0001664998-21-000046.txt : 20210428
0001664998-21-000046.hdr.sgml : 20210428
20210428071300
ACCESSION NUMBER: 0001664998-21-000046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210426
FILED AS OF DATE: 20210428
DATE AS OF CHANGE: 20210428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILSON KARA
CENTRAL INDEX KEY: 0001529006
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40351
FILM NUMBER: 21861310
MAIL ADDRESS:
STREET 1: C/O SUCCESSFACTORS, INC.
STREET 2: 1500 FASHION ISLAND BLVD., SUITE 300
CITY: SAN MATEO
STATE: CA
ZIP: 94404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KnowBe4, Inc.
CENTRAL INDEX KEY: 0001664998
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 273205919
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 33 NORTH GARDEN AVENUE
STREET 2: SUITE 1200
CITY: CLEARWATER
STATE: FL
ZIP: 33755
BUSINESS PHONE: (855) 566-9234
MAIL ADDRESS:
STREET 1: 33 NORTH GARDEN AVENUE
STREET 2: SUITE 1200
CITY: CLEARWATER
STATE: FL
ZIP: 33755
4
1
wf-form4_161960836561815.xml
FORM 4
X0306
4
2021-04-26
0
0001664998
KnowBe4, Inc.
KNBE
0001529006
WILSON KARA
C/O KNOWBE4, INC.
33 N. GARDEN AVENUE
CLEARWATER
FL
33755
1
0
0
0
Stock Option (right to buy)
3.38
2021-04-26
4
J
0
696760
0
D
2030-01-09
Common Stock
696760.0
0
D
Stock Option (right to buy)
3.38
2021-04-26
4
J
0
696760
0
A
2030-01-09
Class B Common Stock
696760.0
696760
D
Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of the Issuer's common stock, par value $0.00001 (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock"), immediately prior to the closing of the IPO of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
Effective upon the occurrence of the Reclassification, all stock options outstanding under the Issuer's 2016 Equity Incentive Plan (the "2016 Plan") cover shares of Class B Common Stock.
Option granted under the 2016 Plan. Twenty-five (25%) of the shares subject to the option vested on January 1, 2021, and, thereafter, the remaining number of shares subject to the option vest in equal monthly installments over the following thirty-six (36) months.
/s/ Alicia Dietzen, as Attorney-in-Fact
2021-04-27