96
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
IHS Markit
549300HLPTRASHS0E726
GB
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
S&P
549300U4VWNITEKO2881
N
Bloomberg
254900BF4G8VMW8GG471
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
N
BROWN BROTHERS HARRIMAN & CO.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
CIBC MELLON TRUST
549300IYUUH221WBZ505
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
SEI Investments Global Funds Services
801-24593
SEC File Number
N
N
N
MORGAN STANLEY
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
13742.67000000
SOCIETE GENERALE
008-40756
000023857
5493008QI0EFC5WBED75
69.87000000
BLOOMBERG TRADEBOOK
008-49219
000040881
N/A
910.05000000
ESPOSITO SECURITIES LLC
008-67596
000143710
8156000CB92BB7E4BA96
6207.32000000
KCG AMERICAS LLC
008-68193
000149823
549300RA02N3BNSWBV74
1404.60000000
22334.51000000
0.00000000
N
124448353.27000000
0.00000000
N
N
N
N
Cambria Sovereign Bond ETF
S000043318
549300S7LDUSQ9L53R95
Y
1
0
0
Exchange-Traded Fund
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Cambria Investment Management, L.P.
801-71786
000141600
254900RHN8DQYNXKZQ96
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
S&P
549300U4VWNITEKO2881
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
IHS Markit
549300HLPTRASHS0E726
GB
N
Bloomberg
254900BF4G8VMW8GG471
N
N
SCB PHILIPPINES
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK AS
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
ITAU UNIBANCO S.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
EUROCLEAR BK SA NV
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB MALAYSIA BERHAD
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITITRUST COLOMBIA
N/A
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBK BUENOS AIRES
N/A
AR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BROWN BROTHERS HARRIMAN & CO.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
BNPPSS PORTUGAL
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK MUMBAI
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB INDONESIA
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
SEI Investments Global Funds Services
801-24593
SEC File Number
N
N
N
0.00000000
CREDIT SUISSE
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
281710.05000000
CITIGROUP GLOBAL MARKETS
008-08177
000007059
MBNUM2BPBDO7JBLYG310
135113.34000000
Pictet Asset Management
8-66760
000140074
549300Z3V8FWSENAH224
CH
522741.25000000
SOCIETE GENERALE
008-40756
000023857
5493008QI0EFC5WBED75
4957047.88999999
MERRILL LYNCH
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
250408.00000000
ITAU SECURITIES INC.
008-53702
000118817
54930086LDFU8Z86AH91
800944.02000000
BROWNSTONE INVESTMENT GROUP
8-50460
000043884
549300EBC8OHVQMGF416
1957370.87000000
JP MORGAN
008-35008
000000079
ZBUT11V806EZRVTWT807
4701891.96000000
PERSHING LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
937226.56000000
14544459.93999999
N
18738511.01000000
0.00000000
N
N
N
N
Cambria Trinity ETF
S000062926
549300JDEXX81LTYP840
Y
1
0
0
Exchange-Traded Fund
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Cambria Investment Management, L.P.
801-71786
000141600
254900RHN8DQYNXKZQ96
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
S&P
549300U4VWNITEKO2881
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
IHS Markit
549300HLPTRASHS0E726
GB
N
Bloomberg
254900BF4G8VMW8GG471
N
N
BROWN BROTHERS HARRIMAN & CO.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
SEI Investments Global Funds Services
801-24593
SEC File Number
N
N
N
0.00000000
0.00000000
N
18726508.02000000
0.00000000
N
N
N
N
Cambria Foreign Shareholder Yield ETF
S000037635
549300QQK0CKHW2AMB30
Y
1
0
0
Exchange-Traded Fund
Y
Y
0.9
0.34
4.250721979
4.258991589
N
N
Y
N
N
BBH
5493006KMX1VFTPYPW14
N
N
N/A
30860.81000000
643.01000000
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Cambria Investment Management, L.P.
