0001123292-20-000146.txt : 20200116 0001123292-20-000146.hdr.sgml : 20200116 20200116163116 ACCESSION NUMBER: 0001123292-20-000146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200114 FILED AS OF DATE: 20200116 DATE AS OF CHANGE: 20200116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: READ RORY P CENTRAL INDEX KEY: 0001528597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37867 FILM NUMBER: 20531335 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dell Technologies Inc CENTRAL INDEX KEY: 0001571996 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 800890963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 BUSINESS PHONE: 800-289-3355 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 FORMER COMPANY: FORMER CONFORMED NAME: Denali Holding Inc. DATE OF NAME CHANGE: 20130313 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-01-14 0001571996 Dell Technologies Inc DELL 0001528597 READ RORY P ONE DELL WAY ROUND ROCK TX 78682 0 1 0 0 Chief Operating Executive Class C Common Stock 2020-01-14 4 M 0 26080 26.67 A 39528 D Class C Common Stock 2020-01-14 4 S 0 26080 50.24 D 13448 D Class C Common Stock 2020-01-14 4 M 0 44000 26.67 A 57448 D Class C Common Stock 2020-01-14 4 S 0 44000 50.27 D 13448 D Options to Acquire Class C Common Stock 26.67 2020-01-14 4 M 0 70080 0 D 2025-05-29 Class C Common Stock 70080 291420 D The price reported in Column 4 represents a weighted average sales price of $50.24. These shares were sold in multiple transactions at prices ranging from $50.17 to $50.35, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1 and 2 to this Form 4. The price reported in Column 4 represents a weighted average sales price of $50.269. These shares were sold in multiple transactions at prices ranging from $50.20 to $50.30, inclusive. The performance-based options are fully vested. The time-based options vest in five equal annual installments during a vesting period that began on 05/29/2015. Consists of 46,520 time-based options and 244,900 performance-based options. /s/ Robert Potts, Attorney-in-Fact 2020-01-16