0001104659-19-013453.txt : 20190307
0001104659-19-013453.hdr.sgml : 20190307
20190307193831
ACCESSION NUMBER: 0001104659-19-013453
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190305
FILED AS OF DATE: 20190307
DATE AS OF CHANGE: 20190307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buttacavoli Thomas
CENTRAL INDEX KEY: 0001689600
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35808
FILM NUMBER: 19667229
MAIL ADDRESS:
STREET 1: C/O SUTHERLAND ASSET MANAGEMENT CORP.
STREET 2: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ready Capital Corp
CENTRAL INDEX KEY: 0001527590
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 900729143
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-257-4600
MAIL ADDRESS:
STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: Sutherland Asset Management Corp
DATE OF NAME CHANGE: 20161110
FORMER COMPANY:
FORMER CONFORMED NAME: ZAIS Financial Corp.
DATE OF NAME CHANGE: 20110808
4
1
a4.xml
4
X0306
4
2019-03-05
0
0001527590
Ready Capital Corp
RC
0001689600
Buttacavoli Thomas
1140 AVENUE OF THE AMERICAS, 7TH FLOOR
NEW YORK
NY
10036
0
1
0
0
Chief Investment Officer
Common Stock
2019-03-05
4
A
0
2110
A
83060
D
Common Stock
3566
I
By Waterfall
On March 5, 2019, the Reporting Person was granted 2,110 shares of Common Stock of the Issuer out of the 27,198 shares of the incentive distribution that were previously issued by the Issuer to Waterfall Asset Management, LLC, the Issuer's external manager (the "Manager") pursuant to the management agreement between the Issuer and the Manager in January 2016.
These shares represent the 3,566 shares of Common Stock of the Issuer out of the 32,956 and 8,454 total shares of Common Stock held by the Manager and Waterfall Management, LLC ("WM" and together with the Manager, "Waterfall"), respectively, including through each entity's ownership of Sutherland REIT Holdings, LP (the "Partnership") based on the Reporting Person's percentage ownership in Waterfall. The Reporting Person disclaims beneficial ownership of the shares held by Waterfall, except to the extent of his economic interest therein.
/s/ Thomas Buttacavoli
2019-03-07