801-71786
000141600
254900RHN8DQYNXKZQ96
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
S&P
549300U4VWNITEKO2881
N
Bloomberg
254900BF4G8VMW8GG471
N
IHS Markit
549300HLPTRASHS0E726
GB
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
N
NORDEA ABP, FILIAL AV DANMARK
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SOCGEN SPAIN
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK ISRAEL
N/A
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE NETHERLAND
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK KOREA INC
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK LONDON
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS SWITZERLAND AG
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BK FRANCE
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SMBC
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SEB AB PUBL
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BK BELGIUM
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA ABP, FILIAL I NORGE
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNPPSS PORTUGAL
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SOCGEN SEC SERV SPA
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB (HONG KONG) LTD
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CIBC MELLON TRUST
N/A
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK KOREA INC
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC FRANCE, ATHENS BRANCH
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS BANK LTD
N/A
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK ABP
N/A
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE FRANKFURT
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BROWN BROTHERS HARRIMAN & CO.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
HSBC NEW ZEALAND
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BK AUSTRALIA
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
SEI Investments Global Funds Services
801-24593
SEC File Number
N
N
N
SOCIETE GENERALE
008-40756
000023857
5493008QI0EFC5WBED75
25749.11000000
25749.11000000
0.00000000
N
33810601.86999999
0.00000000
N
N
N
N
Cambria Value and Momentum ETF
S000043319
5493004RWF1V4E1W9E15
Y
1
0
0
Exchange-Traded Fund
N
N
Y
N
N
BBH
5493006KMX1VFTPYPW14
N
N
N/A
5380.00000000
118.53000000
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Cambria Investment Management, L.P.
801-71786
000141600
254900RHN8DQYNXKZQ96
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
IHS Markit
549300HLPTRASHS0E726
GB
N
Bloomberg
254900BF4G8VMW8GG471
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
S&P
549300U4VWNITEKO2881
N
N
BROWN BROTHERS HARRIMAN & CO.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
SEI Investments Global Funds Services
801-24593
SEC File Number
N
N
N
MORGAN STANLEY
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
18937.09000000
ESPOSITO SECURITIES LLC
008-67596
000143710
8156000CB92BB7E4BA96
6890.40000000
PERSHING LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
102.50000000
INTERACTIVE BROKERS LLC
008-47257
000036418
50OBSE5T5521O6SMZR28
803.60000000
26733.59000000
0.00000000
N
80598116.29000000
0.00000000
N
N
N
N
Cambria Emerging Shareholder Yield ETF
S000037636
549300H3KS10HVG64A63
Y
1
0
0
Exchange-Traded Fund
Y
Y
-0.07
-0.7
3.902446598
3.911928112
N
N
Y
N
N
BBH
5493006KMX1VFTPYPW14
N
N
N/A
8344.62000000
169.41000000
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Cambria Investment Management, L.P.
801-71786
000141600
254900RHN8DQYNXKZQ96
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
IHS Markit
549300HLPTRASHS0E726
GB
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
Bloomberg
254900BF4G8VMW8GG471
N
S&P
549300U4VWNITEKO2881
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
N
CITIBANK KOREA INC
N/A
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK MUMBAI
N/A
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBK EUROPE CZECH
N/A
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC THAILAND
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB MALAYSIA BERHAD
N/A
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB PHILIPPINES
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB INDONESIA
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BROWN BROTHERS HARRIMAN & CO.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
EUROCLEAR BK SA NV
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITITRUST COLOMBIA
N/A
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBK EUROPE HUNG
N/A
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO CITIBANK
N/A
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK LONDON
N/A
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK HANDLOWY
N/A
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK DEL PERU
N/A
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB SOUTH AFRICA
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANAMEX
N/A
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC FRANCE, ATHENS BRANCH
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK AS
N/A
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC THAILAND (SGD)
N/A
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB (TAIWAN) LTD
N/A
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
ITAU UNIBANCO S.A.
