0001206774-13-003291.txt : 20130905 0001206774-13-003291.hdr.sgml : 20130905 20130905190237 ACCESSION NUMBER: 0001206774-13-003291 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130903 FILED AS OF DATE: 20130905 DATE AS OF CHANGE: 20130905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAIS Financial Corp. CENTRAL INDEX KEY: 0001527590 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 900729143 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO BRIDGE AVENUE, SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 732-530-3610 MAIL ADDRESS: STREET 1: TWO BRIDGE AVENUE, SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zugel Christian CENTRAL INDEX KEY: 0001568768 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35808 FILM NUMBER: 131081493 MAIL ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED HOOK STATE: NJ ZIP: 07701 4 1 christianzugel_form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2013-09-03 0 0001527590 ZAIS Financial Corp. ZFC 0001568768 Zugel Christian C/O ZAIS FINANCIAL CORP. TWO BRIDGE AVENUE, SUITE 322 RED BANK NJ 07701 1 1 0 0 Chairman of the Board Common Stock 2013-09-03 4 P 0 5000 15.71 A 57911 D Common Stock 2013-09-03 4 P 0 25000 15.72 A 82911 D Common Stock 10728 I By Spouse The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.68 to $15.73, inclusive. The Reporting Person undertakes to provide ZAIS Financial Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. /s/Christian Zugel 2013-09-05