0001140361-23-006105.txt : 20230210
0001140361-23-006105.hdr.sgml : 20230210
20230210200109
ACCESSION NUMBER: 0001140361-23-006105
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230210
DATE AS OF CHANGE: 20230210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Belardi James Richard
CENTRAL INDEX KEY: 0001689315
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37963
FILM NUMBER: 23614215
MAIL ADDRESS:
STREET 1: C/O ATHENE HOLDING LTD.
STREET 2: WASHINGTON HOUSE, 16 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM 11
FORMER NAME:
FORMER CONFORMED NAME: Berlardi James Richard
DATE OF NAME CHANGE: 20161104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Athene Holding Ltd
CENTRAL INDEX KEY: 0001527469
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 980630022
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: SECOND FLOOR, WASHINGTON HOUSE
STREET 2: 16 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM 11
BUSINESS PHONE: 441-279-8400
MAIL ADDRESS:
STREET 1: SECOND FLOOR, WASHINGTON HOUSE
STREET 2: 16 CHURCH STREET
CITY: HAMILTON
STATE: D0
ZIP: HM 11
5
1
form5.xml
X0306
5
2022-12-31
0
1
0001527469
Athene Holding Ltd
ATH
0001689315
Belardi James Richard
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 42ND FLOOR
NEW YORK
NY
10019
true
true
Chairman, CEO and CIO
Depositary Shares of Series E Preference Shares
2022-12-12
4
P
0
66400
25.16
A
66400
I
by James and Leslie Belardi Family Trust
Complete Title of Security: Depositary Shares Each Representing a 1/1,000th Interest in a Share of 7.750% Fixed-Rate Reset Perpetual Non-Cumulative Preference Shares, Series E. Neither the Depositary Shares nor the underlying Series E Preference Shares are convertible into, or exchangeable for, shares of any other class or series of stock or other securities of the Issuer or its subsidiaries and, except in very limited circumstances, neither the Depositary Shares nor the underlying Series E Preference Shares have voting rights. Neither the Depositary Shares nor the underlying Series E Preference Shares will be obligations of, or guaranteed by, Apollo Global Management, Inc., the beneficial owner of 100% of Class A common shares of the Issuer, or any entity other than the Issuer.
Mr. Belardi also serves as Chief Executive Officer of Apollo Insurance Solutions Group, LP ("ISG"), a subsidiary of Apollo Global Management, Inc. ("Apollo"), and as a director and executive officer of Apollo. Apollo holds 100% of the common shares of the Issuer. This report does not include any securities of the Issuer held by Apollo or that may be deemed to be beneficially owned by Apollo, ISG, any other Apollo affiliate or any Apollo investment managers or investment advisors affiliated with the investment funds managed by such investment managers or advisors, and Mr. Belardi disclaims beneficial ownership of all such securities. This report shall not be deemed an admission that Mr. Belardi is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on December 9, 2016).
/s/ Ira Rosenblatt, attorney-in-fact
2023-02-10