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SCB (HONG KONG) LTD
N/A
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
SEI Investments Global Funds Services
801-24593
SEC File Number
N
N
N
BLOOMBERG TRADEBOOK
008-49219
000040881
N/A
447.69000000
SOCIETE GENERALE
008-40756
000023857
5493008QI0EFC5WBED75
38024.12000000
38471.81000000
0.00000000
N
19486401.14999999
0.00000000
N
N
N
N
Cambria Core Equity ETF
S000057737
549300CDYMITC2TE0I55
Y
1
0
0
Exchange-Traded Fund
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Cambria Investment Management, L.P.
801-71786
000141600
254900RHN8DQYNXKZQ96
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
S&P
549300U4VWNITEKO2881
N
Bloomberg
254900BF4G8VMW8GG471
N
IHS Markit
549300HLPTRASHS0E726
GB
N
N
BROWN BROTHERS HARRIMAN & CO.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
SEI Investments Global Funds Services
801-24593
SEC File Number
N
N
N
PERSHING LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
4981.34000000
INTERACTIVE BROKERS LLC
008-47257
000036418
50OBSE5T5521O6SMZR28
26748.22000000
ESPOSITO SECURITIES LLC
008-67596
000143710
8156000CB92BB7E4BA96
1665.79000000
BANK OF AMERICA
008-69787
000283942
549300HN4UKV1E2R3U73
644.66000000
JANE STREET CAPITAL LLC
008-52275
000103782
549300ZM16HMPEPNV857
799.82000000
CANTOR FITZGERALD & CO.
008-00201
000000134
5493004J7H4GCPG6OB62
88.84000000
34928.67000000
INTERACTIVE BROKERS LLC
008-47257
000036418
50OBSE5T5521O6SMZR28
2136175.00000000
2136175.00000000
N
80598116.29000000
0.00000000
N
N
N
N
Cambria Global Asset Allocation ETF
S000047294
54930024LUTEEVNBZ393
Y
1
0
0
Exchange-Traded Fund
N
N
Y
N
N
BBH
5493006KMX1VFTPYPW14
N
N
N/A
508095.38000000
3606.78000000
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Cambria Investment Management, L.P.
801-71786
000141600
254900RHN8DQYNXKZQ96
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
S&P
549300U4VWNITEKO2881
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
Bloomberg
254900BF4G8VMW8GG471
N
IHS Markit
549300HLPTRASHS0E726
GB
N
N
BROWN BROTHERS HARRIMAN & CO.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
SEI Investments Global Funds Services
801-24593
SEC File Number
N
N
N
JANE STREET
008-52275
000103782
549300ZM16HMPEPNV857
300.31000000
BANK OF AMERICA
008-69787
000283942
549300HN4UKV1E2R3U73
122.38000000
BTIG
008-65473
000122225
549300GTG9PL6WO3EC51
291.61000000
714.30000000
0.00000000
N
64968460.10000000
0.00000000
N
N
N
N
Cambria Global Momentum ETF
S000043316
549300FXSHTXAL865461
Y
1
0
0
Exchange-Traded Fund
N
N
Y
N
N
BBH
5493006KMX1VFTPYPW14
N
N
N/A
733979.31000000
2053.23999999
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Cambria Investment Management, L.P.
801-71786
000141600
254900RHN8DQYNXKZQ96
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
Bloomberg
254900BF4G8VMW8GG471
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
S&P
549300U4VWNITEKO2881
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
IHS Markit
549300HLPTRASHS0E726
GB
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
N
BROWN BROTHERS HARRIMAN & CO.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
SEI Investments Global Funds Services
801-24593
SEC File Number
N
N
N
ESPOSITO SECURITIES LLC
008-67596
000143710
8156000CB92BB7E4BA96
6066.32000000
MERRILL LYNCH
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
13661.94000000
ITG
008-44218
000029299
549300S41SMIODVIT266
337.74000000
JANE STREET
008-52275
000103782
549300ZM16HMPEPNV857
2060.46000000
BANK OF AMERICA
008-69787
000283942
549300HN4UKV1E2R3U73
11508.42000000
MORGAN STANLEY
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
47943.07000000
81577.95000000
0.00000000
N
110528711.89000000
0.00000000
N
N
N
N
Cambria Tail Risk ETF
S000054369
549300EXKFU1EJJ2W222
Y
1
0
0
Exchange-Traded Fund
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
Cambria Investment Management, L.P.
