13F-HR 1 d538436d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Good Harbor Financial, LLC Address: 155 North Wacker Drive, Suite 850 Chicago, IL 60606 Form 13F File Number: 28-14913 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Cami Kirschner Title: Chief Compliance Officer Phone: 312-224-8150 Signature, Place, and Date of Signing: /s/ Cami Kirschner Chicago, IL May 15, 2013 ------------------------- ------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- N/A N/A [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: 3,215,160 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28- Cedar Capital, LLC [Repeat as necessary.] FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------- ----------------- --------- -------- ------------------- ---------- -------- ---------------- TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ------------------------------- ----------------- --------- -------- ---------- --- ---- ---------- -------- ---- ------ ---- ARENA PHARMACEUTICALS INC COM 040047102 135 16,500 SH Defined 1 Sole BARCLAYS BK PLC IPATH DYNM VIX 06741L609 344 8,369 SH Defined 1 Sole DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 367 4,127 SH Defined 1 Sole DIREXION SHS ETF TR DRX S&P500BULL 25459W862 370 3,181 SH Defined 1 Sole ENERPLUS CORP COM 292766102 494 33,803 SH Defined 1 Sole GLOBAL X FDS GLB X PERMETF 37950E358 348 13,871 SH Defined 1 Sole GRAMERCY CAPITAL CORP COM 384871109 528 101,426 SH Defined 1 Sole HOSPITALITY PROPERTIES TRUST C COM SH BEN INT 44106M102 490 17,861 SH Defined 1 Sole ISHARES TR CORE S&P500 ETF 464287200 972,993 6,183,231 SH Defined 1 Sole ISHARES TR MSCI EAFE INDEX 464287465 3,307 56,065 SH Defined 1 Sole ISHARES TR MSCI EMERG MKT 464287234 3,230 75,510 SH Defined 1 Sole ISHARES TR RUSSELL 2000 464287655 972,127 10,294,689 SH Defined 1 Sole ISHARES TR S&P EURO PLUS 464287861 3,275 82,479 SH Defined 1 Sole ISHARES TR S&P NTL AMTFREE 464288414 513 4,660 SH Defined 1 Sole LAS VEGAS SANDS CORP COM 517834107 282 5,000 SH Defined 1 Sole LINNCO LLC COMSHS LTD INT 535782106 606 15,514 SH Defined 1 Sole NORTHERN TR CORP COM COM 665859104 1,654 30,322 SH Defined 1 Sole OMEGA HEALTHCARE INVS INC COM 681936100 310 10,213 SH Defined 1 Sole PENGROWTH ENERGY CORP COM 70706P104 546 107,091 SH Defined 1 Sole PENN WEST PETE LTD COM 707887105 466 43,267 SH Defined 1 Sole POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 727 23,392 SH Defined 1 Sole POWERSHARES QQQ ETF UNIT SER 1 73935A104 889 12,892 SH Defined 1 Sole PRECISION DRILLING CORP COM 2010 74022D308 303 32,866 SH Defined 1 Sole PROSHARES TR ULTR RUSSL2000 74347X799 368 3,687 SH Defined 1 Sole PROSHARES TR ULTRPRO S&P500 74347X864 370 3,163 SH Defined 1 Sole PROSHARES TR PSHS ULTRUSS2000 74347R842 628,068 10,984,049 SH Defined 1 Sole PROSHARES TR PSHS ULT S&P 500 74347R107 619,707 8,491,467 SH Defined 1 Sole REALTY INCOME CORP COM 756109104 441 9,716 SH Defined 1 Sole SCHLUMBERGER LTD COM 806857108 272 3,631 SH Defined 1 Sole TORTOISE ENERGY INFRSTRCTR CP COM 89147L100 875 17,710 SH Defined 1 Sole VALE S A ADR 91912E105 420 24,279 SH Defined 1 Sole VANGUARD BD INDEX FD TOTAL BND MRKT 921937835 335 4,000 SH Defined 1 Sole
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