0000899243-18-029509.txt : 20181120 0000899243-18-029509.hdr.sgml : 20181120 20181120201348 ACCESSION NUMBER: 0000899243-18-029509 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181116 FILED AS OF DATE: 20181120 DATE AS OF CHANGE: 20181120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Capital Royalty L.P. CENTRAL INDEX KEY: 0001702352 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 181196772 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPITAL ROYALTY PARTNERS II L.P. CENTRAL INDEX KEY: 0001528226 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 181196773 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPITAL ROYALTY PARTNERS II (CAYMAN) L.P. CENTRAL INDEX KEY: 0001528224 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 181196774 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPITAL ROYALTY PARTNERS II - PARALLEL FUND (A) L.P. CENTRAL INDEX KEY: 0001528225 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 181196775 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARALLEL INVESTMENT OPPORTUNITIES PARTNERS II, L.P. CENTRAL INDEX KEY: 0001568245 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 181196776 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Capital Royalty Partners II Parallel Fund B (Cayman) L.P. CENTRAL INDEX KEY: 0001702221 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38038 FILM NUMBER: 181196777 BUSINESS ADDRESS: STREET 1: C/O CAPITAL ROYALTY L.P. STREET 2: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: C/O CAPITAL ROYALTY L.P. STREET 2: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Valeritas Holdings Inc. CENTRAL INDEX KEY: 0001619250 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 465648907 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 750 ROUTE 202 SOUTH STREET 2: SUITE 600 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 BUSINESS PHONE: 908-927-9920 MAIL ADDRESS: STREET 1: 750 ROUTE 202 SOUTH STREET 2: SUITE 600 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 FORMER COMPANY: FORMER CONFORMED NAME: Cleaner Yoga Mat, Inc. DATE OF NAME CHANGE: 20140911 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-16 0 0001619250 Valeritas Holdings Inc. VLRX 0001702352 Capital Royalty L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001528226 CAPITAL ROYALTY PARTNERS II L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001528224 CAPITAL ROYALTY PARTNERS II (CAYMAN) L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001528225 CAPITAL ROYALTY PARTNERS II - PARALLEL FUND (A) L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001568245 PARALLEL INVESTMENT OPPORTUNITIES PARTNERS II, L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001702221 Capital Royalty Partners II Parallel Fund B (Cayman) L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 Common Stock 2018-11-16 4 P 0 4224605 A 4801291 I By Capital Royalty Partners II L.P. Common Stock 2018-11-16 4 P 0 1264997 A 1475770 I By Capital Royalty Partners II (Cayman) L.P. Common Stock 2018-11-16 4 P 0 7427065 A 8072123 I By Capital Royalty Partners II Parallel Fund "A" L.P. Common Stock 2018-11-16 4 P 0 2083333 A 4770394 I By Capital Royalty Partners II Parallel Fund "B" (Cayman) L.P. Common Stock 1066390 I By Parallel Investment Opportunities Partners II, L.P. Series A Warrant 0.60 2018-11-16 4 P 0 4224605 A 2018-11-16 2023-11-16 Common Stock 4224605 4224605 I By Capital Royalty Partners II L.P. Series A Warrant 0.60 2018-11-16 4 P 0 1264997 A 2018-11-16 2023-11-16 Common Stock 1264997 1264997 I By Capital Royalty Partners II (Cayman) L.P. Series A Warrant 0.60 2018-11-16 4 P 0 7427065 A 2018-11-16 2023-11-16 Common Stock 7427065 7427065 I By Capital Royalty Partners II Parallel Fund "A" L.P. Series A Warrant 0.60 2018-11-16 4 P 0 2083333 A 2018-11-16 2023-11-16 Common Stock 2083333 2083333 I By Capital Royalty Partners II Parallel Fund "B" (Cayman) L.P. Series B Warrant 0.48 2018-11-16 4 P 0 4224605 A 2018-11-16 2023-11-16 Common Stock 4224605 4224605 I By Capital Royalty Partners II L.P. Series B Warrant 0.48 2018-11-16 4 P 0 1264997 A 2018-11-16 2023-11-16 Common Stock 1264997 1264997 I By Capital Royalty Partners II (Cayman) L.P. Series B Warrant 0.48 2018-11-16 4 P 0 7427065 A 2018-11-16 2023-11-16 Common Stock 7427065 7427065 I By Capital Royalty Partners II Parallel Fund "A" L.P. Series B Warrant 0.48 2018-11-16 4 P 0 2083333 A 2018-11-16 2023-11-16 Common Stock 2083333 2083333 I By Capital Royalty Partners II Parallel Fund "B" (Cayman) L.P. Each share of Common Stock of the Issuer was sold together with one Series A warrant and one Series B warrant for $0.48. CR Group L.P. (formerly known as Capital Royalty L.P.) serves as the investment manager for Capital Royalty Partners II L.P., Capital Royalty Partners II (Cayman) L.P., Capital Royalty Partners II Parallel Fund "A" L.P., Capital Royalty Partners II Parallel Fund "B" (Cayman) L.P. and Parallel Investment Opportunities Partners II, L.P. /s/ Andrei Dorenbaum, authorized signatory for Capital Royalty and each of the Funds 2018-11-20