0001209191-19-051972.txt : 20191002 0001209191-19-051972.hdr.sgml : 20191002 20191002201718 ACCESSION NUMBER: 0001209191-19-051972 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191002 DATE AS OF CHANGE: 20191002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CR Group L.P. CENTRAL INDEX KEY: 0001702352 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 191133975 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER NAME: FORMER CONFORMED NAME: Capital Royalty L.P. DATE OF NAME CHANGE: 20170329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPITAL ROYALTY PARTNERS II L.P. CENTRAL INDEX KEY: 0001528226 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 191133976 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPITAL ROYALTY PARTNERS II (CAYMAN) L.P. CENTRAL INDEX KEY: 0001528224 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 191133977 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPITAL ROYALTY PARTNERS II - PARALLEL FUND (A) L.P. CENTRAL INDEX KEY: 0001528225 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 191133978 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARALLEL INVESTMENT OPPORTUNITIES PARTNERS II, L.P. CENTRAL INDEX KEY: 0001568245 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 191133979 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Capital Royalty Partners II Parallel Fund B (Cayman) L.P. CENTRAL INDEX KEY: 0001702221 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 191133980 BUSINESS ADDRESS: STREET 1: C/O CAPITAL ROYALTY L.P. STREET 2: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: C/O CAPITAL ROYALTY L.P. STREET 2: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Valeritas Holdings Inc. CENTRAL INDEX KEY: 0001619250 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 465648907 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 750 ROUTE 202 SOUTH STREET 2: SUITE 600 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 BUSINESS PHONE: 908-927-9920 MAIL ADDRESS: STREET 1: 750 ROUTE 202 SOUTH STREET 2: SUITE 600 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 FORMER COMPANY: FORMER CONFORMED NAME: Cleaner Yoga Mat, Inc. DATE OF NAME CHANGE: 20140911 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-30 0 0001619250 Valeritas Holdings Inc. VLRX 0001702352 CR Group L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001528226 CAPITAL ROYALTY PARTNERS II L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001528224 CAPITAL ROYALTY PARTNERS II (CAYMAN) L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001528225 CAPITAL ROYALTY PARTNERS II - PARALLEL FUND (A) L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001568245 PARALLEL INVESTMENT OPPORTUNITIES PARTNERS II, L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001702221 Capital Royalty Partners II Parallel Fund B (Cayman) L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 Series B Convertible Preferred Stock 2019-09-30 4 P 0 1704890 A Common Stock 1704890 1704890 I By Capital Royalty Partners II L.P. Series B Convertible Preferred Stock 2019-09-30 4 P 0 1908922 A Common Stock 1908922 1908922 I By Capital Royalty Partners II ? Parallel Fund ?A? L.P. Series B Convertible Preferred Stock 2019-09-30 4 P 0 3116675 A Common Stock 3116675 3116675 I By Parallel Investment Opportunity Partners II L.P. Series B Convertible Preferred Stock 2019-09-30 4 P 0 8242606 A Common Stock 8242606 8242606 I By Capital Royalty Partners II ? Parallel Fund ?B? (Cayman) L.P. Series B Convertible Preferred Stock 2019-09-30 4 P 0 602493 A Common Stock 602493 602493 I By Capital Royalty Partners II (Cayman) L.P. The shares of Series B Convertible Preferred Stock (the "Series B") were received in exchange for an aggregate $22.7 million of indebtedness held by the Funds (as defined below). Each share of Series B is immediately convertible into one share of the Issuer's common stock at any time at the election of the holder. The Series B has no expiration date. CR Group L.P. ("CRG") serves as the investment manager for Capital Royalty Partners II L.P., Capital Royalty Partners II (Cayman) L.P., Capital Royalty Partners II Parallel Fund "A" L.P., Capital Royalty Partners II Parallel Fund "B" (Cayman) L.P. and Parallel Investment Opportunities Partners II, L.P. (collectively, the "Funds"). /s/ Andrei Dorenbaum, authorized signatory for CR Group L.P. and each of the Funds 2019-10-02