0001123292-20-000006.txt : 20200102 0001123292-20-000006.hdr.sgml : 20200102 20200102164411 ACCESSION NUMBER: 0001123292-20-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191230 FILED AS OF DATE: 20200102 DATE AS OF CHANGE: 20200102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: READ RORY P CENTRAL INDEX KEY: 0001528597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37867 FILM NUMBER: 20502033 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dell Technologies Inc CENTRAL INDEX KEY: 0001571996 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 800890963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 BUSINESS PHONE: 800-289-3355 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 FORMER COMPANY: FORMER CONFORMED NAME: Denali Holding Inc. DATE OF NAME CHANGE: 20130313 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-30 0001571996 Dell Technologies Inc DELL 0001528597 READ RORY P ONE DELL WAY ROUND ROCK TX 78682 0 1 0 0 Chief Operating Executive Class C Common Stock 2019-12-30 4 M 0 60000 26.67 A 73448 D Class C Common Stock 2019-12-30 4 S 0 60000 50.99 D 13448 D Class C Common Stock 2019-12-31 4 M 0 10000 26.67 A 23448 D Class C Common Stock 2019-12-31 4 S 0 9900 51.35 D 13548 D Class C Common Stock 2019-12-31 4 S 0 100 51.37 D 13448 D Options to Acquire Class C Common Stock 26.67 2019-12-30 4 M 0 60000 0 D 2025-05-29 Class C Common Stock 60000 371500 D Options to Acquire Class C Common Stock 26.67 2019-12-31 4 M 0 10000 0 D 2025-05-29 Class C Common Stock 10000 361500 D The price reported in Column 4 represents a weighted average sales price of $50.985. These shares were sold in multiple transactions at prices ranging from $50.96 to $51.12, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The performance-based options are fully vested. Consists of 82,600 time-based options and 288,900 performance-based options. The time-based options vest in five equal annual installments during a vesting period that began on 05/29/2015. Consists of 72,600 time-based options and 288,900 performance-based options. /s/ Robert Potts, Attorney-in-Fact 2020-01-02