0001144204-16-130890.txt : 20161101
0001144204-16-130890.hdr.sgml : 20161101
20161101171517
ACCESSION NUMBER: 0001144204-16-130890
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161025
FILED AS OF DATE: 20161101
DATE AS OF CHANGE: 20161101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAIS Financial Corp.
CENTRAL INDEX KEY: 0001527590
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 900729143
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO BRIDGE AVENUE, SUITE 322
CITY: RED BANK
STATE: NJ
ZIP: 07701
BUSINESS PHONE: 732-530-3610
MAIL ADDRESS:
STREET 1: TWO BRIDGE AVENUE, SUITE 322
CITY: RED BANK
STATE: NJ
ZIP: 07701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zugel Christian
CENTRAL INDEX KEY: 0001568768
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35808
FILM NUMBER: 161965604
MAIL ADDRESS:
STREET 1: TWO BRIDGE AVENUE
STREET 2: SUITE 322
CITY: RED HOOK
STATE: NJ
ZIP: 07701
4/A
1
v451815_4a.xml
OWNERSHIP DOCUMENT
X0306
4/A
2016-10-25
2016-10-27
1
0001527590
ZAIS Financial Corp.
ZFC
0001568768
Zugel Christian
TWO BRIDGE AVENUE SUITE 322
RED BANK
NJ
07701
1
1
0
0
Chairman
Common Stock
2016-10-25
4
D
0
77986
15.37
D
34925
D
Common Stock
2016-10-25
4
D
0
7410
15.37
D
3318
I
By Spouse
The amount reported represents the final number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The final proration factor for the Tender Offer is 69.068872%.
/s/ Christian Zugel
2016-11-01