0001209191-17-023753.txt : 20170330 0001209191-17-023753.hdr.sgml : 20170330 20170330201132 ACCESSION NUMBER: 0001209191-17-023753 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170322 FILED AS OF DATE: 20170330 DATE AS OF CHANGE: 20170330 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Valeritas Holdings Inc. CENTRAL INDEX KEY: 0001619250 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 465648907 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 750 ROUTE 202 SOUTH STREET 2: SUITE 600 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 BUSINESS PHONE: 908-927-9920 MAIL ADDRESS: STREET 1: 750 ROUTE 202 SOUTH STREET 2: SUITE 600 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 FORMER COMPANY: FORMER CONFORMED NAME: Cleaner Yoga Mat, Inc. DATE OF NAME CHANGE: 20140911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Capital Royalty Partners II Parallel Fund B (Cayman) L.P. CENTRAL INDEX KEY: 0001702221 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 17727620 BUSINESS ADDRESS: STREET 1: C/O CAPITAL ROYALTY L.P. STREET 2: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: C/O CAPITAL ROYALTY L.P. STREET 2: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARALLEL INVESTMENT OPPORTUNITIES PARTNERS II, L.P. CENTRAL INDEX KEY: 0001568245 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 17727621 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPITAL ROYALTY PARTNERS II L.P. CENTRAL INDEX KEY: 0001528226 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 17727623 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPITAL ROYALTY PARTNERS II (CAYMAN) L.P. CENTRAL INDEX KEY: 0001528224 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 17727624 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Capital Royalty L.P. CENTRAL INDEX KEY: 0001702352 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 17727625 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPITAL ROYALTY PARTNERS II - PARALLEL FUND (A) L.P. CENTRAL INDEX KEY: 0001528225 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 17727622 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0206 3/A 2017-03-22 2017-03-24 0 0001619250 Valeritas Holdings Inc. VLRX 0001702352 Capital Royalty L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001528224 CAPITAL ROYALTY PARTNERS II (CAYMAN) L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001528226 CAPITAL ROYALTY PARTNERS II L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001528225 CAPITAL ROYALTY PARTNERS II - PARALLEL FUND (A) L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001568245 PARALLEL INVESTMENT OPPORTUNITIES PARTNERS II, L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001702221 Capital Royalty Partners II Parallel Fund B (Cayman) L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 Common Stock 138850 I By Capital Royalty Partners II L.P. Common Stock 56046 I By Capital Royalty Partners II (Cayman) L.P. Common Stock 154824 I By Capital Royalty Partners II Parallel Fund ?A? L.P. Common Stock 570258 I By Capital Royalty Partners II Parallel Fund ?B? (Cayman) L.P. Common Stock 265990 I By Parallel Investment Opportunities Partners II, L.P. Series A Convertible Preferred Stock Common Stock 273648 I By Capital Royalty Partners II L.P. Series A Convertible Preferred Stock Common Stock 96705 I By Capital Royalty Partners II (Cayman) L.P. Series A Convertible Preferred Stock Common Stock 306397 I By Capital Royalty Partners II Parallel Fund ?A? L.P. Series A Convertible Preferred Stock Common Stock 1323001 I By Capital Royalty Partners II Parallel Fund ?B? (Cayman) L.P. Series A Convertible Preferred Stock Common Stock 500250 I By Parallel Investment Opportunities Partners II, L.P. (1) Capital Royalty L.P. ("Capital Royalty") serves as the investment manager for Capital Royalty Partners II L.P., Capital Royalty Partners II (Cayman) L.P., Capital Royalty Partners II Parallel Fund "A" L.P., Capital Royalty Partners II Parallel Fund "B" (Cayman) L.P. and Parallel Investment Opportunities Partners II, L.P. (collectively, the "Funds"). Each share of Series A Convertible Preferred Stock became convertible into one of Issuer's Common Stock for no additional consideration upon the completion of the Issuer's initial public offering. This Form 3 amendment is being filed to amend each of the Form 3s filed on March 24, 2017, by Capital Royalty Partners II L.P., Capital Royalty Partners II (Cayman) L.P., Capital Royalty Partners II Parallel Fund "A" L.P., Capital Royalty Partners II - Parallel Fund (B) (Cayman) Holdings L.P. and Parallel Investment Opportunities Partners II, L.P. in order to characterize Item 4's description of the relationship of the reporting persons to the issuer as "10% Owner," to present a group filing instead of a series of individual filings and to accurately reflect the number of common shares underlying the Series A Convertible Preferred Stock acquired by each of the Funds. /s/ Andrei Dorenbaum, authorized signatory for Capital Royalty and each of the Funds 2017-03-30