0001209191-17-023753.txt : 20170330
0001209191-17-023753.hdr.sgml : 20170330
20170330201132
ACCESSION NUMBER: 0001209191-17-023753
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170322
FILED AS OF DATE: 20170330
DATE AS OF CHANGE: 20170330
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Valeritas Holdings Inc.
CENTRAL INDEX KEY: 0001619250
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 465648907
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 750 ROUTE 202 SOUTH
STREET 2: SUITE 600
CITY: BRIDGEWATER
STATE: NJ
ZIP: 08807
BUSINESS PHONE: 908-927-9920
MAIL ADDRESS:
STREET 1: 750 ROUTE 202 SOUTH
STREET 2: SUITE 600
CITY: BRIDGEWATER
STATE: NJ
ZIP: 08807
FORMER COMPANY:
FORMER CONFORMED NAME: Cleaner Yoga Mat, Inc.
DATE OF NAME CHANGE: 20140911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Capital Royalty Partners II Parallel Fund B (Cayman) L.P.
CENTRAL INDEX KEY: 0001702221
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38038
FILM NUMBER: 17727620
BUSINESS ADDRESS:
STREET 1: C/O CAPITAL ROYALTY L.P.
STREET 2: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-209-7350
MAIL ADDRESS:
STREET 1: C/O CAPITAL ROYALTY L.P.
STREET 2: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PARALLEL INVESTMENT OPPORTUNITIES PARTNERS II, L.P.
CENTRAL INDEX KEY: 0001568245
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38038
FILM NUMBER: 17727621
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-209-7350
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAPITAL ROYALTY PARTNERS II L.P.
CENTRAL INDEX KEY: 0001528226
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38038
FILM NUMBER: 17727623
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-209-7350
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAPITAL ROYALTY PARTNERS II (CAYMAN) L.P.
CENTRAL INDEX KEY: 0001528224
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38038
FILM NUMBER: 17727624
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-209-7350
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Capital Royalty L.P.
CENTRAL INDEX KEY: 0001702352
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38038
FILM NUMBER: 17727625
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-209-7350
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAPITAL ROYALTY PARTNERS II - PARALLEL FUND (A) L.P.
CENTRAL INDEX KEY: 0001528225
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38038
FILM NUMBER: 17727622
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-209-7350
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
3/A
1
doc3a.xml
FORM 3/A SUBMISSION
X0206
3/A
2017-03-22
2017-03-24
0
0001619250
Valeritas Holdings Inc.
VLRX
0001702352
Capital Royalty L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
0001528224
CAPITAL ROYALTY PARTNERS II (CAYMAN) L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
0001528226
CAPITAL ROYALTY PARTNERS II L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
0001528225
CAPITAL ROYALTY PARTNERS II - PARALLEL FUND (A) L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
0001568245
PARALLEL INVESTMENT OPPORTUNITIES PARTNERS II, L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
0001702221
Capital Royalty Partners II Parallel Fund B (Cayman) L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
Common Stock
138850
I
By Capital Royalty Partners II L.P.
Common Stock
56046
I
By Capital Royalty Partners II (Cayman) L.P.
Common Stock
154824
I
By Capital Royalty Partners II Parallel Fund ?A? L.P.
Common Stock
570258
I
By Capital Royalty Partners II Parallel Fund ?B? (Cayman) L.P.
Common Stock
265990
I
By Parallel Investment Opportunities Partners II, L.P.
Series A Convertible Preferred Stock
Common Stock
273648
I
By Capital Royalty Partners II L.P.
Series A Convertible Preferred Stock
Common Stock
96705
I
By Capital Royalty Partners II (Cayman) L.P.
Series A Convertible Preferred Stock
Common Stock
306397
I
By Capital Royalty Partners II Parallel Fund ?A? L.P.
Series A Convertible Preferred Stock
Common Stock
1323001
I
By Capital Royalty Partners II Parallel Fund ?B? (Cayman) L.P.
Series A Convertible Preferred Stock
Common Stock
500250
I
By Parallel Investment Opportunities Partners II, L.P.
(1) Capital Royalty L.P. ("Capital Royalty") serves as the investment manager for Capital Royalty Partners II L.P., Capital Royalty Partners II (Cayman) L.P., Capital Royalty Partners II Parallel Fund "A" L.P., Capital Royalty Partners II Parallel Fund "B" (Cayman) L.P. and Parallel Investment Opportunities Partners II, L.P. (collectively, the "Funds").
Each share of Series A Convertible Preferred Stock became convertible into one of Issuer's Common Stock for no additional consideration upon the completion of the Issuer's initial public offering.
This Form 3 amendment is being filed to amend each of the Form 3s filed on March 24, 2017, by Capital Royalty Partners II L.P., Capital Royalty Partners II (Cayman) L.P., Capital Royalty Partners II Parallel Fund "A" L.P., Capital Royalty Partners II - Parallel Fund (B) (Cayman) Holdings L.P. and Parallel Investment Opportunities Partners II, L.P. in order to characterize Item 4's description of the relationship of the reporting persons to the issuer as "10% Owner," to present a group filing instead of a series of individual filings and to accurately reflect the number of common shares underlying the Series A Convertible Preferred Stock acquired by each of the Funds.
/s/ Andrei Dorenbaum, authorized signatory for Capital Royalty and each of the Funds
2017-03-30