0001529274-22-000152.txt : 20220906 0001529274-22-000152.hdr.sgml : 20220906 20220906201211 ACCESSION NUMBER: 0001529274-22-000152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220901 FILED AS OF DATE: 20220906 DATE AS OF CHANGE: 20220906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bohanon Stephen CENTRAL INDEX KEY: 0001852917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 221229631 MAIL ADDRESS: STREET 1: C/O ALKAMI TECHNOLOGY, INC. STREET 2: 5601 GRANITE PARKWAY, SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKAMI TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001529274 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453060776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-200-1937 MAIL ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: ALKAMI TECHNOLOGY, INC, DATE OF NAME CHANGE: 20110906 4 1 wf-form4_166250951547534.xml FORM 4 X0306 4 2022-09-01 0 0001529274 ALKAMI TECHNOLOGY, INC. ALKT 0001852917 Bohanon Stephen C/O ALKAMI TECHNOLOGY, INC. 5601 GRANITE PARKWAY, SUITE 120 PLANO TX 75024 0 1 0 0 Chf. Strategist & Sales Offr. Common Stock 2022-09-01 4 F 0 5913 14.27 D 376654 D Common Stock 2022-09-06 4 S 0 18368 14.7176 D 358286 D Common Stock 2022-09-06 4 M 0 40000 0.92 A 398286 D Common Stock 2022-09-06 4 S 0 40000 14.6884 D 358286 D Common Stock 2022-09-06 4 M 0 73333 2.34 A 431619 D Common Stock 2022-09-06 4 M 0 1927 3.32 A 433546 D Common Stock 2022-09-06 4 M 0 9219 3.32 A 442765 D Common Stock 718673 I See footnote Stock Option (Right to Buy) 0.92 2022-09-06 4 M 0 40000 0 A 2027-11-02 Common Stock 40000.0 123333 D Stock Option (Right to Buy) 2.34 2022-09-06 4 M 0 73333 0 A 2028-12-11 Common Stock 73333.0 193333 D Stock Option (Right to Buy) 3.32 2022-09-06 4 M 0 1927 0 A 2030-02-20 Common Stock 1927.0 69527 D Stock Option (Right to Buy) 3.32 2022-09-06 4 M 0 9219 0 A 2030-03-13 Common Stock 9219.0 59219 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.51 to $14.90, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.95, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The amount of securities beneficially owned following the transaction reported herein includes: (1) 339,119 shares held of record by Botech Trust, of which the Reporting Person is trustee, 339,119 shares held of record by KBCouture Trust, of which the Reporting Person's spouse is trustee, and 40,435 shares held of record by Bohanon Consulting, of which the Reporting Person is an officer and director. The shares subject to the option are fully vested and exercisable. /s/ Douglas A. Linebarger, as Attorney-in-Fact for Stephen Bohanon 2022-09-06