801-71786
000141600
254900RHN8DQYNXKZQ96
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
Pricing Direct
549300WIC0TOJ7N7GD54
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
Bloomberg
254900BF4G8VMW8GG471
N
S&P
549300U4VWNITEKO2881
N
Intercontinental Exchange, Inc.
5493000F4ZO33MV32P92
N
IHS Markit
549300HLPTRASHS0E726
GB
N
N
BROWN BROTHERS HARRIMAN & CO.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
BROWN BROTHERS HARRIMAN & CO.
084-60256
5493006KMX1VFTPYPW14
N
N
N
SEI Investments Global Funds Services
801-24593
SEC File Number
N
N
N
INTERACTIVE BROKERS LLC
008-47257
000036418
50OBSE5T5521O6SMZR28
755.12000000
PERSHING LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
525.47000000
ESPOSITO SECURITIES LLC
008-67596
000143710
8156000CB92BB7E4BA96
274.00000000
1554.59000000
CITIGROUP GLOBAL MARKETS
008-08177
000007059
MBNUM2BPBDO7JBLYG310
10909843.85000000
CREDIT SUISSE FIRST BOSTON LLC.
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
6878561.57000000
SOCIETE GENERALE COWEN SECURITIES CORP.
008-40756
000023857
5493008QI0EFC5WBED75
15085120.08000000
MORGAN STANLEY & CO, INC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
5566247.66000000
MERRILL LYNCH
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
238369.14000000
38678142.29999999
N
25531843.59000000
0.00000000
N
N
N
N
Cambria Foreign Shareholder Yield ETF
S000037635
Y
50000.00000000
1.77456836
0.00000000
98.22543163
0.00000000
2.23830658
0.41342703
97.76169341
0.41342703
0.00000000
2500.00000000
0.00000000
0.00000000
2500.00000000
0.00000000
0.00000000
2500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Cambria Core Equity ETF
S000057737
Y
50000.00000000
6.54216008
5.21030131
93.45783991
5.21030131
3.16068186
3.21438211
96.83931813
3.21438211
0.00000000
500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Cambria Shareholder Yield ETF
S000037634
Y
50000.00000000
25.45200385
37.64569958
74.54799614
37.64569958
5.25678370
5.07937775
94.74321629
5.07937775
0.00000000
560.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
700.00000000
0.00000000
0.00000000
700.00000000
0.00000000
Y
Cambria Global Momentum ETF
S000043316
Y
50000.00000000
3.34178082
2.79281874
96.65821917
2.79281874
2.71506107
1.38520588
97.28493892
1.38520588
0.00000000
500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Cambria Value and Momentum ETF
S000043319
Y
50000.00000000
7.74359997
2.14062713
92.25640002
2.14062713
11.55020449
4.04608015
88.44979550
4.04608015
0.00000000
700.00000000
0.00000000
0.00000000
700.00000000
0.00000000
0.00000000
700.00000000
0.00000000
0.00000000
700.00000000
0.00000000
Y
Cambria Trinity ETF
S000062926
Y
50000.00
2.525035033128
0.36243735619
97.474964966872
0.36243735619
0.00
0.00
0.00
0.00
0.00
250.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Y
Cambria Sovereign Bond ETF
S000043318
Y
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
1500.00000000
0.00000000
0.00000000
1500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
Cambria Global Value ETF
S000043317
Y
50000.00000000
15.42875712
0.57524464
84.57124287
0.57524464
12.89325220
1.45283299
87.10674779
1.45283299
0.00000000
3500.00000000
0.00000000
0.00000000
3500.00000000
0.00000000
0.00000000
3500.00000000
0.00000000
0.00000000
3500.00000000
0.00000000
Y
Cambria Emerging Shareholder Yield ETF
S000037636
Y
50000.00000000
48.11711609
7.56938322
51.88288390
7.56938322
54.31235054
7.76541659
45.68764945
7.76541659
0.00000000
3500.00000000
0.00000000
0.00000000
3500.00000000
0.00000000
0.00000000
3500.00000000
0.00000000
0.00000000
3500.00000000
0.00000000
Y
Cambria Tail Risk ETF
S000054369
Y
50000.00000000
100.00000000
0.00000000
0.00000000
0.00000000
100.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
500.00000000
0.00000000
Y
Cambria Global Asset Allocation ETF
S000047294
Y
50000.00000000
0.88734636
0.02516620
99.11265363
0.02516620
1.00909998
0.14557111
98.99090001
0.14557111
0.00000000
500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
500.00000000
0.00000000
0.00000000
0.00000000
0.00000000
Y
false
false
true
false
false
false
INTERNAL CONTROL RPT
2
Cambria_NCEN.txt
INTERNAL CONTROL LETTER
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
