0001209191-23-009349.txt : 20230214 0001209191-23-009349.hdr.sgml : 20230214 20230214181216 ACCESSION NUMBER: 0001209191-23-009349 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230210 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEIN MICHAEL M CENTRAL INDEX KEY: 0001607743 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35327 FILM NUMBER: 23632473 MAIL ADDRESS: STREET 1: 550 BROAD STREET STREET 2: 17TH FLOOR CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Genie Energy Ltd. CENTRAL INDEX KEY: 0001528356 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 452069276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07012 BUSINESS PHONE: 973-438-3500 MAIL ADDRESS: STREET 1: 520 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07012 FORMER COMPANY: FORMER CONFORMED NAME: Genie Energy. Ltd. DATE OF NAME CHANGE: 20110822 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-10 0 0001528356 Genie Energy Ltd. GNE 0001607743 STEIN MICHAEL M C/O GENIE ENERGY LTD. 520 BROAD STREET NEWARK NJ 07102 0 1 0 0 CHIEF EXECUTIVE OFFICER Class B Common Stock, par value $.01 per share 2023-02-10 4 M 0 90000 A 529992 D Class B Common Stock, par value $.01 per share 1556 I By Wife Deferred Stock Units 2023-02-10 4 M 0 90000 0.00 D Class B Common Stock 90000 0 D Restricted Shares of the Issuer's Class B common stock issuable upon the vesting of Deferred Stock Units ("DSUs") on a one-for-one basis. Consists of 90,000 restricted shares of the Issuer's Class B common stock to be granted due to the vesting of DSUs; 216,146 fully vested restricted shares of Class B common stock; 81,398 shares of Class B common stock held directly; and 142,448 unvested restricted shares of Class B common stock, 52,448 shares of which shall vest on November 4, 2023, and 30,000 shares of which shall vest on each of August 3, 2023, August 3, 2024 and August 3, 2025. On February 11, 2022, the Reporting Person was granted 90,000 DSUs, entitling the Reporting Person to a grant of 90,000 restricted shares of the Issuer's Class B common stock the business day following the date the stock had a 30 trading day average closing price of $10.84 or greater. The shares were to vest ratably over a three year period, commencing on the first anniversary of the restricted stock grant date. Joyce J. Mason, by Power of Attorney 2023-02-14