0001529274-24-000106.txt : 20240517 0001529274-24-000106.hdr.sgml : 20240517 20240517175404 ACCESSION NUMBER: 0001529274-24-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240515 FILED AS OF DATE: 20240517 DATE AS OF CHANGE: 20240517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mitchell Steven R CENTRAL INDEX KEY: 0001610279 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 24961694 MAIL ADDRESS: STREET 1: C/O ASPEN AEROGELS, INC. STREET 2: 30 FORBES ROAD, BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKAMI TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001529274 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 453060776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-200-1937 MAIL ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: ALKAMI TECHNOLOGY, INC, DATE OF NAME CHANGE: 20110906 4 1 wk-form4_1715982833.xml FORM 4 X0508 4 2024-05-15 0 0001529274 ALKAMI TECHNOLOGY, INC. ALKT 0001610279 Mitchell Steven R C/O ARGONAUT PRIVATE EQUITY 7030 S. YALE AVE., STE. 810 TULSA OK 74136 1 0 0 0 0 Common Stock 2024-05-15 4 A 0 6853 0 A 76216 D Common Stock 2521611 I See footnote Represents restricted stock units (RSUs) which vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date. Each RSU represents a contingent right to receive one share of common stock. The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Plan. Shares held by ARG Private Equity II, LLC ("APE II"). The Reporting Person, a member of the Issuer's board of directors, serves as an adviser to APE II and may be deemed to have beneficial ownership of the shares held by APE II. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. /s/ Douglas A. Linebarger, as Attorney-in-Fact for Steven R. Mitchell 2024-05-17