0001104659-13-009847.txt : 20130212 0001104659-13-009847.hdr.sgml : 20130212 20130212215506 ACCESSION NUMBER: 0001104659-13-009847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130208 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crowley Denise CENTRAL INDEX KEY: 0001568766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35808 FILM NUMBER: 13599388 MAIL ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAIS Financial Corp. CENTRAL INDEX KEY: 0001527590 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 900729143 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO BRIDGE AVENUE, SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 732-530-3610 MAIL ADDRESS: STREET 1: TWO BRIDGE AVENUE, SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701 4 1 a4.xml 4 X0306 4 2013-02-08 0 0001527590 ZAIS Financial Corp. ZFC 0001568766 Crowley Denise C/O ZAIS FINANCIAL CORP. TWO BRIDGE AVENUE, SUITE 322 RED BANK NJ 07701 1 0 0 0 Common Stock 2013-02-08 4 P 0 5000 19.9619 A 11437 I By DCDE LLC The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.94 to $20.00, inclusive. The Reporting Person undertakes to provide ZAIS Financial Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. The shares of Common Stock are held through the accounts of DCDE LLC, of which the Reporting Person is the managing member. /s/ Denise Crowley, by Steven Haber, her attorney-in-fact 2013-02-12