0000899243-18-029509.txt : 20181120
0000899243-18-029509.hdr.sgml : 20181120
20181120201348
ACCESSION NUMBER: 0000899243-18-029509
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181116
FILED AS OF DATE: 20181120
DATE AS OF CHANGE: 20181120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Capital Royalty L.P.
CENTRAL INDEX KEY: 0001702352
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38038
FILM NUMBER: 181196772
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-209-7350
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAPITAL ROYALTY PARTNERS II L.P.
CENTRAL INDEX KEY: 0001528226
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38038
FILM NUMBER: 181196773
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-209-7350
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAPITAL ROYALTY PARTNERS II (CAYMAN) L.P.
CENTRAL INDEX KEY: 0001528224
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38038
FILM NUMBER: 181196774
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-209-7350
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAPITAL ROYALTY PARTNERS II - PARALLEL FUND (A) L.P.
CENTRAL INDEX KEY: 0001528225
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38038
FILM NUMBER: 181196775
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-209-7350
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PARALLEL INVESTMENT OPPORTUNITIES PARTNERS II, L.P.
CENTRAL INDEX KEY: 0001568245
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38038
FILM NUMBER: 181196776
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-209-7350
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Capital Royalty Partners II Parallel Fund B (Cayman) L.P.
CENTRAL INDEX KEY: 0001702221
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38038
FILM NUMBER: 181196777
BUSINESS ADDRESS:
STREET 1: C/O CAPITAL ROYALTY L.P.
STREET 2: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-209-7350
MAIL ADDRESS:
STREET 1: C/O CAPITAL ROYALTY L.P.
STREET 2: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Valeritas Holdings Inc.
CENTRAL INDEX KEY: 0001619250
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 465648907
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 750 ROUTE 202 SOUTH
STREET 2: SUITE 600
CITY: BRIDGEWATER
STATE: NJ
ZIP: 08807
BUSINESS PHONE: 908-927-9920
MAIL ADDRESS:
STREET 1: 750 ROUTE 202 SOUTH
STREET 2: SUITE 600
CITY: BRIDGEWATER
STATE: NJ
ZIP: 08807
FORMER COMPANY:
FORMER CONFORMED NAME: Cleaner Yoga Mat, Inc.
DATE OF NAME CHANGE: 20140911
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-16
0
0001619250
Valeritas Holdings Inc.
VLRX
0001702352
Capital Royalty L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
0001528226
CAPITAL ROYALTY PARTNERS II L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
0001528224
CAPITAL ROYALTY PARTNERS II (CAYMAN) L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
0001528225
CAPITAL ROYALTY PARTNERS II - PARALLEL FUND (A) L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
0001568245
PARALLEL INVESTMENT OPPORTUNITIES PARTNERS II, L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
0001702221
Capital Royalty Partners II Parallel Fund B (Cayman) L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
Common Stock
2018-11-16
4
P
0
4224605
A
4801291
I
By Capital Royalty Partners II L.P.
Common Stock
2018-11-16
4
P
0
1264997
A
1475770
I
By Capital Royalty Partners II (Cayman) L.P.
Common Stock
2018-11-16
4
P
0
7427065
A
8072123
I
By Capital Royalty Partners II Parallel Fund "A" L.P.
Common Stock
2018-11-16
4
P
0
2083333
A
4770394
I
By Capital Royalty Partners II Parallel Fund "B" (Cayman) L.P.
Common Stock
1066390
I
By Parallel Investment Opportunities Partners II, L.P.
Series A Warrant
0.60
2018-11-16
4
P
0
4224605
A
2018-11-16
2023-11-16
Common Stock
4224605
4224605
I
By Capital Royalty Partners II L.P.
Series A Warrant
0.60
2018-11-16
4
P
0
1264997
A
2018-11-16
2023-11-16
Common Stock
1264997
1264997
I
By Capital Royalty Partners II (Cayman) L.P.
Series A Warrant
0.60
2018-11-16
4
P
0
7427065
A
2018-11-16
2023-11-16
Common Stock
7427065
7427065
I
By Capital Royalty Partners II Parallel Fund "A" L.P.
Series A Warrant
0.60
2018-11-16
4
P
0
2083333
A
2018-11-16
2023-11-16
Common Stock
2083333
2083333
I
By Capital Royalty Partners II Parallel Fund "B" (Cayman) L.P.
Series B Warrant
0.48
2018-11-16
4
P
0
4224605
A
2018-11-16
2023-11-16
Common Stock
4224605
4224605
I
By Capital Royalty Partners II L.P.
Series B Warrant
0.48
2018-11-16
4
P
0
1264997
A
2018-11-16
2023-11-16
Common Stock
1264997
1264997
I
By Capital Royalty Partners II (Cayman) L.P.
Series B Warrant
0.48
2018-11-16
4
P
0
7427065
A
2018-11-16
2023-11-16
Common Stock
7427065
7427065
I
By Capital Royalty Partners II Parallel Fund "A" L.P.
Series B Warrant
0.48
2018-11-16
4
P
0
2083333
A
2018-11-16
2023-11-16
Common Stock
2083333
2083333
I
By Capital Royalty Partners II Parallel Fund "B" (Cayman) L.P.
Each share of Common Stock of the Issuer was sold together with one Series A warrant and one Series B warrant for $0.48.
CR Group L.P. (formerly known as Capital Royalty L.P.) serves as the investment manager for Capital Royalty Partners II L.P., Capital Royalty Partners II (Cayman) L.P., Capital Royalty Partners II Parallel Fund "A" L.P., Capital Royalty Partners II Parallel Fund "B" (Cayman) L.P. and Parallel Investment Opportunities Partners II, L.P.
/s/ Andrei Dorenbaum, authorized signatory for Capital Royalty and each of the Funds
2018-11-20