0001529274-23-000140.txt : 20230707
0001529274-23-000140.hdr.sgml : 20230707
20230707172117
ACCESSION NUMBER: 0001529274-23-000140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230705
FILED AS OF DATE: 20230707
DATE AS OF CHANGE: 20230707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mitchell Steven R
CENTRAL INDEX KEY: 0001610279
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40321
FILM NUMBER: 231077695
MAIL ADDRESS:
STREET 1: C/O ASPEN AEROGELS, INC.
STREET 2: 30 FORBES ROAD, BUILDING B
CITY: NORTHBOROUGH
STATE: MA
ZIP: 01532
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALKAMI TECHNOLOGY, INC.
CENTRAL INDEX KEY: 0001529274
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 453060776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5601 GRANITE PARKWAY
STREET 2: SUITE 120
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 972-200-1937
MAIL ADDRESS:
STREET 1: 5601 GRANITE PARKWAY
STREET 2: SUITE 120
CITY: PLANO
STATE: TX
ZIP: 75024
FORMER COMPANY:
FORMER CONFORMED NAME: ALKAMI TECHNOLOGY, INC,
DATE OF NAME CHANGE: 20110906
4
1
wk-form4_1688764867.xml
FORM 4
X0407
4
2023-07-05
0
0001529274
ALKAMI TECHNOLOGY, INC.
ALKT
0001610279
Mitchell Steven R
C/O ARGONAUT PRIVATE EQUITY
7030 S. YALE AVE., STE. 810
TULSA
OK
74136
1
0
0
0
0
Common Stock
2023-07-05
4
A
0
552
0
A
68157
D
Common Stock
12608061
I
See footnote
The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan.
Shares held by ARG Private Equity II, LLC ("APE II"). The Reporting Person, a member of the Issuer's board of directors, serves as an adviser to APE II and may be deemed to have beneficial ownership of the shares held by APE II. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.
/s/ Douglas A. Linebarger, as Attorney-in-Fact for Steven R. Mitchell
2023-07-07