0000950138-20-000531.txt : 20201218 0000950138-20-000531.hdr.sgml : 20201218 20201218073355 ACCESSION NUMBER: 0000950138-20-000531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201216 FILED AS OF DATE: 20201218 DATE AS OF CHANGE: 20201218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Norton David Y CENTRAL INDEX KEY: 0001529193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35803 FILM NUMBER: 201398015 MAIL ADDRESS: STREET 1: 8 GREENHOLM STREET, APT C CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mallinckrodt plc CENTRAL INDEX KEY: 0001567892 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981088325 FISCAL YEAR END: 1225 BUSINESS ADDRESS: STREET 1: COLLEGE BUSINESS & TECHNOLOGY PARK STREET 2: CRUISERATH, BLANCHARDSTOWN CITY: DUBLIN 15 STATE: L2 ZIP: D15 BUSINESS PHONE: 353 1 6960000 MAIL ADDRESS: STREET 1: COLLEGE BUSINESS & TECHNOLOGY PARK STREET 2: CRUISERATH, BLANCHARDSTOWN CITY: DUBLIN 15 STATE: L2 ZIP: D15 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-12-16 0001567892 Mallinckrodt plc MNKKQ 0001529193 Norton David Y 675 MCDONNELL BLVD. HAZELWOOD MO 63042 1 0 0 0 Ordinary Shares 2020-12-16 4 S 0 21807 0.4339 D 5080 D The price represents a weighted average. The shares were sold in multiple transactions at prices ranging from $0.432 to $0.44, inclusive. Mr. Norton will provide, upon request of the SEC staff, Mallinckrodt plc or a shareholder of Mallinckrodt plc complete information regarding the number of shares purchased at each price within the range. This Form 4 constitutes a notice to the Issuer for purposes of Part V of the Companies Act 2014. /s/ Stephanie D. Miller, Attorney-in-Fact 2020-12-18