0001144204-16-130890.txt : 20161101 0001144204-16-130890.hdr.sgml : 20161101 20161101171517 ACCESSION NUMBER: 0001144204-16-130890 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161025 FILED AS OF DATE: 20161101 DATE AS OF CHANGE: 20161101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAIS Financial Corp. CENTRAL INDEX KEY: 0001527590 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 900729143 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO BRIDGE AVENUE, SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 732-530-3610 MAIL ADDRESS: STREET 1: TWO BRIDGE AVENUE, SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zugel Christian CENTRAL INDEX KEY: 0001568768 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35808 FILM NUMBER: 161965604 MAIL ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED HOOK STATE: NJ ZIP: 07701 4/A 1 v451815_4a.xml OWNERSHIP DOCUMENT X0306 4/A 2016-10-25 2016-10-27 1 0001527590 ZAIS Financial Corp. ZFC 0001568768 Zugel Christian TWO BRIDGE AVENUE SUITE 322 RED BANK NJ 07701 1 1 0 0 Chairman Common Stock 2016-10-25 4 D 0 77986 15.37 D 34925 D Common Stock 2016-10-25 4 D 0 7410 15.37 D 3318 I By Spouse The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%. /s/ Christian Zugel 2016-11-01