0001529274-23-000140.txt : 20230707 0001529274-23-000140.hdr.sgml : 20230707 20230707172117 ACCESSION NUMBER: 0001529274-23-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230705 FILED AS OF DATE: 20230707 DATE AS OF CHANGE: 20230707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mitchell Steven R CENTRAL INDEX KEY: 0001610279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 231077695 MAIL ADDRESS: STREET 1: C/O ASPEN AEROGELS, INC. STREET 2: 30 FORBES ROAD, BUILDING B CITY: NORTHBOROUGH STATE: MA ZIP: 01532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKAMI TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001529274 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453060776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-200-1937 MAIL ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: ALKAMI TECHNOLOGY, INC, DATE OF NAME CHANGE: 20110906 4 1 wk-form4_1688764867.xml FORM 4 X0407 4 2023-07-05 0 0001529274 ALKAMI TECHNOLOGY, INC. ALKT 0001610279 Mitchell Steven R C/O ARGONAUT PRIVATE EQUITY 7030 S. YALE AVE., STE. 810 TULSA OK 74136 1 0 0 0 0 Common Stock 2023-07-05 4 A 0 552 0 A 68157 D Common Stock 12608061 I See footnote The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Shares held by ARG Private Equity II, LLC ("APE II"). The Reporting Person, a member of the Issuer's board of directors, serves as an adviser to APE II and may be deemed to have beneficial ownership of the shares held by APE II. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein. /s/ Douglas A. Linebarger, as Attorney-in-Fact for Steven R. Mitchell 2023-07-07