0001144204-16-129997.txt : 20161027
0001144204-16-129997.hdr.sgml : 20161027
20161027205231
ACCESSION NUMBER: 0001144204-16-129997
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161025
FILED AS OF DATE: 20161027
DATE AS OF CHANGE: 20161027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAIS Financial Corp.
CENTRAL INDEX KEY: 0001527590
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 900729143
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO BRIDGE AVENUE, SUITE 322
CITY: RED BANK
STATE: NJ
ZIP: 07701
BUSINESS PHONE: 732-530-3610
MAIL ADDRESS:
STREET 1: TWO BRIDGE AVENUE, SUITE 322
CITY: RED BANK
STATE: NJ
ZIP: 07701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Szymanski Michael
CENTRAL INDEX KEY: 0001568804
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35808
FILM NUMBER: 161956772
MAIL ADDRESS:
STREET 1: C/O ZAIS FINANCIAL CORP.
STREET 2: TWO BRIDGE AVENUE, SUITE 322
CITY: RED BANK
STATE: NJ
ZIP: 07701
4
1
v451538_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-10-25
0
0001527590
ZAIS Financial Corp.
ZFC
0001568804
Szymanski Michael
TWO BRIDGE AVENUE SUITE 322
RED BANK
NJ
07701
0
1
0
0
CEO, President and Director
Common Stock
2016-10-25
4
D
0
19324
15.37
D
8622
D
The amount reported represents the estimated number of shares tendered to ZAIS Financial Corp. (the "Company") in connection with the tender offer by the Company pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on September 27, 2016 (the "Tender Offer"). The Company will purchase only a prorated portion of the shares properly tendered by each tendering stockholder. Based on a preliminary count reported by the Company, the preliminary proration factor for the Tender Offer is 69.15%. If necessary, an amended Form 4 will be filed to report the number of shares actually sold by the reporting person in connection with the Tender Offer once the final proration factor is determined.
The shares are held jointly by the Reporting Person and his spouse.
/s/ Michael Szymanski
2016-10-27