To the Shareholders and Board of Trustees of
Cambria ETF Trust
In planning and performing our audit of the
financial statements of Cambria ETF Trust comprising
Cambria Shareholder Yield ETF, Cambria Foreign
Shareholder Yield ETF, Cambria Global Value ETF,
Cambria Global Momentum ETF, Cambria Global Asset
Allocation ETF, Cambria Value and Momentum ETF,
Cambria Sovereign Bond ETF, Cambria Emerging
Shareholder Yield ETF, Cambria Tail Risk ETF,
Cambria Core Equity ETF, and Cambria Trinity ETF
(the Funds) as of and for the year or period ended
April 30, 2019, in accordance with the standards of
the Public Company Accounting Oversight Board
(United States), we considered the Funds internal
control over financial reporting, including controls
over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of
expressing our opinion on the financial statements
and to comply with the requirements of Form N-CEN,
but not for the purpose of expressing an opinion on
the effectiveness of the Funds internal control over
financial reporting. Accordingly, we express no
such opinion.
The management of the Funds is responsible for
establishing and maintaining effective internal
control over financial reporting. In fulfilling
this responsibility, estimates and judgments by
management are required to assess the expected
benefits and related costs of controls. A funds
internal control over financial reporting is a
process designed to provide reasonable assurance
regarding the reliability of financial reporting and
the preparation of financial statements for external
purposes in accordance with generally accepted
accounting principles (GAAP). A funds internal
control over financial reporting includes those
policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail,
accurately and fairly reflect the transactions and
dispositions of the assets of the fund; (2) provide
reasonable assurance that transactions are recorded
as necessary to permit preparation of financial
statements in accordance with GAAP, and that
receipts and expenditures of the fund are being made
only in accordance with authorizations of management
and trustees of the fund; and (3) provide reasonable
assurance regarding prevention or timely detection
of unauthorized acquisition, use or disposition of a
funds assets that could have a material effect on
the financial statements.
Because of its inherent limitations, internal
control over financial reporting may not prevent or
detect misstatements. Also, projections of any
evaluation of effectiveness to future periods are
subject to the risk that controls may become
inadequate because of changes in conditions, or that
the degree of compliance with the policies or
procedures may deteriorate.
A deficiency in internal control over financial
reporting exists when the design or operation of a
control does not allow management or employees, in
the normal course of performing their assigned
functions, to prevent or detect misstatements on a
timely basis. A material weakness is a deficiency,
or combination of deficiencies, in internal control
over financial reporting, such that there is a
reasonable possibility that a material misstatement
of the Funds annual or interim financial statements
will not be prevented or detected on a timely basis.
Our consideration of the Funds internal control over
financial reporting was for the limited purpose
described in the first paragraph and would not
necessarily disclose all deficiencies in internal
control that might be material weaknesses under
standards established by the Public Company
Accounting Oversight Board (United States).
However, we noted no deficiencies in the Funds
internal control over financial reporting and its
operation, including controls over safeguarding
securities, that we consider to be a material
weakness as defined above as of April 30, 2019.
This report is intended solely for the information
and use of management and the Board of Trustees of
the Funds and the Securities and Exchange Commission
and is not intended to be and should not be used by
anyone other than these specified parties.
COHEN & COMPANY, LTD.
Cleveland, Ohio
July 1, 2019