0001206774-13-003291.txt : 20130905
0001206774-13-003291.hdr.sgml : 20130905
20130905190237
ACCESSION NUMBER: 0001206774-13-003291
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130903
FILED AS OF DATE: 20130905
DATE AS OF CHANGE: 20130905
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAIS Financial Corp.
CENTRAL INDEX KEY: 0001527590
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 900729143
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO BRIDGE AVENUE, SUITE 322
CITY: RED BANK
STATE: NJ
ZIP: 07701
BUSINESS PHONE: 732-530-3610
MAIL ADDRESS:
STREET 1: TWO BRIDGE AVENUE, SUITE 322
CITY: RED BANK
STATE: NJ
ZIP: 07701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zugel Christian
CENTRAL INDEX KEY: 0001568768
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35808
FILM NUMBER: 131081493
MAIL ADDRESS:
STREET 1: TWO BRIDGE AVENUE
STREET 2: SUITE 322
CITY: RED HOOK
STATE: NJ
ZIP: 07701
4
1
christianzugel_form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2013-09-03
0
0001527590
ZAIS Financial Corp.
ZFC
0001568768
Zugel Christian
C/O ZAIS FINANCIAL CORP.
TWO BRIDGE AVENUE, SUITE 322
RED BANK
NJ
07701
1
1
0
0
Chairman of the Board
Common Stock
2013-09-03
4
P
0
5000
15.71
A
57911
D
Common Stock
2013-09-03
4
P
0
25000
15.72
A
82911
D
Common Stock
10728
I
By Spouse
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.68 to $15.73, inclusive. The Reporting Person undertakes to provide ZAIS Financial Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
/s/Christian Zugel
2013-09-05