0001206774-13-003287.txt : 20130905 0001206774-13-003287.hdr.sgml : 20130905 20130905185947 ACCESSION NUMBER: 0001206774-13-003287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130904 FILED AS OF DATE: 20130905 DATE AS OF CHANGE: 20130905 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAIS Financial Corp. CENTRAL INDEX KEY: 0001527590 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 900729143 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO BRIDGE AVENUE, SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 732-530-3610 MAIL ADDRESS: STREET 1: TWO BRIDGE AVENUE, SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hargrave Brian CENTRAL INDEX KEY: 0001568753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35808 FILM NUMBER: 131081488 MAIL ADDRESS: STREET 1: C/O ZAIS FINANCIAL CORP. STREET 2: TWO BRIDGE AVENUE, SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701 4 1 hargrave_form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2013-09-04 0 0001527590 ZAIS Financial Corp. ZFC 0001568753 Hargrave Brian C/O ZAIS FINANCIAL CORP. TWO BRIDGE AVENUE, SUITE 322 RED BANK NJ 07701 0 1 0 0 Chief Investment Officer Common Stock 2013-09-04 4 P 0 1000 15.74 A 6499 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.72 to $15.75, inclusive. The Reporting Person undertakes to provide ZAIS Financial Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. /s/Brian Hargrave 2013-09-05