EX-FILING FEES 9 d92373dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107

Calculation of Filing Fee Tables

Form S-3

(Form Type)

Personalis, Inc.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
    

Security

Type

 

Security

Class Title

  Fee
Calculation 
or Carry
Forward
Rule
  Amount
Registered 
  Proposed
 Maximum 
Offering
Price Per
Unit
 

Maximum

Aggregate

Offering Price

  Fee Rate  

Amount of
Registration

Fee

 

Carry
 Forward 

Form
Type

 

Carry

Forward

File

Number

 

Carry

Forward
Initial
Effective

Date

 

Filing Fee
Previously

Paid In
Connection

with

Unsold
Securities

to

be Carried
Forward

 
Newly Registered Securities
                         

Fees to be

Paid

  Equity   Common stock, par value $0.0001 per share     (1)    (2)    (2)               
                         
    Equity   Preferred stock, par value $0.0001 per share     (1)    (2)    (2)               
                         
    Debt   Debt Securities     (1)    (2)    (2)               
                         
    Other   Warrants     (1)    (2)    (2)               
                         
    Unallocated (universal) shelf     Rule 457(o)   (1)    (2)    $76,121,936   0.00014760   $11,235.60(2)          
                         

Fees

Previously

Paid

                         
 
Carry forward Securities
                         

Carry

Forward

Securities

  Equity   Common stock, par value $0.0001 per share                      
                         
    Equity   Preferred stock, par value $0.0001 per share                      
                         
    Debt   Debt Securities                      
                         
    Other   Warrants                      
                         
    Unallocated (Universal) Shelf   Unallocated (Universal) Shelf   Rule 415(a)(6)   (3)      $123,878,064(3)       S-3   333-251824   January 8, 2021   $13,515.10(3)
                   
    Total Offering Amounts      $200,000,000(1)(3)    

$11,235.60

         
                   
    Total Fees Previously Paid                   
                   
    Total Fee Offsets          $7,427.26(4)          
                   
    Net Fee Due               

$3,808.34

               

 

(1)

There are being registered hereunder such indeterminate number of shares of common stock and preferred stock, such indeterminate principal amount of debt securities, and such indeterminate number of warrants to purchase common stock, preferred stock or debt securities as shall have an aggregate initial offering price not to exceed $200,000,000. If any debt securities are issued at an original issue discount, then the offering price of such debt securities shall be in such greater principal amount as shall result in an aggregate initial offering price not to exceed $200,000,000, less the aggregate dollar amount of all securities previously issued hereunder. Any securities registered hereunder may be sold separately or in combination with other securities registered hereunder. The securities registered also include such indeterminate amounts and numbers of common stock, preferred stock, and debt securities as may be issued upon conversion of or exchange for preferred stock or debt securities that provide for conversion or exchange, upon exercise of warrants or pursuant to the antidilution provisions of any such securities. In addition, pursuant to Rule 416 under the Securities Act of 1933, as amended, the Securities Act, the shares being registered hereunder include such indeterminate number of shares of common stock and preferred stock as may be issuable with respect to the shares being registered hereunder as a result of stock splits, stock dividends or similar transactions.

 

(2)

The proposed maximum aggregate offering price per class of security will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered hereunder and is not specified as to each class of security pursuant to General Instruction II.D of Form S-3 under the Securities Act.


(3)

Pursuant to Rule 415(a)(6) under the Securities Act, the securities registered pursuant to this registration statement include $123,878,064 of unsold securities (the “Unsold Securities”) previously registered and offered by the registrant pursuant to the Registration Statement on Form S-3 (File No. 333-251824), which was declared effective on January 8, 2021 (the “Prior Registration Statement”). In connection with the filing of the Prior Registration Statement, the registrant paid a filing fee of $32,730 associated with the primary offering of the Unsold Securities (based on the filing fee rate in effect at the time of the filing of the Prior Registration Statement). Of this amount, $13,515.10 is associated with the Unsold Securities. The filing fee associated with the offering of the Unsold Securities is hereby carried forward to be applied to the Unsold Securities registered hereunder, and no additional filing fee is due with respect to the Unsold Securities in connection with the filing of this registration statement.

To the extent that, after the filing date hereof and prior to the effectiveness of this registration statement, the registrant sells any Unsold Securities pursuant to the Prior Registration Statement, the registrant will identify in a pre-effective amendment to this registration statement the updated dollar amount of Unsold Securities from the Prior Registration Statement to be included in this registration statement pursuant to Rule 415(a)(6) and/or Rule 457(p) and the updated amount of new securities to be registered on this registration statement. Pursuant to Rule 415(a)(6) and Rule 457(p), the offering of securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.

Table 2: Fee Offset Claims and Sources

 

                       
     Registrant or
Filer Name
  Form or
Filing Type
 

File

Number

 

Initial

Filing

Date

 

Filing

Date

  Fee Offset
Claimed
  Security
Type
Associated
with Fee
Offset
Claimed
  Security
Title
Associated
with Fee
Offset
Claimed
  Unsold
Securities
Associated
with Fee
Offset
Claimed
  Unsold Aggregate
Offering Amount
Associated with
Fee Offset Claimed
 

Fee

Paid with

Fee Offset
Source

                       

Fee Offset

Claims

  Personalis, Inc.   S-3   333-251824   December 30, 2020       $7,427.26(4)   Equity   Common stock, par value $0.0001 per share   1,774,240   $68,077,588.80  
                       

Fee Offset

Sources

  Personalis, Inc.   S-3   333-251824       December 30, 2020             $7,427.26(4)

 

(4)

Pursuant to the Prior Registration Statement, the registrant registered for resale in a secondary offering 1,774,240 shares of Common Stock (the “Secondary Shares”), and paid a registration fee in connection therewith of $7,427.27. None of the Secondary Shares have been sold under the Prior Registration Statement. Pursuant to Rule 457(p), the registrant hereby offsets the registration fee due in connection with the filing of this registration statement by the $7,427.27 in registration fees paid in connection with the Secondary Shares registered under the Prior Registration Statement. To the extent that, after the filing date hereof and prior to the effectiveness of this registration statement, any of the Secondary Shares are sold pursuant to the Prior Registration Statement, the registrant will identify in a pre-effective amendment to this registration statement the updated dollar amount of unsold Secondary Shares and related fee offset from the Prior Registration Statement. Pursuant to Rule 457(p), the offering of the Secondary Shares under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.