0001213900-21-043255.txt : 20210817 0001213900-21-043255.hdr.sgml : 20210817 20210817081540 ACCESSION NUMBER: 0001213900-21-043255 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210813 FILED AS OF DATE: 20210817 DATE AS OF CHANGE: 20210817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plum Crystal CENTRAL INDEX KEY: 0001804516 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35713 FILM NUMBER: 211180983 MAIL ADDRESS: STREET 1: C/O WHEELER REAL ESTATE INVESTMENT TRUST STREET 2: 2529 VIRGINIA BEACH BOULEVARD CITY: VIRGINIA BEACH STATE: VA ZIP: 23452 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wheeler Real Estate Investment Trust, Inc. CENTRAL INDEX KEY: 0001527541 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 452681082 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: RIVERSEDGE NORTH STREET 2: 2529 VIRGINIA BEACH BLVD., SUITE 200 CITY: VIRGINIA BEACH STATE: VA ZIP: 23452 BUSINESS PHONE: 757-627-9088 MAIL ADDRESS: STREET 1: RIVERSEDGE NORTH STREET 2: 2529 VIRGINIA BEACH BLVD., SUITE 200 CITY: VIRGINIA BEACH STATE: VA ZIP: 23452 4 1 ownership.xml X0306 4 2021-08-13 0 0001527541 Wheeler Real Estate Investment Trust, Inc. WHLR 0001804516 Plum Crystal WHEELER REAL ESTATE INVESTMENT TRUST 2529 VIRGINIA BEACH BLVD VIRGINIA BEACH VA 23452 0 1 0 0 Chief Financial Officer Common Stock 2021-08-13 4 A 0 20000 0 A 22022 D Amount represents restricted stock granted by the Issuer on August 13, 2021. Of this grant, 5,000 shares were vested immediately upon grant, and the remaining 15,000 shares are subject to vesting in three equal installments on each anniversary of the grant date (each, a "Vesting Date"), subject to both (1) Ms. Plum's continued employment through the applicable Vesting Date and (2) the average closing price per share of the Issuer's common stock over all trading days in any consecutive 20-business day period during the three-year period following the grant date (the "Performance Period") being equal to or greater than $6.25 (the "Price Target"). In the event of certain terminations of employment, Ms. Plum is eligible for pro-rated vesting, provided the Price Target is achieved during the Performance Period. /s/ Crystal Plum 2021-08-17