0001493152-23-032839.txt : 20230915 0001493152-23-032839.hdr.sgml : 20230915 20230915202028 ACCESSION NUMBER: 0001493152-23-032839 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230913 FILED AS OF DATE: 20230915 DATE AS OF CHANGE: 20230915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGASHIDA MASATERU CENTRAL INDEX KEY: 0001630849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39338 FILM NUMBER: 231259959 MAIL ADDRESS: STREET 1: 10815 RANCHO BERNARDO ROAD STREET 2: SUITE 250 CITY: SAN DIEGO STATE: CA ZIP: 92127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NuZee, Inc. CENTRAL INDEX KEY: 0001527613 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 383849791 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1350 EAST ARAPAHO ROAD STREET 2: SUITE #230 CITY: RICHARDSON STATE: TX ZIP: 75081 BUSINESS PHONE: (760) 295-2408 MAIL ADDRESS: STREET 1: 1350 EAST ARAPAHO ROAD STREET 2: SUITE #230 CITY: RICHARDSON STATE: TX ZIP: 75081 FORMER COMPANY: FORMER CONFORMED NAME: Havana Furnishings Inc. DATE OF NAME CHANGE: 20110815 FORMER COMPANY: FORMER CONFORMED NAME: Havanna Furnishings Inc. DATE OF NAME CHANGE: 20110809 4 1 ownership.xml X0508 4 2023-09-13 0 0001527613 NuZee, Inc. NUZE 0001630849 HIGASHIDA MASATERU C/O NUZEE, INC. 1350 EAST ARAPAHO ROAD, SUITE 230 RICHARDSON TX 75081 1 1 1 0 See Remarks 1 Common Stock 2023-09-14 4 S 0 800 7.37 D 133558 D Common Stock 2023-09-13 4 S 0 1200 7.33 D 134358 D Common Stock 382 I See Footnote Reflects the sale of shares of common stock by the reporting person pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person. The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $7.05 to $7.59, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $7.25 to $7.70, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. On December 28, 2022 the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. The shares are beneficially owned by NuZee Co., Ltd. (an entity organized under the laws of Japan). The Reporting Person is the sole owner of NuZee Co., Ltd. Chief Executive Officer and President, Secretary and Treasurer /s/ Masateru Higashida 2023-09-15