0001664998-21-000046.txt : 20210428 0001664998-21-000046.hdr.sgml : 20210428 20210428071300 ACCESSION NUMBER: 0001664998-21-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210426 FILED AS OF DATE: 20210428 DATE AS OF CHANGE: 20210428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILSON KARA CENTRAL INDEX KEY: 0001529006 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40351 FILM NUMBER: 21861310 MAIL ADDRESS: STREET 1: C/O SUCCESSFACTORS, INC. STREET 2: 1500 FASHION ISLAND BLVD., SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KnowBe4, Inc. CENTRAL INDEX KEY: 0001664998 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 273205919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 33 NORTH GARDEN AVENUE STREET 2: SUITE 1200 CITY: CLEARWATER STATE: FL ZIP: 33755 BUSINESS PHONE: (855) 566-9234 MAIL ADDRESS: STREET 1: 33 NORTH GARDEN AVENUE STREET 2: SUITE 1200 CITY: CLEARWATER STATE: FL ZIP: 33755 4 1 wf-form4_161960836561815.xml FORM 4 X0306 4 2021-04-26 0 0001664998 KnowBe4, Inc. KNBE 0001529006 WILSON KARA C/O KNOWBE4, INC. 33 N. GARDEN AVENUE CLEARWATER FL 33755 1 0 0 0 Stock Option (right to buy) 3.38 2021-04-26 4 J 0 696760 0 D 2030-01-09 Common Stock 696760.0 0 D Stock Option (right to buy) 3.38 2021-04-26 4 J 0 696760 0 A 2030-01-09 Class B Common Stock 696760.0 696760 D Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of the Issuer's common stock, par value $0.00001 (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock"), immediately prior to the closing of the IPO of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. Effective upon the occurrence of the Reclassification, all stock options outstanding under the Issuer's 2016 Equity Incentive Plan (the "2016 Plan") cover shares of Class B Common Stock. Option granted under the 2016 Plan. Twenty-five (25%) of the shares subject to the option vested on January 1, 2021, and, thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months. /s/ Alicia Dietzen, as Attorney-in-Fact 2021-04-27