Delaware
(State of incorporation or organization)
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See Below
(IRS Employer
Identification No.)
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2321 Rosecrans Avenue, Suite 3225
El Segundo, California
(Address of principal executive offices)
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90245
(Zip Code)
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Title of each
class to be registered
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Name of exchange on which
each class is to be registered
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I.R.S. Employer
Identification Number
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Cambria Tail Risk ETF
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BATS Exchange, Inc.
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81-5307265
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Item 1.
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Description of Registrant’s Securities to be Registered.
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Item 2.
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Exhibits
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A. |
Registrant’s Trust Instrument, as adopted September 9, 2011, is incorporated herein by reference to Exhibit (a)(ii) to Post-Effective Amendment No 10 to the Registration Statement, as filed with the SEC via EDGAR Accession No. 0001398344-14-001417 on March 4, 2014.
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B. |
Registrant’s By-Laws, as adopted September 9, 2011, are incorporated herein by reference to Exhibit (b) of the Registration Statement, as filed with the SEC via EDGAR Accession No. 0000898432-12-000511 on April 23, 2012.
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C. |
Registrant’s Form of Authorized Participant Agreement is incorporated herein by reference to Exhibit (e)(ii) to Pre-Effective Amendment No. 2 to the Registration Statement, as filed with the SEC via EDGAR Accession No. 0001144204-13-026100 on May 3, 2013.
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CAMBRIA ETF TRUST
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Date: April 3, 2017
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By:
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/s/ Eric W. Richardson
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Eric W. Richardson
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President and Trustee |
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